X0404 N-CEN LIVE 0001355064 XXXXXXXX 811-21872 N-1A S000043482 C000134862 C000134860 C000134861 S000036625 C000111983 C000142554 C000111984 S000049985 C000157836 C000157837 C000157838 C000157835 S000041894 C000130116 C000130115 C000130114 S000045618 C000141893 C000141892 C000141894 S000035242 C000108407 C000108408 C000142551 S000045781 C000142728 C000142730 C000142729 S000022598 C000065340 C000080457 C000080459 C000080458 S000058618 C000192549 C000192548 C000192550 S000022378 C000064377 C000128970 C000064378 S000036624 C000142553 C000111982 C000111981 S000050218 C000158513 C000158515 C000158514 S000045922 C000143113 C000143114 C000143112 S000022377 C000064376 C000128969 C000064375 S000039512 C000121702 C000121701 C000121700 S000033417 C000102754 C000142548 C000102755 S000050259 C000158689 C000158688 C000158690 S000039514 C000121709 C000121707 C000121708 C000121710 S000033420 C000142550 C000102760 C000102761 S000069085 C000220845 C000220844 C000220846 C000220843 S000059102 C000193767 C000193765 C000193764 C000193766 S000045921 C000143111 C000143109 C000143110 S000068813 C000219891 C000219893 C000219892 C000219894 S000052043 C000163770 C000163771 C000220411 C000163769 S000033419 C000102759 C000102758 C000142549 S000045923 C000143117 C000143116 C000143115 S000062486 C000202733 C000202732 C000202731 C000202730 S000063591 C000206025 C000206024 C000206026 Mutual Fund Series Trust 811-21872 0001355064 5493002ZGLQMLR4QMA96 4221 North 203rd Street Suite 100 Elkhorn 68130 US-NE US 855-891-0092 Ultimus Fund Solutions LLC 4221 North 203rd Street Suite 100 Elkhorn 68130 855-891-0092 Fund Accounting and Transfer Agent Records N N N N-1A 37 Y Stephen P. Lachenauer N/A N Jerry Szilagyi N/A Y Tobias Caldwell N/A N Tiberiu Weisz N/A N Frederick J. Schmidt N/A 36 N. New York Avenue Huntington 11743 XXXXXX N N N N N Northern Lights Distributors 8-065857 N/A N/A Y N BBD, LLP 552 N/A N Y N N Catalyst Pivotal Growth Fund S000043482 549300XF4IHLXDUOL709 N 3 0 0 N/A N N Y N N US Bancorp N1GZ7BBF3NP8GI976H15 N N N/A 1410860.00000000 1031.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N RCM Wealth Advisors LLC 801-92177 000153641 N/A N N Ultimus Fund Solutions, LLC. 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N Interactive Brokers 8-47257 000036418 50OBSE5T5521O6SMZR28 568.30999999 568.31000000 Interactive Brokers 8-47257 000036418 50OBSE5T5521O6SMZR28 56984.87000000 56984.87000000 N 8288789.60000000 Uncommitted 150000000.00000000 N N N Catalyst Nasdaq-100 Hedged Equity Fund S000036625 5493009BMYVTKVDMSN58 N 3 0 0 Fund of Funds N N Y N N US Bancorp N1GZ7BBF3NP8GI976H15 N N N/A 2785656.83000000 4585.00000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Equity Armor Investments, LLC 801-117276 000156327 N/A N N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N STONEX FINANCIAL 8-51269 000045993 549300LNKU6K5TJCRG93 48.75000000 FCSTONE 8-49291 000041025 549300JUF07L8VF02M60 8553.25000000 8602.00000000 WEDBUSH SECURITIES 8-12987 000000877 549300CSX55MXZ47EI78 621771828.97000000 621771828.97000000 N 14994292.62000000 Uncommitted 150000000.00000000 N N N N Eventide Multi-Asset Income Fund S000049985 549300NTMM2S5F1S8W53 N 4 0 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Y N Y Y Eventide Asset Management, LLC 801-69154 000147110 N/A N Boyd Watterson Asset Management, LLC 801-57468 000107808 N/A N N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N Interactive Brokers LLC 50OBSE5T5521O6SMZR28 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) US Bancorp Investments, Inc. H85Z6XZP8B10ES0M2G89 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N Robert W. Baird & Co. 8-00497 000008158 549300772UJAHRD6LO53 12589.40000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 5134.37000000 VIRTU FINANCIAL 8-51262 000045986 5493006FX0HRYU3G2R47 23813.85000000 OPPENHEIMER & CO 8-4077 000000249 