0001209191-21-054992.txt : 20210907 0001209191-21-054992.hdr.sgml : 20210907 20210907163844 ACCESSION NUMBER: 0001209191-21-054992 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210902 FILED AS OF DATE: 20210907 DATE AS OF CHANGE: 20210907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crockett Todd CENTRAL INDEX KEY: 0001356054 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39310 FILM NUMBER: 211239763 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZoomInfo Technologies Inc. CENTRAL INDEX KEY: 0001794515 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 843721253 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 805 BROADWAY ST STREET 2: SUITE 900 CITY: VANCOUVER STATE: WA ZIP: 98660 BUSINESS PHONE: 800-914-1220 MAIL ADDRESS: STREET 1: 805 BROADWAY ST STREET 2: SUITE 900 CITY: VANCOUVER STATE: WA ZIP: 98660 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-02 0 0001794515 ZoomInfo Technologies Inc. ZI 0001356054 Crockett Todd C/O ZOOMINFO TECHNOLOGIES, INC 805 BROADWAY STREET, SUITE 900 VANCOUVER WA 98660 1 0 0 0 Class A Common Stock 2021-09-02 4 C 0 532375 A 532375 I See Footnotes Class A Common Stock 2021-09-02 4 C 0 13744 A 13744 I See Footnotes Class A Common Stock 2021-09-02 4 C 0 91941 A 91941 I See Footnotes Class A Common Stock 2021-09-02 4 C 0 19773 A 19773 I See Footnotes Class A Common Stock 2021-09-02 4 C 0 657 A 657 I See Footnotes Class A Common Stock 2021-09-02 4 C 0 34815 A 34815 I See Footnotes Class A Common Stock 2021-09-02 4 C 0 31235 A 31235 I See Footnotes Class A Common Stock 2021-09-02 4 C 0 2626 A 2626 I See Footnotes Class A Common Stock 2021-09-02 4 C 0 139258 A 139258 I See Footnotes Class A Common Stock 2021-09-02 4 C 0 124938 A 124938 I See Footnotes Class A Common Stock 2021-09-02 4 S 0 532375 66.0303 D 0 I See Footnotes Class A Common Stock 2021-09-02 4 S 0 13744 66.0303 D 0 I See Footnotes Class A Common Stock 2021-09-02 4 S 0 91941 66.0303 D 0 I See Footnotes Class A Common Stock 2021-09-02 4 S 0 19773 66.0303 D 0 I See Footnotes Class A Common Stock 2021-09-02 4 S 0 657 66.0303 D 0 I See Footnotes Class A Common Stock 2021-09-02 4 S 0 34815 66.0303 D 0 I See Footnotes Class A Common Stock 2021-09-02 4 S 0 31235 66.0303 D 0 I See Footnotes Class A Common Stock 2021-09-02 4 S 0 2626 66.0303 D 0 I See Footnotes Class A Common Stock 2021-09-02 4 S 0 139258 66.0303 D 0 I See Footnotes Class A Common Stock 2021-09-02 4 S 0 124938 66.0303 D 0 I See Footnotes Class A Common Stock 108479 I By Trust Class A Common Stock 564 I By Trust Class A Common Stock 564 I By Trust Class A Common Stock 1154 D Units of ZoomInfo Holdings LLC 2021-09-02 4 C 0 532375 0.00 D Class A Common Stock 532375 32605288 I See Footnotes Units of ZoomInfo Holdings LLC 2021-09-02 4 C 0 13744 0.00 D Class A Common Stock 13744 841717 I See Footnotes Units of ZoomInfo Holdings LLC 2021-09-02 4 C 0 91941 0.00 D Class A Common Stock 91941 5630901 I See Footnotes Units of ZoomInfo Holdings LLC 2021-09-02 4 C 0 19773 0.00 D Class A Common Stock 19773 1210945 I See Footnotes Units of ZoomInfo Holdings LLC 2021-09-02 4 C 0 657 0.00 D Class A Common Stock 657 41392 I See Footnotes Units of ZoomInfo Holdings LLC 2021-09-02 4 C 0 34815 0.00 D Class A Common Stock 34815 2194550 I See Footnotes Units of ZoomInfo Holdings LLC 2021-09-02 4 C 0 31235 0.00 D Class A Common Stock 31235 1970841 I See Footnotes Class C Common Stock 2021-09-02 4 C 0 2626 0.00 D Class A Common Stock 2626 160830 I See Footnotes Class C Common Stock 2021-09-02 4 C 0 139258 0.00 D Class A Common Stock 139258 8528852 I See Footnotes Class C Common Stock 2021-09-02 4 C 0 124938 0.00 D Class A Common Stock 124938 7651841 I See Footnotes Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. Securities are held by TA XI DO AIV, L.P. ("XI DO AIV"). TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Securities are held by TA SDF III DO AIV, L.P. ("SDF III DO"). Securities are held by TA Atlantic & Pacific VII-A, L.P. ("Atlantic & Pacific VII-A"). Securities are held by TA Investors IV, L.P. ("Investors IV"). Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II"). Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II"). Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B"). Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer. Securities are held by TA SDF III DO Feeder, L.P. ("SDF III Feeder"). Securities are held by TA XI DO Feeder, L.P ("XI DO"). Securities are held by TA Atlantic & Pacific VII-B, L.P. ("Atlantic & Pacific VII-B"). The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on December 6, 2020. Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $65.00 to $66.93. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof. The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. /s/ Todd Crockett 2021-09-07