0001179110-19-000181.txt : 20190103 0001179110-19-000181.hdr.sgml : 20190103 20190103141530 ACCESSION NUMBER: 0001179110-19-000181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181114 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Manko Joseph M. Jr. CENTRAL INDEX KEY: 0001664091 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33169 FILM NUMBER: 19504777 MAIL ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: 39TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CREATIVE REALITIES, INC. CENTRAL INDEX KEY: 0001356093 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 411967918 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13100 MAGISTERIAL DRIVE STREET 2: SUITE 100 CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 502-791-8800 MAIL ADDRESS: STREET 1: 13100 MAGISTERIAL DRIVE STREET 2: SUITE 100 CITY: LOUISVILLE STATE: KY ZIP: 40223 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS RONIN TECHNOLOGIES INC DATE OF NAME CHANGE: 20060313 4 1 edgar.xml FORM 4 - X0306 4 2018-11-14 0 0001356093 CREATIVE REALITIES, INC. CREX 0001664091 Manko Joseph M. Jr. 1717 ARCH STREET SUITE 3920 PHILADELPHIA PA 19103 1 0 0 0 Common Stock 0 D Common Stock 2018-11-15 4 P 0 142850 3.50 A 308923 I By Horton Capital Partners Fund, LP ("HCPF") Common Stock 2018-11-15 4 C 0 116118 7.65 A 425041 I By HCPF Common Stock 2018-11-19 4 J 0 204220 A 629261 I By HCPF Warrant 4.375 2018-11-15 4 P 0 71425 A 2018-11-14 2023-11-14 Common Stock 71425 71425 I By HCPF Series A Preferred Stock 7.65 2018-11-15 4 C 0 116118 0 D Common Stock 116118 0 I By HCPF Warrant 4.20 2018-11-19 4 J 0 158625 0 A 2018-11-19 2023-11-19 Common Stock 158625 158625 I By HCPF Common Stock and Warrants purchased together at $3.50 per share with 50% warrant coverage. Pursuant to investment management agreements, Horton Capital Management, LLC ("HCM") maintains investment and voting power with respect to shares of common stock of the issuer held by HCPF. However, despite the delegation of investment and voting power to HCM, Horton Capital Partners, LLC ("HCP") may be deemed to be the beneficial owner of such securities under Rule 13d-3 of the Securities Exchange Act of 1934, as amended, because HCP has the right to acquire investment and voting power through termination of investment management agreements with HCM. HCP is the general partner of HCPF. Mr. Manko is the managing member of both HCM and HCP. Common Stock and Warrants received as one-time incentives in connection with signing a lock-up agreement in connection with, and participation in, the Issuer's public offering. This also includes common stock issued in connection with the final dividend payment. Currently exercisable No expiration date /s/ Joseph M. Manko Jr. 2019-01-03