254900VH02JQR2L8XD64 4087.16000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 4360.00000000 MORGAN STANLEY SMITH BARNEY 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 9972.00000000 KEYBANC CAPITAL MARKETS INC. 008-30177 000000566 2EQWV0180Z211YVAD813 4140.00000000 Jefferies Group 8-15074 000002347 58PU97L1C0WSRCWADL48 22052.88000000 Alliance Bernstein 8-30851 000014549 0JK55UGWSWNF3X7KLQ85 7396.00000000 ROYAL BANK OF CANADA 8-39947 000022698 ES7IP3U3RHIGC71XBU11 6313.40000000 127687.97000000 WELLS FARGO BANK 8-65876 000126292 VYVVCKR63DVZZN70PB21 46623701.38000000 JPMORGAN CHASE 8-35008 000000079 ZBUT11V806EZRVTWT807 14432953.11000000 Jefferies Group 8-15074 000002347 58PU97L1C0WSRCWADL48 26631158.65000000 MORGAN STANLEY SMITH BARNEY 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 11520723.10000000 First Tennessee Bank 8-35061 000017117 COOWI3L2W9TPYR3WJX37 11857031.72000000 MarketAxess corp 8-50727 000044542 GPSMMRI21JE7ZCVYF972 13124945.25000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 43915461.31000000 KEYBANC CAPITAL MARKETS INC. 008-30177 000000566 2EQWV0180Z211YVAD813 25599067.50000000 ROYAL BANK OF CANADA 8-39947 000022698 ES7IP3U3RHIGC71XBU11 12907822.15000000 TD AMERITRADE INC 008-23395 000007870 CWQYQU0TV2NLMLZKNB44 13566479.94000000 220179344.11000000 N 402817990.52021897 0.00000000 Uncommitted 150000000 N N N N Catalyst/Warrington Strategic Program Fund S000041894 549300VNEN06F8GRPA61 N 3 0 0 N/A N N N N N/A 0 0 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Warrington Asset Management, LLC 801-111865 000290065 N/A N N Ultimus Fund Solutions LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N 0.00000000 X-CHANGE FINANCIAL ACCESS 8-65860 000126201 549300OVQ8PL5DTHB273 218397861.91999999 ADM INVESTOR SERVICES 8-45590 000031973 I9O8MELCUVOTLJABOX92 361774250.00000000 ED&F MAN CAPITAL MARKETS 8-69039 000161014 5493006BWPDUCYG6EQ34 355997250.00000000 THIRD COAST CAPITAL ADVISORS N/A 000307965 N/A 8972035.00000000 945141396.92000000 N 102701848.79008222 Uncommitted 150000000.00000000 N N N N Day Hagan Logix Tactical Dividend Fund S000045618 549300POOJ6HT7KS4104 N 3 0 0 N/A Y N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Day Hagan Asset Management 801-66337 000139671 N/A N DH Logix, LLC 801-110490 000288382 N/A N N Ultimus Fund Solutionss, LLC 84-05829 N/A N N N ICE Data Services N/A N/A N N Interactive Brokers, LLC 50OBSE5T552106SMZR28 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) US Bancorp Investments, Inc. H85Z6XZP8B10ES0M2G89 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC 84-05829 File Number N N N Ultimus Fund Solutions, LLC 84-05829 File Number N N N Jones Trading 8-26089 000006888 2138008JJ5PA8H5UIL69 5849.53000000 5849.53000000 0.00000000 N 29531825.90964383 N N N N Catalyst Dynamic Alpha Fund S000035242 5493002MRDVV1AGG1I53 N 3 0 0 N/A Y N Y N N US Bancorp N1GZ7BBF3NP8GI976H15 N N N/A 20400563.00000000 13733.00000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Cookson, Pierce & Co, Inc 801-21341 000110729 N/A N N Ultimus Fund Solutions, LLC. 84-05829 N/A N N N ICE Data Services N/A N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N Royal Bank of Canada Capital Markets 8-39947 000022698 ES7IP3U3RHIGC71XBU11 11929.54000000 Cantor Fitzgerald 8-00201 000159296 549300DWZ3YOKJO5X179 15820.63000000 27750.17000000 US Bancorp 8-35359 000017868 H85Z6XZP8B10ES0M2G89 7514000.00000000 7514000.00000000 N 162144741.71000000 Uncommitted 150000000.00000000 N N N Catalyst Energy Infrastructure Fund S000045781 5493002FCIY0OMGPM774 N 3 0 0 N/A Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N SL Advisors, LLC 801-80396 000151495 N/A N N Ultimus Fund Solutions, LLC. 