0001356440-24-000004.txt : 20240312
0001356440-24-000004.hdr.sgml : 20240312
20240312171408
ACCESSION NUMBER: 0001356440-24-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240308
FILED AS OF DATE: 20240312
DATE AS OF CHANGE: 20240312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIBMAN BRIAN L
CENTRAL INDEX KEY: 0001356440
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40308
FILM NUMBER: 24743330
MAIL ADDRESS:
STREET 1: C/O FINANCE OF AMERICA COMPANIES INC.
STREET 2: 5830 GRANITE PARKWAY, SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Libman Family Holdings, LLC
CENTRAL INDEX KEY: 0001854457
ORGANIZATION NAME:
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40308
FILM NUMBER: 24743329
BUSINESS ADDRESS:
STREET 1: C/O FINANCE OF AMERICA COMPANIES INC.
STREET 2: 909 LAKE CAROLYN PARKWAY, SUITE 1550
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 9728658114
MAIL ADDRESS:
STREET 1: C/O FINANCE OF AMERICA COMPANIES INC.
STREET 2: 909 LAKE CAROLYN PARKWAY, SUITE 1550
CITY: IRVING
STATE: TX
ZIP: 75039
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Finance of America Companies Inc.
CENTRAL INDEX KEY: 0001828937
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 853474065
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5830 GRANITE PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 877-202-2666
MAIL ADDRESS:
STREET 1: 5830 GRANITE PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
wk-form4_1710278036.xml
FORM 4
X0508
4
2024-03-08
0
0001828937
Finance of America Companies Inc.
FOA
0001356440
LIBMAN BRIAN L
C/O FINANCE OF AMERICA COMPANIES INC.,
5830 GRANITE PARKWAY, SUITE 400
PLANO
TX
75024
1
0
1
0
0001854457
Libman Family Holdings, LLC
C/O FINANCE OF AMERICA COMPANIES INC.,
5830 GRANITE PARKWAY, SUITE 400
PLANO
TX
75024
0
0
1
0
0
Class A Common Stock
2024-03-08
4
M
0
50409
A
10919975
I
See Footnote
Class A Common Stock
2024-03-08
4
D
0
50409
0
D
10869566
I
See Footnote
Class A Common Stock
151244
D
Class A Common Stock
241730
I
See Footnote
LLC Units of Finance of America Equity Capital LLC
2024-03-08
4
M
0
50409
0
D
Class A Common Stock
50409
70133614
I
See Footnote
Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Common Stock (either held or acquired upon conversion of FOA Units) to the Issuer in connection with the settlement of awards of restricted stock units, or RSUs, granted by the Issuer. On March 8, 2024, in connection with the Issuer's settlement of RSUs into shares of Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.
Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.
Reflects securities held directly by Libman Family Holdings, LLC. The sole manager of Libman Family Holdings, LLC is Brian L. Libman.
Reflects securities held by an entity for which Mr. Libman serves as trustee.
/s/ Tracy Lowe, as Attorney-in-Fact
2024-03-12