0001493152-23-001808.txt : 20230119
0001493152-23-001808.hdr.sgml : 20230119
20230118183503
ACCESSION NUMBER: 0001493152-23-001808
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20230119
DATE AS OF CHANGE: 20230118
EFFECTIVENESS DATE: 20230119
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PALISADE BIO, INC.
CENTRAL INDEX KEY: 0001357459
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 522007292
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-471118
FILM NUMBER: 23535488
BUSINESS ADDRESS:
STREET 1: 7750 EL CAMINO REAL, SUITE 5200
CITY: CARLSBAD
STATE: CA
ZIP: 92009
BUSINESS PHONE: (858) 704-4900
MAIL ADDRESS:
STREET 1: 7750 EL CAMINO REAL, SUITE 5200
CITY: CARLSBAD
STATE: CA
ZIP: 92009
FORMER COMPANY:
FORMER CONFORMED NAME: Seneca Biopharma, Inc.
DATE OF NAME CHANGE: 20200127
FORMER COMPANY:
FORMER CONFORMED NAME: Neuralstem, Inc.
DATE OF NAME CHANGE: 20060324
D
1
primary_doc.xml
X0708
D
LIVE
0001357459
PALISADE BIO, INC.
7750 EL CAMINO REAL
SUITE 5200
CARLSBAD
CA
CALIFORNIA
92009
858-704-4900
DELAWARE
None
Seneca Biopharma, Inc.
Neuralstem, Inc.
Corporation
true
J.D.
Finley
7750 El Camino Real
Suite 5200
Carlsbad
CA
CALIFORNIA
92009
Executive Officer
Binxian
Wei
7750 El Camino Real
Suite 5200
Carlsbad
CA
CALIFORNIA
92009
Director
Donald
Williams
7750 El Camino Real
Suite 5200
Carlsbad
CA
CALIFORNIA
92009
Director
Robert
Trenschel
7750 El Camino Real
Suite 5200
Carlsbad
CA
CALIFORNIA
92009
Director
James
Neal
7750 El Camino Real
Suite 5200
Carlsbad
CA
CALIFORNIA
92009
Director
Stephanie
Diaz
7750 El Camino Real
Suite 5200
Carlsbad
CA
CALIFORNIA
92009
Director
Mary Ann
Gray
7750 El Camino Real
Suite 5200
Carlsbad
CA
CALIFORNIA
92009
Director
Cristina
Csimma
7750 El Camino Real
Suite 5200
California
CA
CALIFORNIA
92009
Director
Biotechnology
Decline to Disclose
- 06b
false
2023-01-04
false
true
true
true
Includes 538,789 Pre-funded Warrants, 1,052,631 Warrants, and 63,158 Representative Warrants
false
0
Ladenburg Thalmann & Co. Inc.
505
None
None
640 5TH AVENUE, 4TH FLOOR
NEW YORK
NY
NEW YORK
10019
IL
ILLINOIS
NV
NEVADA
NY
NEW YORK
false
2500000
2500000
0
false
6
193750
0
Does not include (i) expense reimbursement or (ii) placement agent warrants
0
false
PALISADE BIO, INC.
/S/ J.D. Finley
J.D. Finley
Interim CEO
2023-01-18