0001828937-23-000066.txt : 20230612
0001828937-23-000066.hdr.sgml : 20230612
20230612162230
ACCESSION NUMBER: 0001828937-23-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230608
FILED AS OF DATE: 20230612
DATE AS OF CHANGE: 20230612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIBMAN BRIAN L
CENTRAL INDEX KEY: 0001356440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40308
FILM NUMBER: 231008392
MAIL ADDRESS:
STREET 1: CLAYTON HOLDINGS, INC.
STREET 2: 2 CORPORATE DRIVE
CITY: SHELTON
STATE: CT
ZIP: 06484
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Finance of America Companies Inc.
CENTRAL INDEX KEY: 0001828937
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 853474065
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5830 GRANITE PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 877-202-2666
MAIL ADDRESS:
STREET 1: 5830 GRANITE PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
wk-form4_1686601342.xml
FORM 4
X0407
4
2023-06-08
0
0001828937
Finance of America Companies Inc.
FOA
0001356440
LIBMAN BRIAN L
C/O FINANCE OF AMERICA COMPANIES INC.,
5830 GRANITE PARKWAY, SUITE 400
PLANO
TX
75024
1
0
1
0
0
Class A Common Stock
2023-06-08
4
M
0
47619
A
151244
D
Class A Common Stock
241730
I
See Footnote
Restricted Stock Units
2023-06-08
4
M
0
47619
0
D
Class A Common Stock
47619
0
D
Restricted Stock Units
2023-06-08
4
A
0
56497
0
A
Class A Common Stock
56497
56497
D
Reflects restricted stock units that upon vesting converted into shares of Class A Common Stock of the Issuer ("Common Stock") on a one-for-one basis.
Reflects securities held by an entity for which Mr. Libman serves as a trustee.
Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
Reflects restricted stock units that vested on June 8, 2023, the date of the Issuer's annual stockholders meeting following the date of grant.
These restricted stock units shall vest on the earlier of (i) June 8, 2024 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date.
/s/ Tracy Lowe, as Attorney-in-Fact
2023-06-12