Chief Compliance Officer

0000950123-22-006704.txt : 20220525 0000950123-22-006704.hdr.sgml : 20220525 20220525061007 ACCESSION NUMBER: 0000950123-22-006704 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220525 DATE AS OF CHANGE: 20220525 EFFECTIVENESS DATE: 20220525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phocas Financial Corp. CENTRAL INDEX KEY: 0001356783 IRS NUMBER: 202647024 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12179 FILM NUMBER: 22958834 BUSINESS ADDRESS: STREET 1: 1080 MARINA VILLAGE PARKWAY STREET 2: SUITE 520 CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 523-5800 MAIL ADDRESS: STREET 1: 1080 MARINA VILLAGE PARKWAY STREET 2: SUITE 520 CITY: ALAMEDA STATE: CA ZIP: 94501 FORMER COMPANY: FORMER CONFORMED NAME: Phocas Financial CORP DATE OF NAME CHANGE: 20060320 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001356783 XXXXXXXX 03-31-2022 03-31-2022 false Phocas Financial Corp.

1080 Marina Village Parkway Suite 520 Alameda CA 94501

13F HOLDINGS REPORT 028-12179 N Frances Chiu Chief Compliance Officer 510-995-5821 Frances Chiu Alameda CA 05-20-2022 0 209 803615 false INFORMATION TABLE 2 14111.xml INFORMATION TABLE FOR FORM 13F AAR CORP COM 000361105 7039 145338 SH SOLE 141108 0 0 THE AARONS COMPANY INC COM 00258W108 4059 202140 SH SOLE 196229 0 0 ABBOTT LABS COM 002824100 451 3810 SH SOLE 3810 0 0 ABBVIE INC COM 00287Y109 5684 35060 SH SOLE 35060 0 0 ADVANSIX INC COM 00773T101 5437 106427 SH SOLE 103315 0 0 ADVANCED ENERGY INDS COM 007973100 6879 79910 SH SOLE 77576 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 6334 189362 SH SOLE 183833 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 2909 14456 SH SOLE 14456 0 0 ALPHABET INC CAP STK CL C 02079K107 316 113 SH SOLE 113 0 0 ALPHABET INC CAP STK CL A 02079K305 3541 1273 SH SOLE 1273 0 0 AMAZON COM INC COM 023135106 675 207 SH SOLE 207 0 0 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 4945 294328 SH SOLE 285734 0 0 THE NECESSITY RETAIL REIT IN COM CLASS A 02607T109 7399 935438 SH SOLE 908199 0 0 AMERICAN TOWER CORP NEW COM 03027X100 3449 13728 SH SOLE 13728 0 0 AMERIS BANCORP COM 03076K108 5582 127204 SH SOLE 123481 0 0 APPLE INC COM 037833100 5421 31045 SH SOLE 31045 0 0 ARCONIC CORPORATION COM 03966V107 3664 143015 SH SOLE 138833 0 0 ARMADA HOFFLER PPTYS INC COM 04208T108 11073 758415 SH SOLE 739803 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 6384 39849 SH SOLE 38687 0 0 ATKORE INC COM 047649108 12324 125190 SH SOLE 121529 0 0 ATLANTIC UN BANKSHARES CORP COM 04911A107 4302 117257 SH SOLE 113836 0 0 AVALONBAY CMNTYS INC COM 053484101 1197 4818 SH SOLE 4818 0 0 AVID BIOSERVICES INC COM 05368M106 3469 170277 SH SOLE 165308 0 0 AVIENT CORPORATION COM 05368V106 8967 186811 SH SOLE 181365 0 0 BANCORP INC DEL COM 05969A105 10671 376676 SH SOLE 365683 0 0 BANC OF CALIFORNIA INC COM 05990K106 6979 360468 SH SOLE 349919 0 0 BK OF AMERICA CORP COM 060505104 271 6580 SH SOLE 6580 0 0 BANNER CORP COM NEW 06652V208 4659 79596 SH SOLE 77262 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2056 5825 SH SOLE 5825 0 0 BJS RESTAURANTS INC COM 09180C106 2317 81876 SH SOLE 79482 0 0 BLACK HILLS CORP COM 092113109 6113 79371 SH SOLE 77050 0 0 BLACKROCK INC COM 09247X101 523 685 SH SOLE 685 0 0 BLACKSTONE INC COM 09260D107 361 2845 SH SOLE 2845 0 0 BOSTON PROPERTIES INC COM 101121101 1089 8457 SH SOLE 8457 0 0 BRIGHTVIEW HLDGS INC COM 10948C107 4599 337936 SH SOLE 328054 0 0 CIGNA CORP NEW COM 125523100 778 3245 SH SOLE 3245 0 0 CVS HEALTH CORP COM 126650100 