0000899243-21-022972.txt : 20210610 0000899243-21-022972.hdr.sgml : 20210610 20210610164516 ACCESSION NUMBER: 0000899243-21-022972 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210609 FILED AS OF DATE: 20210610 DATE AS OF CHANGE: 20210610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORRIS DUSTIN DAVID CENTRAL INDEX KEY: 0001617176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21869 FILM NUMBER: 211008635 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 FORMER NAME: FORMER CONFORMED NAME: Norris Dustin DATE OF NAME CHANGE: 20140819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Strategic Opportunities Fund CENTRAL INDEX KEY: 0001356115 IRS NUMBER: 800139099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 833-463-6697 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: NexPoint Credit Strategies Fund DATE OF NAME CHANGE: 20120702 FORMER COMPANY: FORMER CONFORMED NAME: Pyxis Credit Strategies Fund DATE OF NAME CHANGE: 20120109 FORMER COMPANY: FORMER CONFORMED NAME: Highland Credit Strategies Fund DATE OF NAME CHANGE: 20060314 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-09 0 0001356115 NexPoint Strategic Opportunities Fund NHF 0001617176 NORRIS DUSTIN DAVID 2515 MCKINNEY AVENUE, SUITE 1100 DALLAS TX 75201 0 1 0 0 Executive Vice President Contingent Bonus Award 2021-06-09 4 J 0 43446.778 0.00 A Common Stock 43446.778 43446.778 D The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. /s/ Dustin Norris 2021-06-10