0001104659-21-078927.txt : 20210609 0001104659-21-078927.hdr.sgml : 20210609 20210609180035 ACCESSION NUMBER: 0001104659-21-078927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210607 FILED AS OF DATE: 20210609 DATE AS OF CHANGE: 20210609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ares Trading S.A. CENTRAL INDEX KEY: 0001720283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 211006243 BUSINESS ADDRESS: STREET 1: ZONE INDUSTRIELLE DE L'OURIETTAZ CITY: AUBONNE STATE: V8 ZIP: 1170 BUSINESS PHONE: 0041584327002 MAIL ADDRESS: STREET 1: ZONE INDUSTRIELLE DE L'OURIETTAZ CITY: AUBONNE STATE: V8 ZIP: 1170 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 tm2119251-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-06-07 0 0001356090 PRECIGEN, INC. PGEN 0001720283 Ares Trading S.A. RUE DE L'OURIETTE 151 ZONE INDUSTRIELLE DE L'OURIETTAZ AUBONNE V8 1170 SWITZERLAND 0 0 1 0 Common Stock 2021-06-07 4 S 0 203233 6.9709 D 24325910 D Common Stock 2021-06-08 4 S 0 226256 7.1518 D 24099654 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. This Form 4 is being filed by each of the following persons (together, the Reporting Persons): Ares Trading SA, the direct beneficial owner of the shares, Merck Serono SA, Aubonne, Switzerland, an affiliate of Merck KGaA, Darmstadt, Germany, an indirect beneficial owner of the shares, and Merck KGaA, Darmstadt, Germany, an indirect beneficial owner of the shares. Ares Trading SA is a dominantly controlled subsidiary of Merck Serono SA, Aubonne, Switzerland, an affiliate of Merck KGaA, Darmstadt, Germany. Merck Serono SA, Aubonne, Switzerland is a wholly owned I indirect subsidiary of Merck KGaA, Darmstadt, Germany. Merck KGaA, Darmstadt, Germany is a publicly traded company (Frankfurt Stock Exchange, DAX 30) and the beneficiary of the two companies. /s/ Cedric Hyde, Authorized Signatory of Merck Serono SA 2021-06-09 /s/ Florence Jolidon, Authorized Signatory of Merck Serono SA 2021-06-09 /s/ Cedric Hyde, Authorized Signatory of Ares Trading SA 2021-06-09 /s/ Tearaboth Te, Authorized Signatory of Ares Trading SA 2021-06-09 /s/ Andreas Stickler, Authorized Signatory of Merck KGaA 2021-06-09 /s/ Tobias Greven, Authorized Signatory of Merck KGaA 2021-06-09