0001123292-20-000740.txt : 20200519 0001123292-20-000740.hdr.sgml : 20200519 20200519163323 ACCESSION NUMBER: 0001123292-20-000740 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200515 FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perez Jeffrey Thomas CENTRAL INDEX KEY: 0001617812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 20894137 MAIL ADDRESS: STREET 1: 20358 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-05-15 0001356090 PRECIGEN, INC. PGEN 0001617812 Perez Jeffrey Thomas 20374 SENECA MEADOWS PARKWAY GERMANTOWN MD 20876 0 1 0 0 SVP, IP Affairs Common Stock 2020-05-15 4 M 0 175000 A 265361 D Common Stock 2020-05-18 4 S 0 56853 2.3635 D 208508 D Restricted Stock Units 2020-05-15 4 M 0 175000 0 D Common Stock 175000 75000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. The RSUs were granted on March 23, 2020 and the remaining 75,000 RSUs vest in three equal installments on June 15, 2020, September 15, 2020, and December 15, 2020. /s/ Jeffrey T. Perez, by Donald P. Lehr, as attorney-in-fact 2020-05-19