0001637655-20-000111.txt : 20201124
0001637655-20-000111.hdr.sgml : 20201124
20201124181401
ACCESSION NUMBER: 0001637655-20-000111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201120
FILED AS OF DATE: 20201124
DATE AS OF CHANGE: 20201124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Langdon Ryan L
CENTRAL INDEX KEY: 0001356145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37427
FILM NUMBER: 201345873
MAIL ADDRESS:
STREET 1: 1901 N ROSELLE RD., SUITE 500
CITY: SCHAUMBURG
STATE: IL
ZIP: 60195
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Global Corp
CENTRAL INDEX KEY: 0001637655
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 473574483
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 47912 HALYARD DRIVE
STREET 2: SUITE 100
CITY: PLYMOUTH
STATE: MI
ZIP: 48170
BUSINESS PHONE: 7346563000
MAIL ADDRESS:
STREET 1: 47912 HALYARD DRIVE
STREET 2: SUITE 100
CITY: PLYMOUTH
STATE: MI
ZIP: 48170
4
1
wf-form4_160625962719863.xml
FORM 4
X0306
4
2020-11-20
0
0001637655
Horizon Global Corp
HZN
0001356145
Langdon Ryan L
C/O HORIZON GLOBAL CORPORATION
47912 HALYARD DRIVE, STE. 100
PLYMOUTH
MI
48170
1
0
0
0
2.75% Convertible Senior Notes due 2022
2020-11-20
4
P
0
7665000
6637304
A
Common Stock
35875000
I
See Footnote
The 2.75% Convertible Senior Notes due 2022 (the "Notes") are convertible at any time on or after January 1, 2022. Additionally, the Notes are convertible at any time prior to the close of business on the business day immediately preceding January 1, 2022 under the following circumstances: (1) during any calendar quarter commencing after the calendar quarter ending on March 31, 2017 (and only during such calendar quarter), if the last reported sale price of the Issuer's common stock for at least 20 trading days (whether or not consecutive) during a period of 30 consecutive trading days ending on the last trading day of the immediately preceding calendar quarter is greater than or equal to 130% of the conversion price on each applicable trading day;
(2) during the five business day period after any five consecutive trading day period (the "measurement period") in which the trading price per $1,000 principal amount of Notes for each trading day of the measurement period was less than 98% of the product of the last reported sale price of the Issuer's common stock and the conversion rate on each such trading day; or (3) upon the occurrence of specified corporate events. The conversion rate for the Notes is initially 40.0400 shares of common stock of the Issuer per $1,000 principal amount of Notes (equivalent to an initial conversion price of $24.98 per share of Issuer common stock), subject to adjustment, pursuant to the terms of the Notes.
Newport Global Advisors LP ("Newport") manages accounts of certain funds and insurance companies that hold the securities of the Issuer. As a member of the Investment Committee of Newport, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.
/s/ Paula Reno, Attorney-in-Fact
2020-11-24