314 3105 SH SOLE 3105 0 0 CENTERSPACE COM 15202L107 1019 10389 SH SOLE 10389 0 0 CHAMPIONX CORPORATION COM 15872M104 7144 291849 SH SOLE 283325 0 0 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 8 10000 SH SOLE 10000 0 0 CHEVRON CORP NEW COM 166764100 450 2763 SH SOLE 2763 0 0 CIVITAS RESOURCES INC COM NEW 17888H103 1150 19260 SH SOLE 19260 0 0 COHERUS BIOSCIENCES INC COM 19249H103 4958 384010 SH SOLE 372803 0 0 COHU INC COM 192576106 4079 137801 SH SOLE 133764 0 0 COLGATE PALMOLIVE CO COM 194162103 725 9566 SH SOLE 9566 0 0 COSTCO WHSL CORP NEW COM 22160K105 768 1333 SH SOLE 1333 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 750 4063 SH SOLE 4063 0 0 CUSTOMERS BANCORP INC COM 23204G100 5884 112841 SH SOLE 109534 0 0 DANA INC COM 235825205 6731 383121 SH SOLE 371944 0 0 DEERE & CO COM 244199105 328 790 SH SOLE 790 0 0 DELUXE CORP COM 248019101 4400 145498 SH SOLE 141243 0 0 DESIGNER BRANDS INC CL A 250565108 2233 165257 SH SOLE 160425 0 0 DIME CMNTY BANCSHARES INC COM 25432X102 3186 92165 SH SOLE 89475 0 0 DISNEY WALT CO COM 254687106 921 6717 SH SOLE 6717 0 0 DOVER CORP COM 260003108 906 5775 SH SOLE 5775 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 575 5151 SH SOLE 5151 0 0 EARTHSTONE ENERGY INC CL A 27032D304 1311 103767 SH SOLE 103767 0 0 EDGEWELL PERS CARE CO COM 28035Q102 6542 178397 SH SOLE 173180 0 0 ENPRO INDS INC COM 29355X107 8983 91914 SH SOLE 89224 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 8318 175818 SH SOLE 170677 0 0 EQUINIX INC COM 29444U700 2822 3804 SH SOLE 3804 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1631 21330 SH SOLE 21330 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1884 20952 SH SOLE 20952 0 0 ESSEX PPTY TR INC COM 297178105 876 2536 SH SOLE 2536 0 0 EXTRA SPACE STORAGE INC COM 30225T102 3137 15258 SH SOLE 15258 0 0 F N B CORP COM 302520101 3877 311445 SH SOLE 302338 0 0 FB FINL CORP COM 30257X104 3428 77163 SH SOLE 74907 0 0 FEDERAL RLTY INVT TR NEW SH BEN INT NEWADDED 313745101 1604 13138 SH SOLE 13138 0 0 FIRST FNDTN INC COM 32026V104 5922 243791 SH SOLE 236737 0 0 FIRST MERCHANTS CORP COM 320817109 9398 225909 SH SOLE 219297 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 1523 9394 SH SOLE 9394 0 0 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 5174 266693 SH SOLE 266693 0 0 FOCUS FINL PARTNERS INC COM CL A 34417P100 3348 73186 SH SOLE 71047 0 0 FULLER H B CO COM 359694106 6674 101010 SH Put SOLE 98056 0 0 G III APPAREL GROUP LTD COM 36237H101 3670 135660 SH Put SOLE 131700 0 0 GALLAGHER ARTHUR J & CO COM 363576109 602 3450 SH SOLE 3450 0 0 GLOBAL MED REIT INC COM NEW 37954A204 10842 664311 SH SOLE 647861 0 0 GOLDEN ENTMT INC COM 381013101 7062 121619 SH SOLE 117995 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 439 1330 SH SOLE 1330 0 0 HEARTLAND FINL USA INC COM 42234Q102 7997 167189 SH SOLE 162296 0 0 HEALTHPEAK PROPERTIES INC COM 42250P103 1084 31584 SH SOLE 31584 0 0 HILTON GRAND VACATIONS INC COM 43283X105 8236 158354 SH SOLE 153723 0 0 HOSTESS BRANDS INC CL A 44109J106 8809 401489 SH SOLE 389749 0 0 HUDSON PAC PPTYS INC COM 444097109 8441 304196 SH SOLE 296756 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 11699 442485 SH SOLE 432637 0 0 INDEPENDENT BANK GROUP INC COM 45384B106 8282 116392 SH SOLE 112988 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 3294 16036 SH SOLE 15651 0 0 INTEGER HLDGS CORP COM 45826H109 6452 80081 SH SOLE 77734 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 397 1096 SH SOLE 1096 0 0 