0001123292-20-000567.txt : 20200317 0001123292-20-000567.hdr.sgml : 20200317 20200317183102 ACCESSION NUMBER: 0001123292-20-000567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Vinita D CENTRAL INDEX KEY: 0001705209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 20722455 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-03-13 0001356090 PRECIGEN, INC. PGEN 0001705209 Gupta Vinita D 20374 SENECA MEADOWS PARKWAY GERMANTOWN MD 20876 1 0 0 0 Common Stock 2020-03-13 4 A 0 28109 2.01 A 78303 D Common Stock 3000 I By Trust Restricted Stock Units 2020-03-13 4 A 0 62189 0 A Common Stock 62189 62189 D Option to Purchase Common Stock (Right to Buy) 2.01 2020-03-13 4 A 0 96324 0 A 2020-03-13 2030-03-03 Common Stock 96324 96324 D The shares were issued to the reporting person in lieu of an annual retainer of $56,500. Shares held in the Sharma-Gupta Marital Property Trust U/A dtd 1/20/2012. Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock. The restricted stock units vest in full on March 13, 2021. /s/ Vinita D. Gupta, by Donald P. Lehr, as attorney-in-fact 2020-03-17