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N Cowen Group 8-22522 000007616 549300WR155U7DVMIW58 59176.80000000 Jones Trading 8-26089 000006888 2138008JJ5PA8H5UIL69 9287.70999999 68464.51000000 US Bancorp 8-35359 000017868 H85Z6XZP8B10ES0M2G89 1304000.00000000 1304000.00000000 N 179942557.81000000 Uncommitted 150000000.00000000 N N N Eventide Gilead Fund S000022598 549300JTQL6MY0CWH215 N 4 0 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Y N Y N Eventide Asset Management, LLC 801-69154 000147110 N/A N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp Investments, Inc. H85Z6XZP8B10ES0M2G89 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Interactive Brokers LLC 50OBSE5T5521O6SMZR28 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N Royal Bank of Canada Capital Markets 8-39947 000022698 ES7IP3U3RHIGC71XBU11 39174.28000000 JP Morgan Chase 8-35008 000000079 ZBUT11V806EZRVTWT807 44132.63999999 Oppenheimer & Co 8-4077 000000249 254900VH02JQR2L8XD64 41775.32000000 Wedbush Securities 8-12987 000000877 549300CSX55MXZ47EI78 39203.56000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 98196.18000000 VIRTU FINANCIAL 8-51262 000045986 5493006FX0HRYU3G2R47 250671.77000000 MORGAN STANLEY SMITH BARNEY 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 68505.52000000 Stifel Nicolaus and Company, Inc. 008-01447 000000793 5WUVMA08EYG4KEUPW589 38043.44000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 68600.00000000 Jefferies Group 8-15074 000002347 58PU97L1C0WSRCWADL48 268442.19000000 1390389.89000000 Jefferies Group 8-15074 000002347 58PU97L1C0WSRCWADL48 2466346.88000000 Royal Bank of Canada Capital Markets 8-39947 000022698 ES7IP3U3RHIGC71XBU11 4591072.15000000 VIRTU FINANCIAL 8-51262 000045986 5493006FX0HRYU3G2R47 26648561.47000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 4643085.50000000 38349066.00000000 N 4808281772.61591630 0.00000000 Uncommitted 150000000 N N N N Catalyst Buffered Shield Fund S000058618 549300KZGTDXNBVYLM64 N 3 0 0 Fund of Funds N N N N N/A 0 0 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Exceed Advisory, LLC 801-79958 000170403 N/A N N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N FCSTONE 8-49291 000041025 549300JUF07L8VF02M60 62211.49000000 STONEX FINANCIAL 8-51269 000045993 549300LNKU6K5TJCRG93 400.00000000 62611.49000000 FCSTONE 8-49291 000041025 549300JUF07L8VF02M60 3962600.00000000 3962600.00000000 N 92413702.72000000 Uncommitted 150000000.00000000 N N N Catalyst/SMH Total Return Fund S000022378 549300LY1SM561GCNG33 N 3 0 0 N/A Y N Y N N US Bancorp N1GZ7BBF3NP8GI976H15 N N N/A 7042407.00000000 35012.00000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N SMH Capital Advisors, Inc. 801-54089 000108344 N/A N N Ultimus Fund Solutions LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N LEK SECURITIES CO 8-42152 000033135 549300X3VRB2P0N1KR45 1132.56000000 1132.56000000 ROYAL BANK OF CANADA CAPITAL MARKETS 8-39947 000022698 ES7IP3U3RHIGC71XBU11 3094476.30000000 SOUTHWESTSECURITIES.COM 8-45123 000006220 549300IXU82PMU6XZT45 2295545.75000000 OPPENHEIMER & CO 8-4077 000000249 254900VH02JQR2L8XD64 15255.00000000 HILLTOP SECURITIES 8-45123 000006220 549300IXU82PMU6XZT45 2239866.25000000 US Bancorp 8-35359 000017868 H85Z6XZP8B10ES0M2G89 1123000.00000000 8768143.30000000 N 20839042.02178082 Uncommitted 150000000.00000000 N N N Catalyst/Lyons Tactical Allocation Fund S000036624 549300RXWGT5DN40HO13 N 3 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Lyons Wealth Management 801-70437 000150581 N/A N N Ultimus Fund Solutions, LLC. 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N US Bancorp 8-35359 000017868 H85Z6XZP8B10ES0M2G89 300.00000000 Cowen Group 8-22522 000007616 549300WR155U7DVMIW58 1190.40000000 Tradestation 8-48711 000039473 549300T08P71XXBYLW62 5123.18000000 6613.58000000 0 N 52370655.61000000 Uncommitted 150000000.00000000 N N N Catalyst Income and Multi-Strategy Fund S000050218 549300IUIZM9RP45O593 N 3 0 0 N/A N N N N/A 0 0 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Caddo Capital Management LLC N/A N/A N/A N N Ultimus Fund Solutions LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N JONES TRADING 8-26089 000006888 2138008JJ5PA8H5UIL69 4314.54000000 4314.54000000 R.J. O'Brien 8-67587 000143624 549300BSZNPQJNYIAD03 49252692.32999999 US Bancorp Investments, Inc. 8-35359 000017868 H85Z6XZP8B10ES0M2G89 435818.80000000 492948511.13000000 N 4581854.31367123 Uncommitted 150000000.00000000 N N N N Catalyst Systematic Alpha Fund S000045922 549300D1D0DR2GYJY706 N 3 0 0 N/A N N N N/A 0 0 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Teza Capital Management LLC 801-80584 000173124 549300G293ZML7YI7P41 N N Breacher Capital N/A N/A N/A 2022-07-07 Ultimus Fund Solutions LLC 84-05829 N/A N N N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N Interactive Brokers 8-47257 000036418 50OBSE5T5521O6SMZR28 3114.63000000 3114.63000000 Interactive Brokers 8-47257 000036418 50OBSE5T5521O6SMZR28 83902713.39000000 US Bancorp 8-35359 000017868 H85Z6XZP8B10ES0M2G89 200000.00000000 84102713.39000000 N 5194448.37394520 Uncommitted 150000000.00000000 N N N N Catalyst/SMH High Income Fund S000022377 549300BKZQLS70BP3670 N 3 0 0 N/A Y N Y N N US Bancorp N1GZ7BBF3NP8GI976H15 N N N/A 3470494.00000000 30149.00000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N SMH Capital Advisors, Inc. 801-54089 000108344 N/A N N Ultimus Fund Solutions LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N Southwest Securities 8-45123 000006220 549300IXU82PMU6XZT45 12.00000000 LEK SECURITIES CO 8-42152 000033135 549300X3VRB2P0N1KR45 380.52000000 392.52000000 ROYAL BANK OF CANADA CAPITAL MARKETS 8-39947 000022698 ES7IP3U3RHIGC71XBU11 700662.50000000 SOUTHWESTSECURITIES.COM 8-45123 000006220 549300IXU82PMU6XZT45 7900950.50000000 OPPENHEIMER & CO 8-4077 000000249 254900VH02JQR2L8XD64 951195.00000000 WR HAMBRECHT & CO 8-29123 000119626 254900YSXGYL9SE8C952 679723.00000000 US Bancorp 8-35359 000017868 H85Z6XZP8B10ES0M2G89 7897000.00000000 HILLTOP SECURITIES 8-45123 000006220 549300IXU82PMU6XZT45 2663037.50000000 20792568.50000000 N 24986820.81515067 Uncommitted 150000000.00000000 N N N Catalyst/CIFC Floating Rate Income Fund S000039512 549300HQL3WT31ZF0202 N 3 0 0 N/A N N N N N/A 0 0 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N CIFC Investment Management LLC 801-72883 000159172 549300NEMRCSGL23FU27 N N Ultimus Fund Solutions LLC 84-05829 N/A N N N ICE Data Services N/A N/A N Refinitiv N/A N/A N Markit N/A N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N 0 BARCLAYS 8-41342 000019714 AC28XWWI3WIBK2824319 70010659.08901567 BANK OF AMERICA MERRILL LYNCH 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 79012424.55039751 JPMORGAN CHASE 8-35008 000000079 ZBUT11V806EZRVTWT807 82887909.92038837 ROYAL BANK OF CANADA CAPITAL MARKETS 8-39947 000022698 ES7IP3U3RHIGC71XBU11 47633895.15373076 CITIGROUP 8-8177 000007059 MBNUM2BPBDO7JBLYG310 73222735.45337353 GOLDMAN SACHS 8-129 000000361 FOR8UP27PHTHYVLBNG30 52588832.82125123 MORGAN STANLEY SMITH BARNEY 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 77902357.99396668 UBS AG 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 37860752.93697437 JEFFERIES GROUP 8-15074 000002347 NY9Q8VBNB6D1L6YV0J84 36104135.65053402 CREDIT SUISSE 8-422 000000816 549300506SI9CRFV9Z86 43862254.56037450 667378624.55000000 N 208712506.86104119 Uncommitted 150000000 N N N N Catalyst Insider Buying Fund S000033417 5493004FVBOOOFNVQO28 N 3 0 0 N/A N N Y N N US Bancorp N1GZ7BBF3NP8GI976H15 N N N/A 9653030.00000000 78933.00000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Ultimus Fund Solutions, LLC. 84-05829 N/A N N N ICE Data Services N/A N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N Mischler Financial Group 8-48067 000037818 2549004IPXPSM9EJFC92 16710.75000000 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 4371.59000000 Jones Trading 8-26089 000006888 2138008JJ5PA8H5UIL69 33897.64000000 GTS Mischler 8-68126 000149224 5493005RMIRIL1NTB654 3875.20000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 7502.61000000 66357.79000000 US Bancorp 8-35359 000017868 H85Z6XZP8B10ES0M2G89 596000.00000000 596000.00000000 N 38122656.92000000 Uncommitted 150000000.00000000 N N N Catalyst/Millburn Dynamic Commodity Strategy Fund S000050259 549300JJY21BZ5NV4Y58 N 3 0 0 Fund of Funds N N N N/A 0 0 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Millburn Ridgefield Corporation 801-60938 000119077 549300SQW36C89DHTZ28 N N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N GOLDMAN SACHS 8-129 000000361 FOR8UP27PHTHYVLBNG30 19737.29000000 19737.29000000 DEUTSCHE BANK 8-17822 000002525 9J6MBOOO7BECTDTUZW19 25189560.30000000 US BANCORP 8-35359 000017868 H85Z6XZP8B10ES0M2G89 4929422.96000000 GOLDMAN SACHS 8-129 000000361 FOR8UP27PHTHYVLBNG30 357721250.67000000 BANK OF AMERICA MERRILL LYNCH 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 15073015.00000000 402913248.93000000 N 14870997.60268493 Uncommitted 150000000.00000000 N N N Eventide Healthcare & Life Sciences Fund S000039514 549300Q3GKE6GIU0KZ79 N 4 0 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Y N Y N Eventide Asset Management, LLC 801-69154 000147110 N/A N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N Interactive Brokers LLC 50OBSE5T5521O6SMZR28 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) US Bancorp Investments, Inc. H85Z6XZP8B10ES0M2G89 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 73264.72000000 Cowen Group 8-22522 000007616 549300WR155U7DVMIW58 43420.76000000 WELLS FARGO BANK 8-65876 000126292 VYVVCKR63DVZZN70PB21 89218.88000000 Jefferies Group 8-15074 000002347 58PU97L1C0WSRCWADL48 357313.91000000 JPMORGAN CHASE 8-35008 000000079 ZBUT11V806EZRVTWT807 60177.96000000 PIPER SANDLER & CO. 8-15204 001230245 549300GRQCWQ3XGH0H10 66222.84000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 53078.80000000 VIRTU FINANCIAL 8-51262 000045986 5493006FX0HRYU3G2R47 296415.08000000 Leerink Swann & Co. 008-48535 000039011 549300AAH7U76CEUBI94 177304.90000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 98264.63999999 1689678.56000000 MORGAN STANLEY SMITH BARNEY 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 8812650.00000000 Knight Capital Group 8-68193 000149823 549300RA02N3BNSWBV74 2722805.81000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 18399975.00000000 VIRTU FINANCIAL 8-51262 000045986 5493006FX0HRYU3G2R47 657043.06000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 10200000.00000000 Jefferies Group 8-15074 000002347 58PU97L1C0WSRCWADL48 29188029.02000000 JPMORGAN CHASE 8-35008 000000079 ZBUT11V806EZRVTWT807 8000000.00000000 Cowen Group 8-22522 000007616 549300WR155U7DVMIW58 6400000.00000000 84380502.89000000 N 1806930924.76471190 0.00000000 Uncommitted 150000000 N N N N Catalyst/MAP Global Equity Fund S000033420 549300ZHO8HNS18DGT14 N 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Managed Asset Portfolios, LLC. 801-58125 000109574 N/A N N Ultimus Fund Solutions, LLC. 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC. 84-05829 Filing Number N N N Cabrera Capital 8-26406 000010081 254900BIRJU76JRBK985 7942.41000000 Pershing 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 2622.86000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 42.90000000 10608.17000000 Cabrera Capital 8-26406 000010081 254900BIRJU76JRBK985 1449657.50000000 1449657.50000000 N 76295238.75000000 Uncommitted 150000000.00000000 N N N N Eventide Core Bond Fund S000069085 5493000ZL5GKMDH3U822 N 4 0 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Y Y Y N Eventide Asset Management, LLC 801-69154 000147110 N/A N Boyd Watterson Asset Management, LLC 801-57468 000107808 N/A N