0001375151-19-000084.txt : 20190701
0001375151-19-000084.hdr.sgml : 20190701
20190701204342
ACCESSION NUMBER: 0001375151-19-000084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190627
FILED AS OF DATE: 20190701
DATE AS OF CHANGE: 20190701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Michael P
CENTRAL INDEX KEY: 0001355576
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 19935087
MAIL ADDRESS:
STREET 1: 887 GREAT NORTHERN WAY
CITY: VANCOUVER
STATE: A1
ZIP: V5T 4T5
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 550-8300
MAIL ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
4
1
wf-form4_156202820828426.xml
FORM 4
X0306
4
2019-06-27
0
0001375151
ZOGENIX, INC.
ZGNX
0001355576
Smith Michael P
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500
EMERYVILLE
CA
94608
0
1
0
0
EVP, CFO, Treasurer & Sec.
Common Stock
2019-06-27
4
M
0
15000
10.35
A
16387
D
Common Stock
2019-06-27
4
S
0
15000
46.32
D
1387
D
Stock Option (Right to Buy)
10.35
2019-06-27
4
M
0
15000
0
D
2027-01-16
Common Stock
15000.0
120000
D
The exercise and sale transaction reported in this Form 4 is made pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person.
Includes 127 shares purchased under the Company's Employee Stock Purchase Plan which were not previously reported pursuant to the exemption under Rule 16b-3(c).
Option vests over four years at the rate of 25% on January 16, 2018, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months, subject to the reporting person's continued employment or service to the Company on each vesting date.
/s/ Thomas Doyle, Attorney-in-fact for Michael Smith
2019-07-01