FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
NexPoint Credit Strategies Fund [ NHF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/01/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 02/25/2013 | P | 23,862.46 | A | $7.1785 | 3,891,947.21(1) | I | By trust | ||
Common Stock | 03/26/2013 | P | 166,511.9 | A | $7.5071 | 4,058,459.11(1) | I | By trust | ||
Common Stock | 01/01/2009 | A | 9,368.27 | A | $7.84 | 9,368.27 | D | |||
Common Stock | 12/17/2012 | P | 3,073 | A | $6.61 | 12,441.27 | D | |||
Common Stock | 12/17/2012 | P | 3,073 | A | $6.65 | 15,514.27 | D | |||
Common Stock | 12/17/2012 | P | 3,073 | A | $6.7 | 18,587.27 | D | |||
Common Stock | 12/20/2012 | P | 2,884 | A | $6.71 | 21,471.27 | D | |||
Common Stock | 01/28/2013 | P | 4 | A | $7.06 | 21,538.783(2) | D | |||
Common Stock | 01/29/2013 | P | 3 | A | $6.99 | 21,541.783 | D | |||
Common Stock | 06/04/2013 | P | 92.6 | A | $7.84 | 21,900.82(3) | D | |||
Common Stock | 06/19/2013 | P | 92.06 | A | $7.93 | 22,043.01(4) | D | |||
Common Stock | 07/17/2013 | P | 159.18 | A | $7.98 | 22,422.114(5) | D | |||
Common Stock | 07/17/2013 | P | 24.33 | A | $7.84 | 22,446.444 | D | |||
Common Stock | 08/02/2013 | P | 93.05 | A | $7.8 | 22,539.494 | D | |||
Common Stock | 08/06/2013 | P | 0.08 | A | $7.63 | 22,539.574 | D | |||
Common Stock | 09/04/2013 | P | 193.72 | A | $7.54 | 22,882.583(6) | D | |||
Common Stock | 09/17/2013 | P | 95.98 | A | $7.61 | 23,045.283(7) | D | |||
Common Stock | 10/02/2013 | P | 92.98 | A | $7.85 | 23,221.53(8) | D | |||
Common Stock | 10/17/2013 | P | 92.99 | A | $7.8 | 23,380.09(9) | D | |||
Common Stock | 11/08/2013 | P | 86.96 | A | $8.4 | 23,544.674(10) | D | |||
Common Stock | 11/18/2013 | P | 2 | A | $8.88 | 23,607.644(11) | D | |||
Common Stock | 11/19/2013 | P | 80.69 | A | $9.03 | 23,688.334 | D | |||
Common Stock | 12/05/2013 | P | 82.41 | A | $8.69 | 23,843.171(12) | D | |||
Common Stock | 01/10/2014 | P | 128.27 | A | $9.8 | 24,096.956(13) | D | |||
Common Stock | 01/24/2014 | P | 92.39 | A | $10.05 | 24,249.896(14) | D | |||
Common Stock | 01/24/2014 | P | 72.62 | A | $10.05 | 24,322.516 | D | |||
Common Stock | 01/24/2014 | P | 547.12 | A | $10.05 | 24,869.636 | D | |||
Common Stock | 02/06/2014 | P | 485.81 | A | $10.52 | 25,477.802(15) | D | |||
Common Stock | 02/06/2014 | P | 0.23 | A | $10.52 | 25,478.032 | D | |||
Common Stock | 02/06/2014 | P | 0.12 | A | $10.52 | 25,478.152 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The Reporting Person inadvertently reported the securities reported on a Form 4 filed with the Securities and Exchange Commission on August 17, 2012 and each of the subsequent Form 4 filings as directly held when such securities were and are indirectly held by a trust of which the Reporting Person is trustee. The amount of securities reported herein reflects the number of shares beneficially owned by the Reporting Person as of the date of this filing after taking into account each of the transactions listed herein. |
2. Includes 63.5130 shares acquired on December 31, 2012 under the issuer's dividend reinvestment plan. |
3. Includes 60.62 shares acquired on January 31, 2013, 67.442 shares acquired on March 29, 2013, 67.665 shares acquired on April 30, 2013, and 70.71 shares acquired on May 31, 2013 under the issuer's dividend reinvestment plan. |
4. Includes 50.13 shares acquired on June 7, 2013 under the issuer's dividend reinvestment plan. |
5. Includes 60.32 shares acquired on July 8, 2013, and 80.4850 shares acquired on July 1, 2013 under the issuer's dividend reinvestment plan. |
6. Includes 63.03 shares acquired on August 7, 2013, and 86.2590 shares acquired on August 30, 2013 under the issuer's dividend reinvestment plan. |
7. Includes 66.72 shares acquired on September 12, 2013 under the issuer's dividend reinvestment plan. |
8. Includes 83.2670 shares acquired on September 30, 2013 under the issuer's dividend reinvestment plan. |
9. Includes 65.57 shares acquired on October 9, 2013 under the issuer's dividend reinvestment plan. |
10. Includes 77.6240 shares acquired on October 31, 2013 under the issuer's dividend investment plan. |
11. Includes 60.97 shares acquired on November 14, 2013 under the issuer's dividend reinvestment plan. |
12. Includes 72.4270 shares acquired on November 29, 2013 under the issuer's dividend reinvestment plan. |
13. Includes 59.74 shares acquired on December 7, 2013, and 65.7550 shares acquired on December 31, 2013 under the issuer's dividend reinvestment plan. |
14. Includes 60.55 shares acquired on January 17, 2014 under the issuer's dividend reinvestment plan. |
15. Includes 65.0560 shares acquired on January 31, 2014, and 57.30 shares acquired on February 6, 2014 under the issuer's dividend reinvestment plan. |
Remarks: |
Form 1 of 2 |
/s/ James D. Dondero | 10/24/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |