SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): August 7, 2019 (August 6, 2019)
Neuralstem, Inc.
(Exact name of registrant as specified in Charter)
Delaware | 001-33672 | 52-2007292 | ||
(State or other jurisdiction of incorporation or organization) |
(Commission File No.) | (IRS Employee Identification No.) |
20271 Goldenrod Lane, 2nd Floor, Germantown, Maryland 20876
(Address of Principal Executive Offices)
(301) 366-4960
(Issuer Telephone number)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||||
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities registered pursuant to Section 12(b) of the Act:
Title of Class | Trading Symbol | Name of Each Exchange on Which Registered | ||
Common stock, par value $0.01 per share | CUR | The Nasdaq Capital Market LLC |
Item 8.01 | Entry into a Material Definitive Agreement. |
On August 7, 2019, Neuralstem, Inc. (the “Company”) announced that on August 6, 2019, it received a letter from the Office of General Counsel of the Nasdaq Stock Market LLC (“Nasdaq”) informing the Company that the Nasdaq Hearings Panel has granted the Company’s request for continued listing of the Company’s stock on the Nasdaq Stock Market.
A copy of the press release is attached to this report as Exhibit 99.01.
Item 9.01 | Financial Statements and Exhibits. |
Exhibit | ||
No. | Description | |
99.01 | Press Release dated August 7, 2019 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
Date: | August 7, 2019 | Neuralstem, Inc. | |
/s/ Kenneth Carter | |||
By: Kenneth Carter | |||
Executive Chairman | |||
INDEX OF EXHIBITS
Exhibit | ||
No. | Description | |
99.01 | Press Release dated August 7, 2019 |
Exhibit 99.01
Neuralstem Announces Nasdaq Hearings Panel Grants Request For Continued Listing
GERMANTOWN, Md., August 7, 2019 – Neuralstem, Inc. (Nasdaq: CUR) (“Neuralstem” or the Company”) today announced that on August 6, 2019, it received a letter from the Office of General Counsel of The Nasdaq Stock Market LLC (“Nasdaq”) informing the Company that the Nasdaq Hearings Panel (the "Panel") has granted the Company's request for continued listing of the Company's stock on the Nasdaq Stock Market.
The Panel found that the Company had (i) demonstrated compliance with the bid price requirement and (ii) addressed the Panel’s questions regarding its stockholders’ equity position and will continue its listing and that the matter is closed.
About Neuralstem, Inc.
Neuralstem is a clinical-stage biopharmaceutical company developing novel treatments for nervous system diseases of high unmet medical need. The Company has two lead development candidates:
Neuralstem's diversified portfolio of product candidates is based on its proprietary neural stem cell technology.
Forward-Looking Statements
This news release contains "forward-looking statements" made pursuant to the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements relate to future, not past, events and may often be identified by words such as "expect," "anticipate," "intend," "plan," "believe," "seek" or "will." Forward-looking statements by their nature address matters that are, to different degrees, uncertain. Specific risks and uncertainties that could cause our actual results to differ materially from those expressed in our forward-looking statements include risks inherent in the development and commercialization of potential products, uncertainty of clinical trial results or regulatory approvals or clearances, need for future capital, dependence upon collaborators and maintenance of our intellectual property rights. Actual results may differ materially from the results anticipated in these forward-looking statements. Additional information on potential factors that could affect our results and other risks and uncertainties are detailed from time to time in Neuralstem's periodic reports, including its Annual Report on Form 10-K for the year ended December 31, 2018, filed with the Securities and Exchange Commission (SEC), and in other reports filed with the SEC. We do not assume any obligation to update any forward-looking statements.
Investor Contact:
Hibiscus Bioventures
josh@hibiscusbio.com