The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 1,554 | 100,467 | SH | DFND | 0 | 100,467 | 0 | ||
ABENGOA YIELD PLC | ORD SHS | G00349103 | 5,551 | 203,168 | SH | DFND | 0 | 203,168 | 0 | ||
ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 3,796 | 224,100 | SH | Put | DFND | 0 | 224,100 | 0 | |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 3,273 | 79,947 | SH | DFND | 1 | 0 | 79,947 | 0 | |
AIR LEASE CORP | CL A | 00912X302 | 4,464 | 130,120 | SH | DFND | 0 | 130,120 | 0 | ||
ALPHA & OMEGA SEMICONDUCTOR | SHS | G6331P104 | 124 | 13,970 | SH | DFND | 0 | 13,970 | 0 | ||
AMPHENOL CORP NEW | CL A | 032095101 | 964 | 17,906 | SH | DFND | 0 | 17,906 | 0 | ||
ARDMORE SHIPPING CORP | COM | Y0207T100 | 754 | 63,011 | SH | DFND | 0 | 63,011 | 0 | ||
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 2,395 | 348,600 | SH | Call | DFND | 0 | 348,600 | 0 | |
ARROWHEAD RESH CORP | COM NEW | 042797209 | 224 | 30,300 | SH | Call | DFND | 0 | 30,300 | 0 | |
ATMEL CORP | COM | 049513104 | 1,433 | 170,718 | SH | DFND | 0 | 170,718 | 0 | ||
AUTOLIV INC | COM | 052800109 | 6,737 | 63,481 | SH | DFND | 0 | 63,481 | 0 | ||
AVX CORP NEW | COM | 002444107 | 1,191 | 85,039 | SH | DFND | 0 | 85,039 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 2,090 | 9,166 | SH | DFND | 0 | 9,166 | 0 | ||
BIOGEN IDEC INC | COM | 09062X103 | 4,650 | 13,700 | SH | Call | DFND | 0 | 13,700 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 3,440 | 37,500 | SH | Call | DFND | 0 | 37,500 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 8,530 | 144,500 | SH | Call | DFND | 0 | 144,500 | 0 | |
CABOT CORP | COM | 127055101 | 2,815 | 64,177 | SH | DFND | 0 | 64,177 | 0 | ||
CABOT OIL & GAS CORP | COM | 127097103 | 3,429 | 115,800 | SH | Call | DFND | 0 | 115,800 | 0 | |
CEVA INC | COM | 157210105 | 411 | 22,650 | SH | DFND | 2 | 0 | 22,650 | 0 | |
CHINA AUTOMOTIVE SYS INC | COM | 16936R105 | 82 | 11,513 | SH | DFND | 0 | 11,513 | 0 | ||
CHINA DIGITAL TV HLDG CO LTD | SPONSORED ADR | 16938G107 | 85 | 27,815 | SH | DFND | 0 | 27,815 | 0 | ||
CHINA DISTANCE ED HLDGS LTD | SPONS ADR | 16944W104 | 267 | 16,263 | SH | DFND | 0 | 16,263 | 0 | ||
CHINA LODGING GROUP LTD | SPONSORED ADR | 16949N109 | 4,114 | 156,533 | SH | DFND | 0 | 156,533 | 0 | ||
CLEAR CHANNEL OUTDOOR HLDGS | CL A | 18451C109 | 1,051 | 99,250 | SH | DFND | 0 | 99,250 | 0 | ||
CREDICORP LTD | COM | G2519Y108 | 4,160 | 25,969 | SH | DFND | 0 | 25,969 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 2,354 | 51,738 | SH | DFND | 0 | 51,738 | 0 | ||
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 19,405 | 192,800 | SH | Call | DFND | 0 | 192,800 | 0 | |
CUBIST PHARMACEUTICALS INC | RIGHT 99/99/9999 | 229678123 | 27 | 684,950 | SH | DFND | 0 | 684,950 | 0 | ||
DINEEQUITY INC | COM | 254423106 | 4,109 | 39,651 | SH | DFND | 2 | 0 | 39,651 | 0 | |
DOLBY LABORATORIES INC | COM | 25659T107 | 3,431 | 79,567 | SH | DFND | 2 | 0 | 79,567 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 11,996 | 169,668 | SH | DFND | 3,4 | 0 | 169,668 | 0 | |
DSP GROUP INC | COM | 23332B106 | 267 | 24,582 | SH | DFND | 0 | 24,582 | 0 | ||
DTS INC | COM | 23335C101 | 1,177 | 38,288 | SH | DFND | 0 | 38,288 | 0 | ||
