0001628280-22-014015.txt : 20220512 0001628280-22-014015.hdr.sgml : 20220512 20220512140540 ACCESSION NUMBER: 0001628280-22-014015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220510 FILED AS OF DATE: 20220512 DATE AS OF CHANGE: 20220512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Castelein Caley CENTRAL INDEX KEY: 0001355758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37725 FILM NUMBER: 22917138 MAIL ADDRESS: STREET 1: THOM. WEISEL HEALTHCARE VENTURES STREET 2: ONE MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ViewRay, Inc. CENTRAL INDEX KEY: 0001597313 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 421777485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 THERMO FISHER WAY CITY: OAKWOOD VILLAGE STATE: OH ZIP: 44146 BUSINESS PHONE: 440-703-3210 MAIL ADDRESS: STREET 1: 2 THERMO FISHER WAY CITY: OAKWOOD VILLAGE STATE: OH ZIP: 44146 FORMER COMPANY: FORMER CONFORMED NAME: Mirax Corp DATE OF NAME CHANGE: 20140116 4 1 wf-form4_165237872266130.xml FORM 4 X0306 4 2022-05-10 0 0001597313 ViewRay, Inc. VRAY 0001355758 Castelein Caley C/O VIEWRAY, INC. 2 THERMO FISHER WAY OAKWOOD VILLAGE OH 44146 1 0 0 0 Common Stock 827376 D Common Stock 2022-05-10 4 P 0 350000 2.5704 A 480600 I See footnote Common Stock 2022-05-11 4 P 0 1065000 2.5366 A 1545600 I See footnote Effective March 3, 2022, Mr. Castelein stepped down as the Nominating and Corporate Governance Committee Chair. As such, 1,001 Deferred Stock Units were canceled for no consideration from the original January 3, 2022 grant of 12,521 Deferred Stock Units. The 827,376 total amount of Securities Beneficially Owned reflects the March 3, 2022 cancellation. Reflects average weighted purchase price. Actual purchase prices ranged from $2.46 to $2.60 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Shares held by KVP Capital, L.P., an entity controlled by Mr. Castelein. Reflects average weighted purchase price. Actual purchase prices ranged from $2.455 to $2.58 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. /s/ Sanket Shah, Attorney-in-fact 2022-05-12