0001104659-21-071379.txt : 20210524
0001104659-21-071379.hdr.sgml : 20210524
20210524180045
ACCESSION NUMBER: 0001104659-21-071379
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210520
FILED AS OF DATE: 20210524
DATE AS OF CHANGE: 20210524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ares Trading S.A.
CENTRAL INDEX KEY: 0001720283
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36042
FILM NUMBER: 21956588
BUSINESS ADDRESS:
STREET 1: ZONE INDUSTRIELLE DE L'OURIETTAZ
CITY: AUBONNE
STATE: V8
ZIP: 1170
BUSINESS PHONE: 0041584327002
MAIL ADDRESS:
STREET 1: ZONE INDUSTRIELLE DE L'OURIETTAZ
CITY: AUBONNE
STATE: V8
ZIP: 1170
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRECIGEN, INC.
CENTRAL INDEX KEY: 0001356090
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
BUSINESS PHONE: 301-556-9900
MAIL ADDRESS:
STREET 1: 20374 SENECA MEADOWS PARKWAY
CITY: GERMANTOWN
STATE: MD
ZIP: 20876
FORMER COMPANY:
FORMER CONFORMED NAME: INTREXON CORP
DATE OF NAME CHANGE: 20060313
4
1
tm2117379-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-05-20
0
0001356090
PRECIGEN, INC.
PGEN
0001720283
Ares Trading S.A.
RUE DE L'OURIETTE 151
ZONE INDUSTRIELLE DE L'OURIETTAZ
AUBONNE
V8
1170
SWITZERLAND
0
0
1
0
Common Stock
2021-05-20
4
S
0
149648
6.6071
D
25605944
D
Common Stock
2021-05-21
4
S
0
131409
6.8565
D
25474535
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021.
This Form 4 is being filed by each of the following persons (together, the Reporting Persons): Ares Trading SA, the direct beneficial owner of the shares, Merck Serono SA, Aubonne, Switzerland, an affiliate of Merck KGaA, Darmstadt, Germany, an indirect beneficial owner of the shares, and Merck KGaA, Darmstadt, Germany, an indirect beneficial owner of the shares. Ares Trading SA is a dominantly controlled subsidiary of Merck Serono SA, Aubonne, Switzerland, an affiliate of Merck KGaA, Darmstadt, Germany. Merck Serono SA, Aubonne, Switzerland is a wholly owned I indirect subsidiary of Merck KGaA, Darmstadt, Germany. Merck KGaA, Darmstadt, Germany is a publicly traded company (Frankfurt Stock Exchange, DAX 30) and the beneficiary of the two companies.
/s/ Cedric Hyde, Authorized Signatory of Merck Serono SA
2021-05-24
/s/ Florence Jolidon, Authorized Signatory of Merck Serono SA
2021-05-24
/s/ Cedric Hyde, Authorized Signatory of Ares Trading SA
2021-05-24
/s/ Tearaboth Te, Authorized Signatory of Ares Trading SA
2021-05-24
/s/ Andreas Stickler, Authorized Signatory of Merck KGaA
2021-05-24
/s/ Tobias Greven, Authorized Signatory of Merck KGaA
2021-05-24