N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp Investments, Inc. H85Z6XZP8B10ES0M2G89 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N 0 WELLS FARGO BANK 8-65876 000126292 VYVVCKR63DVZZN70PB21 14699352.30000000 Millennium Advisors 8-68349 000151236 254900E1P6Z2XZYSA163 7569047.50000000 TD AMERITRADE INC 008-23395 000007870 CWQYQU0TV2NLMLZKNB44 7328589.26000000 KEYBANC CAPITAL MARKETS INC. 008-30177 000000566 2EQWV0180Z211YVAD813 10233861.90000000 STEPHENS INC. 008-1927 000003496 213800LH6T9XDYZCA534 14208140.26000000 MarketAxess corp 8-50727 000044542 GPSMMRI21JE7ZCVYF972 12720524.00000000 MORGAN STANLEY SMITH BARNEY LLC 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 12666234.05000000 JANE STREET 8-69254 000167280 549300HXJLXCPDWAH070 7648110.50000000 JPMORGAN CHASE 8-35008 000000079 ZBUT11V806EZRVTWT807 8466540.25000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 8304321.72000000 103844721.75000000 N 115009706.88767117 0.00000000 Uncommitted 150000000 N N N N Eventide Dividend Opportunities Fund S000059102 5493007H2MI05Z578W58 N 4 0 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Y N Y Y Eventide Asset Management, LLC 801-69154 000147110 N/A N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp Investments, Inc. H85Z6XZP8B10ES0M2G89 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Interactive Brokers LLC 50OBSE5T5521O6SMZR28 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N VIRTU FINANCIAL 8-51262 000045986 5493006FX0HRYU3G2R47 42548.10000000 KEYBANC CAPITAL MARKETS INC. 008-30177 000000566 2EQWV0180Z211YVAD813 16005.04000000 WILLIAM BLAIR & CO 008-02698 000001252 549300J0P7XYE8BMZ775 13456.00000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 15526.68000000 Robert W. Baird & Co. 8-00497 000008158 549300772UJAHRD6LO53 31422.88000000 Jefferies Group 8-15074 000002347 58PU97L1C0WSRCWADL48 40498.82000000 Raymond James 8-10999 000000705 U4ONQX15J3RO8XCKE979 8995.64000000 MORGAN STANLEY SMITH BARNEY LLC 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 19007.20000000 Bank of Montreal 8-67064 000137115 3Y4U8VZURTYWI1W2K376 9632.92000000 Canaccord Genuity Wealth 8-03271 000001020 WTX5X269IUOQ9YMI7R44 8860.00000000 270303.46000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 7878182.72000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 16530095.43000000 VIRTU FINANCIAL 8-51262 000045986 5493006FX0HRYU3G2R47 1483346.48000000 Jefferies Group 8-15074 000002347 58PU97L1C0WSRCWADL48 13385794.91000000 39277419.54000000 N 455817296.27386296 0.00000000 Uncommitted 150000000 N N N N Catalyst Insider Income Fund S000045921 549300WPJ6UUCQURTQ64 N 3 0 0 N/A Y N N N N/A 0 0 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N 0.00000000 MORGAN STANLEY SMITH BARNEY 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 9855940.23000000 SOUTHWESTSECURITIES.COM 8-45123 000006220 549300IXU82PMU6XZT45 4608345.00000000 OPPENHEIMER & CO 8-4077 000000249 254900VH02JQR2L8XD64 28408362.50000000 BTIG LLC 8-65473 000122225 549300GTG9PL6WO3EC51 11570236.00000000 US BANCORP 8-35359 000017868 H85Z6XZP8B10ES0M2G89 5343034.20000000 ROYAL BANK OF CANADA 8-39947 000022698 ES7IP3U3RHIGC71XBU11 3440000.00000000 MARKETAXESS 8-50727 000044542 GPSMMRI21JE7ZCVYF972 83493843.20999999 COLLIERS SECURITIES LLC 8-21937 000007477 549300OD1C69R64IVC38 5798099.00000000 DINOSAUR FINANCIAL GROUP LLC 8-52908 000104446 549300CCV3H232GBUN83 12927628.13008000 GOLDMAN SACHS 8-129 000000361 FOR8UP27PHTHYVLBNG30 4228724.79000000 172725555.26000000 N 110729609.90000000 Uncommitted 150000000.00000000 N N N Eventide Exponential Technologies Fund S000068813 5493007H2MI05Z578W58 N 4 0 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Y N Y N Eventide Asset Management, LLC 801-69154 000147110 N/A N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N Interactive Brokers LLC 50OBSE5T5521O6SMZR28 