0000899243-20-028508.txt : 20201016 0000899243-20-028508.hdr.sgml : 20201016 20201016161746 ACCESSION NUMBER: 0000899243-20-028508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201013 FILED AS OF DATE: 20201016 DATE AS OF CHANGE: 20201016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Froehlich Robert J CENTRAL INDEX KEY: 0001606636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21869 FILM NUMBER: 201244234 MAIL ADDRESS: STREET 1: 405 PARK AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Strategic Opportunities Fund CENTRAL INDEX KEY: 0001356115 IRS NUMBER: 800139099 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: NexPoint Credit Strategies Fund DATE OF NAME CHANGE: 20120702 FORMER COMPANY: FORMER CONFORMED NAME: Pyxis Credit Strategies Fund DATE OF NAME CHANGE: 20120109 FORMER COMPANY: FORMER CONFORMED NAME: Highland Credit Strategies Fund DATE OF NAME CHANGE: 20060314 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-13 0 0001356115 NexPoint Strategic Opportunities Fund NHF 0001606636 Froehlich Robert J 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 0 0 0 Common Stock 2020-10-13 4 P 0 700 8.49 A 981 I See Footnote Common Stock 2020-10-14 4 S 0 700 8.43 D 281 I See Footnote These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. The October 13, 2020 purchase reported above was inadvertently made and promptly sold. No short swing profit was owed as a result of the transactions. /s/ Dr. Robert Froehlich 2020-10-16