DYAX CORP | COM | 26746E103 | 186 | 13,200 | SH | Call | DFND | 0 | 13,200 | 0 | |
EMULEX CORP | COM NEW | 292475209 | 1,402 | 247,186 | SH | DFND | 2 | 0 | 247,186 | 0 | |
EQUINIX INC | COM NEW | 29444U502 | 2,519 | 11,112 | SH | DFND | 0 | 11,112 | 0 | ||
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 2,306 | 136,588 | SH | DFND | 0 | 136,588 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 4,784 | 60,400 | SH | Call | DFND | 0 | 60,400 | 0 | |
FLEXTRONICS INTL LTD | ORD | Y2573F102 | 569 | 50,932 | SH | DFND | 0 | 50,932 | 0 | ||
GRACE W R & CO DEL NEW | COM | 38388F108 | 3,079 | 32,280 | SH | DFND | 0 | 32,280 | 0 | ||
GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 4,023 | 295,402 | SH | DFND | 0 | 295,402 | 0 | ||
HD SUPPLY HLDGS INC | COM | 40416M105 | 12,242 | 415,112 | SH | DFND | 2,4 | 0 | 415,112 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 851 | 84,600 | SH | Call | DFND | 0 | 84,600 | 0 | |
HOLLYSYS AUTOMATION TECHNOLO | SHS | G45667105 | 725 | 29,664 | SH | DFND | 0 | 29,664 | 0 | ||
IMS HEALTH HLDGS INC | COM | 44970B109 | 1,650 | 64,345 | SH | DFND | 0 | 64,345 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 2,543 | 80,818 | SH | DFND | 0 | 80,818 | 0 | ||
INPHI CORP | COM | 45772F107 | 196 | 10,590 | SH | DFND | 2 | 0 | 10,590 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 4,124 | 210,423 | SH | DFND | 2 | 0 | 210,423 | 0 | |
INTELSAT S A | MAN CONV JR PFD | L5140P119 | 1,738 | 36,977 | SH | DFND | 0 | 36,977 | 0 | ||
INTERNATIONAL RECTIFIER CORP | COM | 460254105 | 18,956 | 475,100 | SH | Call | DFND | 0 | 475,100 | 0 | |
INTERSIL CORP | CL A | 46069S109 | 2,838 | 196,097 | SH | DFND | 0 | 196,097 | 0 | ||
ISHARES | MSCI BRZ CAP ETF | 464286400 | 26,012 | 711,300 | SH | Call | DFND | 0 | 711,300 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 3,313 | 220,000 | SH | Call | DFND | 0 | 220,000 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 9,430 | 240,000 | SH | Call | DFND | 0 | 240,000 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,572 | 40,000 | SH | Put | DFND | 0 | 40,000 | 0 | |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 4,459 | 14,700 | SH | Put | DFND | 0 | 14,700 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 21,771 | 182,000 | SH | Put | DFND | 0 | 182,000 | 0 | |
JABIL CIRCUIT INC | COM | 466313103 | 1,047 | 47,950 | SH | DFND | 0 | 47,950 | 0 | ||
KULICKE & SOFFA INDS INC | COM | 501242101 | 1,914 | 132,332 | SH | DFND | 2 | 0 | 132,332 | 0 | |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 608 | 88,232 | SH | DFND | 2 | 0 | 88,232 | 0 | |
LIFE TIME FITNESS INC | COM | 53217R207 | 2,771 | 48,943 | SH | DFND | 0 | 48,943 | 0 | ||
MICREL INC | COM | 594793101 | 371 | 25,548 | SH | DFND | 0 | 25,548 | 0 | ||
MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | 585 | 22,160 | SH | DFND | 0 | 22,160 | 0 | ||
MYRIAD GENETICS INC | COM | 62855J104 | 6,189 | 181,700 | SH | Put | DFND | 0 | 181,700 | 0 | |
NORTEK INC | COM NEW | 656559309 | 3,075 | 37,803 | SH | DFND | 0 | 37,803 | 0 | ||
NOVA MEASURING INSTRUMENTS L | COM | M7516K103 | 2,017 | 194,090 | SH | DFND | 5 | 0 | 194,090 | 0 | |