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 812 13515 SH SOLE 13515 0 0 INVESCO EXCHANGE 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0 JPMORGAN CHASE & CO COM 46625H100 1365 10011 SH SOLE 10011 0 0 JETBLUE AWYS CORP COM 477143101 3409 228043 SH SOLE 221388 0 0 JOHNSON & JOHNSON COM 478160104 2192 12366 SH SOLE 12366 0 0 KKR & CO INC COM 48251W104 581 9945 SH SOLE 9945 0 0 KADANT INC COM 48282T104 4270 21990 SH SOLE 21347 0 0 KFORCE INC COM 493732101 9877 133530 SH SOLE 129622 0 0 LA Z BOY INC COM 505336107 3173 120318 SH SOLE 116800 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 484 1835 SH SOLE 1835 0 0 LADDER CAP CORP CL A 505743104 6283 529299 SH SOLE 513847 0 0 LAMB WESTON HLDGS INC COM 513272104 228 3803 SH SOLE 3803 0 0 LOWES COS INC COM 548661107 460 2275 SH SOLE 2275 0 0 MYR GROUP INC DEL COM 55405W104 221 2350 SH SOLE 2350 0 0 MAGNOLIA OIL & GAS CORP CL A 559663109 9643 407722 SH SOLE 394019 0 0 MARRIOTT INTL INC NEW CL A 571903202 327 1860 SH SOLE 1860 0 0 MATERION CORP COM 576690101 9973 116315 SH SOLE 112911 0 0 MCDONALDS CORP COM 580135101 241 974 SH SOLE 974 0 0 META FINL GROUP INC COM 59100U108 12199 222125 SH SOLE 215688 0 0 MICROSOFT CORP COM 594918104 3939 12775 SH SOLE 12775 0 0 MID-AMER APT CMNTYS INC COM 59522J103 1587 7577 SH SOLE 7577 0 0 MODINE MFG CO COM 607828100 2853 316608 SH SOLE 307350 0 0 MYRIAD GENETICS INC COM 62855J104 3262 129435 SH SOLE 125702 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 13303 70582 SH SOLE 68518 0 0 NEXTGEN HEALTHCARE INC COM 65343C102 7113 340166 SH SOLE 330239 0 0 NORTHERN OIL AND GAS INC MN COM 665531307 8883 315124 SH SOLE 305909 0 0 NVIDIA CORPORATION COM 67066G104 1264 4633 SH SOLE 4633 0 0 ONEMAIN HLDGS INC COM 68268W103 5843 123247 SH SOLE 119843 0 0 ONTO INNOVATION INC COM 683344105 3267 37595 SH SOLE 36498 0 0 OTTER TAIL CORP COM 689648103 6811 108974 SH SOLE 105787 0 0 OWENS & MINOR INC NEW COM 690732102 6749 153323 SH SOLE 148846 0 0 PDC ENERGY INC COM 69327R101 9137 125713 SH SOLE 121587 0 0 PGT INNOVATIONS INC COM 69336V101 3965 220513 SH SOLE 214074 0 0 PACIRA BIOSCIENCES INC COM 695127100 7132 93448 SH SOLE 90717 0 0 PATTERSON-UTI ENERGY INC COM 703481101 12039 777691 SH SOLE 754964 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 9661 394650 SH SOLE 384401 0 0 PEPSICO INC COM 713448108 1138 6799 SH SOLE 6799 0 0 PFIZER INC COM 717081103 314 6060 SH SOLE 6060 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 232 2279 SH SOLE 2279 0 0 PLEXUS CORP COM 729132100 4430 54152 SH SOLE 52568 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 4094 74228 SH SOLE 72057 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 10732 144845 SH SOLE 140609 0 0 PRIMORIS SVCS CORP COM 74164F103 8147 342024 SH SOLE 332034 0 0 PRIMERICA INC COM 74164M108 2747 20075 SH SOLE 19488 0 0 PROCTER AND GAMBLE CO COM 742718109 783 5126 SH SOLE 5126 0 0 PROG HOLDINGS INC COM NPV 74319R101 2802 97380 SH SOLE 94532 0 0 PROLOGIS INC. COM 74340W103 5181 32087 SH SOLE 32087 0 0 PUBLIC STORAGE COM 74460D109 1270 3255 SH SOLE 3255 0 0 REV GROUP INC COM 749527107 4233 315880 SH SOLE 306636 0 0 RANGE RES CORP COM 75281A109 13954 459307 SH SOLE 445866 0 0 REGENCY CTRS CORP COM 758849103 1094 15324 SH SOLE 15324 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 3532 148209 SH SOLE 143875 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 10381 535395 SH SOLE 522082 0 0 REXFORD INDL RLTY INC COM 76169C100 3406 45655 SH SOLE 45655 0 0 RUTHS HOSPITALITY GROUP INC COM 783332109 3591 156945 SH SOLE 152356 0 0 RYDER