0001683168-21-002478.txt : 20210611 0001683168-21-002478.hdr.sgml : 20210611 20210611143733 ACCESSION NUMBER: 0001683168-21-002478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210609 FILED AS OF DATE: 20210611 DATE AS OF CHANGE: 20210611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garnette Sophia CENTRAL INDEX KEY: 0001616590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51891 FILM NUMBER: 211010850 MAIL ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER NAME: FORMER CONFORMED NAME: Bakalova Sofya DATE OF NAME CHANGE: 20140813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: International Stem Cell CORP CENTRAL INDEX KEY: 0001355790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204494098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-940-6383 MAIL ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: BTHC III INC. DATE OF NAME CHANGE: 20060310 4 1 ownership.xml X0306 4 2021-06-09 0 0001355790 International Stem Cell CORP ISCO.OB 0001616590 Garnette Sophia C/O INTERNATIONAL STEM CELL CORPORATION 5950 PRIESTLY DRIVE CARLSBAD CA 92008 0 1 0 0 VP, Legal Affairs & Operations Stock Option (Right to Buy) 0.39 2021-06-09 4 A 0 250000 0 A 2031-06-09 Common Stock 250000 250000 D 3/36th of the shares underlying such options shall vest on 09/09/2021, and the remaining share in equal monthly installments over a period of 33 months. /s/ Sophia Garnette 2021-06-11