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) US Bancorp Investments, Inc. H85Z6XZP8B10ES0M2G89 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N NEEDHAM AND CO LLC 008-33772 000016360 254900J2GFQ4J4NK1J89 4968.00000000 Cowen Group 8-22522 000007616 549300WR155U7DVMIW58 4085.24000000 MORGAN STANLEY SMITH BARNEY 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 8425.36000000 VIRTU FINANCIAL 8-51262 000045986 5493006FX0HRYU3G2R47 35981.37000000 Canaccord Genuity Wealth 8-03271 000001020 WTX5X269IUOQ9YMI7R44 5218.68000000 Stifel Nicolaus 8-01447 000000793 5WUVMA08EYG4KEUPW589 5945.52000000 Jefferies Group 8-15074 000002347 58PU97L1C0WSRCWADL48 12667.54000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 20902.43999999 WILLIAM BLAIR & CO 008-02698 000001252 549300J0P7XYE8BMZ775 6621.80000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 5896.88000000 141358.22000000 INTERACTIVE BROKERS 8-47257 000036418 50OBSE5T5521O6SMZR28 22493.67000000 VIRTU FINANCIAL 8-51262 000045986 5493006FX0HRYU3G2R47 1919864.48000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 400048.80000000 Jefferies Group 8-15074 000002347 58PU97L1C0WSRCWADL48 3304223.53000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 1845414.50000000 Citigroup 8-8177 000007059 MBNUM2BPBDO7JBLYG310 522500.00000000 8014544.98000000 N 131708880.31095895 0.00000000 Uncommitted 150000000 N N N Catalyst/Millburn Hedge Strategy Fund S000052043 5493000PE4V447KCC838 N 4 0 0 N/A N N N N/A 0 0 Rule 32a-4 (17 CFR 270.32a-4) N N N N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Millburn Ridgefield Corporation 801-60938 000119077 549300SQW36C89DHTZ28 N N Ultimus Fund Solutions LLC 84-05829 N/A N N N ICE Data Services N/A N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N GOLDMAN SACHS 8-129 000000361 FOR8UP27PHTHYVLBNG30 54195.53000000 BANK OF AMERICA MERRILL LYNCH 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 11088.83000000 65284.36000000 DEUTSCHE BANK 8-17822 000002525 9J6MBOOO7BECTDTUZW19 142497742999.32000000 GOLDMAN SACHS 8-129 000000361 FOR8UP27PHTHYVLBNG30 41597594632.76000000 BANK OF AMERICA MERRILL LYNCH 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 15122151286.12000000 US BANCORP 8-35359 000017868 H85Z6XZP8B10ES0M2G89 1830721739.56000000 201048510657.77000000 N 3285172503.86418960 Uncommitted 150000000.00000000 N N N N Catalyst/MAP Global Balanced Fund S000033419 549300WTE5K8BPKOSU76 N 3 0 0 N/A N N N N N/A 0 0 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Managed Asset Portfolios, LLC. 801-58125 000109574 N/A N N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N WALL STREET ACCESS 8-25936 000010012 549300Z0MOT47D6OQV22 1408.00000000 CABRERA CAPITAL 8-26406 000010081 254900BIRJU76JRBK985 1306.58000000 PERSHING 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 193.05000000 2907.63000000 US BANCORP 8-35359 000017868 H85Z6XZP8B10ES0M2G89 386000.00000000 CHARLES SCHWAB 8-16514 000005393 549300ZP8XN77GK5BS04 2698759.42000000 MONERE INVESTMENTS 8-52982 000105487 N/A 2414199.50000000 5498958.92000000 N 19035713.01000000 Uncommitted 150000000.00000000 N N N Catalyst Interest Rate Opportunity Fund S000045923 549300JX4FTDX0ILXW11 N 3 0 0 N/A N N N N N/A 0 0 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Wynkoop, LLC. 801-113339 000150018 2549007LUEDO231E6T78 N Stone Beach Investment Management, LLC 801-79745 000163163 N/A 2022-06-15 Ultimus Fund Solutions LLC 84-05829 N/A N N N ICE Data Services N/A N/A N Bloomberg N/A N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N Ultimus Fund Solutions LLC 84-05829 Filing Number N N N INTERACTIVE BROKERS 8-47257 000036418 50OBSE5T5521O6SMZR28 29533.74000000 STONEX FINANCIAL 8-51269 000045993 549300JUF07L8VF02M60 24173.00000000 WESTERN INTERNATIONAL SECURITIES 8-48572 000039262 25490001S7ICOSF8JC56 400.00000000 STONECREST