SYS INC COM 783549108 9333 117645 SH SOLE 114202 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 9881 106507 SH SOLE 103812 0 0 SL GREEN RLTY CORP COMADDED 78440X887 1024 12607 SH SOLE 12607 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 733 1624 SH SOLE 1624 0 0 SPDR SER TR S&P REGL BKG 78464A698 712 10331 SH SOLE 10331 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 324 2410 SH SOLE 2410 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 7693 516651 SH SOLE 503714 0 0 SALESFORCE COM INC COM 79466L302 266 1255 SH SOLE 1255 0 0 SCHOLASTIC CORP COM 807066105 7007 173953 SH SOLE 168866 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2788 52218 SH SOLE 52218 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 7933 147315 SH SOLE 147315 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 553 7285 SH SOLE 7285 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 818 17270 SH SOLE 17270 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 436 13523 SH SOLE 13523 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 460 12521 SH SOLE 12521 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 878 17356 SH SOLE 17356 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1790 71922 SH SOLE 71922 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 592 4323 SH SOLE 4323 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 224 1210 SH SOLE 1210 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 259 3390 SH SOLE 3390 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 285 4150 SH SOLE 4150 0 0 SELECT MED HLDGS CORP COM 81619Q105 5529 230480 SH SOLE 223726 0 0 SIMON PPTY GROUP INC NEW COM 828806109 2196 16694 SH SOLE 16694 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 220 1650 SH SOLE 1650 0 0 SOUTH JERSEY INDS INC COM 838518108 7357 212937 SH SOLE 206710 0 0 SOUTHSTATE CORPORATION COM 840441109 207 2536 SH SOLE 2536 0 0 SOUTHERN CO COM 842587107 201 2770 SH SOLE 2770 0 0 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 6001 67642 SH SOLE 65664 0 0 STERLING CONSTR INC COM 859241101 12069 450347 SH SOLE 437626 0 0 STONEX GROUP INC COM 861896108 3338 44967 SH SOLE 43652 0 0 STORE CAP CORP COM 862121100 1501 51343 SH SOLE 51343 0 0 SUN CMNTYS INC COM 866674104 2127 12133 SH SOLE 12133 0 0 TRI POINTE HOMES INC COM 87265H109 6660 331665 SH SOLE 321959 0 0 TEXAS CAP BANCSHARES INC COM 88224Q107 5846 102010 SH SOLE 99033 0 0 TIVITY HEALTH INC COM 88870R102 4437 137921 SH SOLE 133905 0 0 TRIUMPH BANCORP INC COM 89679E300 10644 113209 SH SOLE 109982 0 0 UNILEVER PLC SPON ADR NEW 904767704 273 6000 SH SOLE 6000 0 0 UNISYS CORP COM NEW 909214306 6984 323200 SH SOLE 313748 0 0 UNITED NAT FOODS INC COM 911163103 5128 124004 SH SOLE 120380 0 0 UNITEDHEALTH GROUP INC COM 91324P102 569 1115 SH SOLE 1115 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 344 4240 SH SOLE 4240 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1807 21812 SH SOLE 21812 0 0 VEECO INSTRS INC DEL COM 922417100 3294 121139 SH SOLE 117586 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1092 7295 SH SOLE 7295 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 213 4189 SH SOLE 4189 0 0 VERINT SYS INC COM 92343X100 7477 144627 SH SOLE 140395 0 0 WALMART INC COM 931142103 264 1775 SH SOLE 1775 0 0 WESCO INTL INC COM 95082P105 7411 56944 SH SOLE 55279 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 1108 29243 SH SOLE 29243 0 0 EATON CORP PLC SHS G29183103 1019 6715 SH SOLE 6715 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 7373 6489 SH SOLE 6299 0 0