X0306 4 2021-10-28 0001356115 NexPoint Strategic Opportunities Fund NHF 0001228922 DONDERO JAMES D 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 1 See Remarks Common Stock 2021-10-28 4 P 0 15900 14.90 A 2728044 I See Footnote 5.50% Series A Cumulative Preferred Shares 2021-10-28 4 P 0 3832 22.05 A 3832 I See Footnote Common Stock 2021-10-29 4 P 0 21407 15.14 A 2749091 I See Footnote 5.50% Series A Cumulative Preferred Shares 2021-10-29 4 P 0 9172 22.02 A 13004 I See Footnote Common Stock 2049750.79 I See Footnote Common Stock 58755.944 I By employee benefit plan Common Stock 18915.93 D These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. President and Principal Executive Officer /s/ James D. Dondero 2021-11-01