NVIDIA CORP | COM | 67066G104 | 1,773 | 88,431 | SH | DFND | 2 | 0 | 88,431 | 0 | |
ORBOTECH LTD | ORD | M75253100 | 1,064 | 71,878 | SH | DFND | 2 | 0 | 71,878 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 3,290 | 184,508 | SH | DFND | 0 | 184,508 | 0 | ||
PANDORA MEDIA INC | COM | 698354107 | 8,656 | 485,500 | SH | Put | DFND | 0 | 485,500 | 0 | |
PENN VA CORP | COM | 707882106 | 3,677 | 550,500 | SH | Call | DFND | 0 | 550,500 | 0 | |
PERFECT WORLD CO LTD | SPON ADR REP B | 71372U104 | 2,444 | 155,081 | SH | DFND | 0 | 155,081 | 0 | ||
PERICOM SEMICONDUCTOR CORP | COM | 713831105 | 252 | 18,601 | SH | DFND | 0 | 18,601 | 0 | ||
PERNIX THERAPEUTICS HLDGS IN | COM | 71426V108 | 744 | 79,232 | SH | DFND | 2 | 0 | 79,232 | 0 | |
PERNIX THERAPEUTICS HLDGS IN | COM | 71426V108 | 1,114 | 118,600 | SH | Put | DFND | 0 | 118,600 | 0 | |
PLEXUS CORP | COM | 729132100 | 698 | 16,940 | SH | DFND | 0 | 16,940 | 0 | ||
PMC-SIERRA INC | COM | 69344F106 | 310 | 33,800 | SH | DFND | 0 | 33,800 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 7,524 | 131,395 | SH | DFND | 0 | 131,395 | 0 | ||
REALOGY HLDGS CORP | COM | 75605Y106 | 3,669 | 82,465 | SH | DFND | 0 | 82,465 | 0 | ||
RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 1,005 | 103,500 | SH | Call | DFND | 0 | 103,500 | 0 | |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 294 | 29,444 | SH | DFND | 0 | 29,444 | 0 | ||
SCICLONE PHARMACEUTICALS INC | COM | 80862K104 | 1,849 | 211,038 | SH | DFND | 0 | 211,038 | 0 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 3,970 | 59,700 | SH | DFND | 0 | 59,700 | 0 | ||
SHANDA GAMES LTD | SP ADR REPTG A | 81941U105 | 176 | 30,911 | SH | DFND | 0 | 30,911 | 0 | ||
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 3,334 | 140,954 | SH | DFND | 0 | 140,954 | 0 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 3,663 | 50,382 | SH | DFND | 2 | 0 | 50,382 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 118,782 | 577,900 | SH | Put | DFND | 3 | 0 | 577,900 | 0 |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 1,477 | 66,000 | SH | DFND | 0 | 66,000 | 0 | ||
TAL ED GROUP | ADS REPSTG COM | 874080104 | 1,153 | 41,043 | SH | DFND | 0 | 41,043 | 0 | ||
TARENA INTL INC | ADR | 876108101 | 2,660 | 239,682 | SH | DFND | 0 | 239,682 | 0 | ||
TELEFONICA BRASIL SA | SPONSORED ADR | 87936R106 | 1,314 | 74,300 | SH | DFND | 0 | 74,300 | 0 | ||
TERADYNE INC | COM | 880770102 | 870 | 43,956 | SH | DFND | 0 | 43,956 | 0 | ||
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 214 | 5,382 | SH | DFND | 0 | 5,382 | 0 | ||
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 1,306 | 32,900 | SH | Put | DFND | 0 | 32,900 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 382 | 7,152 | SH | DFND | 0 | 7,152 | 0 | ||
TG THERAPEUTICS INC | COM | 88322Q108 | 6,830 | 431,200 | SH | Call | DFND | 0 | 431,200 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 3,696 | 33,391 | SH | DFND | 2 | 0 | 33,391 | 0 | |
WUXI PHARMATECH CAYMAN INC | SPONS ADR SHS | 929352102 | 3,999 | 118,779 | SH | DFND | 0 | 118,779 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 3,454 | 112,975 | SH | DFND | 0 | 112,975 | 0 |