PARTNERS 8-48754 000039616 25490062H4ICVOPZ2X80 16405.75000000 FCSTONE 8-49291 000041025 549300JUF07L8VF02M60 5.00000000 70743.12000000 MORGAN STANLEY SMITH BARNEY 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 48126830.64000000 ZEUS FINANCIAL 8-36214 000018192 254900SZA8K1JXSDUN71 194019.26217220 WEDBUSH SECURITIES 8-12987 000000877 549300CSX55MXZ47EI78 1140484824.48400000 INTERACTIVE BROKERS 8-47257 000036418 50OBSE5T5521O6SMZR28 10256537.53095000 WESTERN INTERNATIONAL SECURITIES 8-48572 000039262 25490001S7ICOSF8JC56 11334646.00689037 NATIONAL ALLIANCE 8-48723 000039455 549300Q8AVM3P2CCKI12 342426.16764589 stoneX 8-51269 000045993 549300JUF07L8VF02M60 426157.20244999 MESIROW FINANCIAL 8-28816 000002764 549300BIV46SUHPOFE54 228498.13711250 DA Davidson 8-2399 000000199 549300094RQ5A7DYLF51 490065.00000000 STONECREST PARTNERS 8-48754 000039616 25490062H4ICVOPZ2X80 22087142.74626197 1233971147.18000000 N 22571936.75331505 Uncommitted 150000000.00000000 N N N N Eventide Limited-Term Bond Fund S000062486 549300D0LADZPXMEO933 N 4 0 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Y Y Y N Eventide Asset Management, LLC 801-69154 000147110 N/A N Boyd Watterson Asset Management, LLC 801-57468 000107808 N/A N N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N N US Bancorp Investments, Inc. H85Z6XZP8B10ES0M2G89 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N Ultimus Fund Solutionss, LLC 84-05829 File Number N N N 0.00000000 WELLS FARGO BANK 8-65876 000126292 VYVVCKR63DVZZN70PB21 12634074.00000000 MarketAxess corp 8-50727 000044542 GPSMMRI21JE7ZCVYF972 10692036.75000000 JANE STREET 8-69254 000167280 549300HXJLXCPDWAH070 8508496.50000000 TD AMERITRADE INC 008-23395 000007870 CWQYQU0TV2NLMLZKNB44 9669227.27000000 First Tennessee Bank 8-35061 000017117 COOWI3L2W9TPYR3WJX37 11477730.00000000 US Bank Corp 8-35359 000017868 H85Z6XZP8B10ES0M2G89 31490932.00000000 Bank of America Merrill Lynch 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 9239617.65000000 Morgan Stanley Smith Barney 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 9212096.08000000 KEYBANC CAPITAL MARKETS INC. 008-30177 000000566 2EQWV0180Z211YVAD813 36558577.03000000 Royal Bank of Canada Capital Markets 8-39947 000022698 ES7IP3U3RHIGC71XBU11 13611319.11000000 152794106.39000000 N 190322732.50878686 0.00000000 Uncommitted 150000000 N N N Catalyst Enhanced Income Strategy Fund S000063591 549300TB16B3IVRO3396 N 3 0 0 N/A N N N N N/A 0 0 Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Catalyst Capital Advisors, LLC 801-66886 000139895 549300L0MFTXIR0G5K12 N Wynkoop LLC 801-113339 000150018 N/A N N Ultimus Fund Solutions, LLC 84-05829 N/A N N N ICE Data Services N/A N Refinitiv N/A N N US Bancorp N1GZ7BBF3NP8GI976H15 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N Ultimus Fund Solutions, LLC 84-05829 Filing Number N N N BROWNSTONE INVESTMENT GROUP 8-50460 000043884 549300EBC8OHVQMGF416 2775.00000000 ODEON CAPITAL 8-68033 000148493 549300S158163H2DN048 21425.00000000 24200.00000000 ROBERT W. BAIRD & CO. 8-497 000008158 549300772UJAHRD6LO53 77261543.73000000 GOLDMAN SACHS 8-129 000000361 FOR8UP27PHTHYVLBNG30 26534701.98000000 MIZUHO SECURITIES 8-37710 000019647 549300IJV8X2BVHFN697 172409067.10000000 CREDIT SUISSE 8-422 000000816 549300506SI9CRFV9Z86 92204433.22000000 BANK OF MONTREAL 8-67064 000137115 3Y4U8VZURTYWI1W2K376 105126430.82000000 ODEON CAPITAL 8-68033 000148493 549300S158163H2DN048 227017961.26000000 MESIROW FINANCIAL 8-28816 000002764 549300BIV46SUHPOFE54 86751267.05000000 BROWNSTONE INVESTMENT GROUP 8-50460 000043884 549300EBC8OHVQMGF416 113217409.24000000 NATIONAL ALLIANCE 8-48723 000039455 549300Q8AVM3P2CCKI12 30634190.25000000 UNICREDIT 8-23081 000007789 549300OVO8MRA4KTCJ44 51182927.53000000 1259874515.26000000 N 472231524.79000000 Uncommitted 150000000.00000000 N N N N true