0001683168-21-002478.txt : 20210611
0001683168-21-002478.hdr.sgml : 20210611
20210611143733
ACCESSION NUMBER: 0001683168-21-002478
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210609
FILED AS OF DATE: 20210611
DATE AS OF CHANGE: 20210611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garnette Sophia
CENTRAL INDEX KEY: 0001616590
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51891
FILM NUMBER: 211010850
MAIL ADDRESS:
STREET 1: 5950 PRIESTLY DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER NAME:
FORMER CONFORMED NAME: Bakalova Sofya
DATE OF NAME CHANGE: 20140813
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: International Stem Cell CORP
CENTRAL INDEX KEY: 0001355790
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204494098
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5950 PRIESTLY DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-940-6383
MAIL ADDRESS:
STREET 1: 5950 PRIESTLY DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC III INC.
DATE OF NAME CHANGE: 20060310
4
1
ownership.xml
X0306
4
2021-06-09
0
0001355790
International Stem Cell CORP
ISCO.OB
0001616590
Garnette Sophia
C/O INTERNATIONAL STEM CELL CORPORATION
5950 PRIESTLY DRIVE
CARLSBAD
CA
92008
0
1
0
0
VP, Legal Affairs & Operations
Stock Option (Right to Buy)
0.39
2021-06-09
4
A
0
250000
0
A
2031-06-09
Common Stock
250000
250000
D
3/36th of the shares underlying such options shall vest on 09/09/2021, and the remaining share in equal monthly installments over a period of 33 months.
/s/ Sophia Garnette
2021-06-11