0001683168-23-007711.txt : 20231108 0001683168-23-007711.hdr.sgml : 20231108 20231108131818 ACCESSION NUMBER: 0001683168-23-007711 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231106 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Semechkin Andrey CENTRAL INDEX KEY: 0001447708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51891 FILM NUMBER: 231387029 MAIL ADDRESS: STREET 1: 1 OVERLOOK DR. UNIT 11 CITY: AMHERST STATE: NH ZIP: 03031 FORMER NAME: FORMER CONFORMED NAME: Semechkin Andrei DATE OF NAME CHANGE: 20081010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: International Stem Cell CORP CENTRAL INDEX KEY: 0001355790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204494098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-940-6383 MAIL ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: BTHC III INC. DATE OF NAME CHANGE: 20060310 4 1 ownership.xml X0508 4 2023-11-06 0 0001355790 International Stem Cell CORP ISCO.OB 0001447708 Semechkin Andrey C/O INTERNATIONAL STEM CELL CORP. 9745 BUSINESSPARK AVE. SAN DIEGO CA 92131 1 1 1 0 Chief Executive Officer 0 Stock Option (Right to Buy) 0.12 2023-11-06 4 A 0 500000 0.00 A 2033-11-06 Common Stock 500000 500000 D 3/36th of the shares underlying such options shall vest on 2/06/2024, and the remaining share in equal monthly installments over a period of 33 months. /s/ Russell Kern, Attorney-in-Fact 2023-11-08