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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number -- 811- 21872

 

MUTUAL FUND SERIES TRUST

 

(Exact name of registrant as specified in charter)

 

 

4221 North 203rd Street, Suite 100

Elkhorn, Nebraska 68022-3474

 

(Address of principal executive offices) (Zip code)

 

 

CT CORPORATION SYSTEM

1300 EAST NINTH STREET

CLEVELAND, OH 44114

 

(Name and address of agent for service)

 

 

 

Registrant’s telephone number, including area code:

866-447-4228

Date of fiscal year end: March 31, June 30, and September 30

Date of reporting period: July 1, 2022 – June 30, 2023

 
 

 

ITEM 1. PROXY VOTING RECORD:

 

Item 1 Exhibits contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2023 with respect to which the Registrant was entitled to vote:

 

(a)The name of the issuer of the portfolio security;

 

(b)The exchange ticker symbol of the portfolio security;

 

(c)The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

 

(d)The shareholder meeting date;

 

(e)A brief identification of the matter voted on;

 

(f)Whether the matter was proposed by the issuer or by a security holder;

 

(g)Whether the Registrant cast its vote on the matter;

 

(h)How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

 

(i)Whether the Registrant cast its vote for or against management.

 

 

Registrant:  Mutual Fund Series Trust AlphaCentric Income Opportunities Fund
Investment Company 1940 Act File # 811-21872
Reporting Period:  July 1, 2022 - June 30, 2023
 
N-PX Proxy Voting Requirements
(a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type Mgmt. or Shareholder (g) Voted Yes or No  (h) Vote Cast For or Against (i) For or Against Management
No proxies voted during the reporting period ended June 30, 2023.

 

Registrant:  Mutual Fund Series Trust Fund Name - AlphaCentric LifeSci Healthcare Fund
Investment Compnay 1940 Act File # 811-21872
Reporting Period:  July 1, 2022 to June 30, 2023
                 
N-PX Proxy Voting Requirements
(a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type (g) Voted (h) Vote Cast (i) For or Against Management
                 
CENTENE CORPORATION CNC 15135B 10-May-23 ELECTION OF DIRECTORS MGMT Y FOR FOR
        ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. MGMT Y FOR FOR
        ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. MGMT Y 1 year 1 year
        RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2023. MGMT Y FOR FOR
        STOCKHOLDER PROPOSAL FOR SHAREHOLDER RATIFICATION OF TERMINATION PAY. SHLDR Y AGAINST AGAINST
        STOCKHOLDER PROPOSAL FOR MATERNAL MORBIDITY REDUCTION METRICS IN EXECUTIVE COMPENSATION. SHLDR Y AGAINST AGAINST
                 
VERONA PHARMA PLC VRNA 925050 27-Apr-23 ELECTION OF DIRECTORS MGMT Y FOR FOR
        To receive and adopt the U.K. statutory annual accounts and Directors' report for the year ended December 31, 2022. MGMT Y FOR FOR
        To receive and approve, as a non-binding advisory resolution, the U.K. statutory Directors' Remuneration Report for the year ended December 31, 2022. MGMT Y FOR FOR
        To re-appoint PricewaterhouseCoopers LLP as the Company's auditors, to hold office until the conclusion of the next annual general meeting of shareholders. MGMT Y FOR FOR
        To authorize the Audit and Risk Committee to determine the auditors' remuneration for the year ending December 31, 2023. MGMT Y FOR FOR
        To approve, on an advisory (non-binding) basis, the compensation of the Company's named executive officers. MGMT Y FOR FOR
        To approve, on an advisory (non-binding) basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. MGMT Y 1 year FOR
        To approve the adoption of the Verona Pharma plc Second Amended and Restated 2017 Incentive Award Plan MGMT Y FOR FOR
        To authorize the Board of Directors to exercise all the powers of the Company to allot shares in the Company or grant rights to subscribe for or to convert any security into shares in the Company up to an aggregate nominal amount of £8,145,745. MGMT Y FOR FOR
        To authorize the Board of Directors to allot equity securities for cash and/or to sell ordinary shares held by the Company as treasury shares for cash as if section 561(1) of the Companies Act does not apply to any such allotment. MGMT Y FOR FOR
                 
INMODE LTD. INMD  M5425M 3-Apr-23 To re-elect Dr. Hadar Ron to serve as a Class I director of the Company, and to hold office until the annual general meeting of shareholders to be held in 2026 and until her successor is duly elected and qualified, or until her earlier resignation or retirement. MGMT Y FOR FOR
        That the Company's authorized share capital be increased from NIS 1,000,000 divided into 100,000,000 Ordinary Shares of a nominal value of NIS 0.01 each, to NIS 2,000,000 divided into 200,000,000 Ordinary Shares of a nominal value of NIS 0.01 each, and that Article 5 of the Company's Articles of Association be amended accordingly. MGMT Y FOR FOR
        To approve the amendment to the terms of engagement of Mr. Moshe Mizrahy, the Chief Executive Officer of the Company and Chairman of the Board, as described in the Proxy Statement, dated February 14, 2023. MGMT Y FOR FOR
        To approve the amendment to the terms of engagement of Dr. Michael Kreindel, the Chief Technology Officer of the Company and member of the Board, as described in the Proxy Statement, dated February 14, 2023. MGMT Y FOR FOR
        To approve and ratify the grant to each of the following Directors of the Company: Dr. Michael Anghel, Mr. Bruce Mann and Dr. Hadar Ron, 2,000 restricted share units under the Company's 2018 Incentive Plan totaling 6,000 restricted share units, half of which shall vest on February 13, 2024, and the remaining half shall vest on February 13, 2025, subject to their continued services on the date of vesting. MGMT Y FOR FOR
        To approve the re-appointment of Kesselman & Kesselman Certified Public Accounts, a member of PWC, as the Company's independent auditors for the fiscal year ending December 31, 2023, and its service until the annual general meeting of shareholders to be held in 2024. MGMT Y FOR FOR
                 
GALAPAGOS N V GLPG 36315X 25-Apr-23 Acknowledgement and approval of the non-consolidated annual accounts of the Company for the financial year ended on 31 December 2022, and approval of the allocation of the annual result as proposed by the Board of Directors. MGMT Y FOR FOR
        Acknowledgement and approval of the remuneration report. MGMT Y FOR FOR
        Release from liability to be granted to the members of the Board of Directors, the members of the former Supervisory Board, and the statutory auditor for the performance of their respective mandates during the financial year ended on 31 December 2022. MGMT Y AGAINST AGAINST
        Remuneration of the statutory auditor for the financial year ended on 31 December 2022. MGMT Y FOR FOR
        Appointment of statutory auditor. MGMT Y FOR FOR
        Re-appointment of Mr. Peter Guenter as independent director. MGMT Y FOR FOR
        Re-appointment of Mr. Daniel O'Day as director. MGMT Y FOR FOR
        Re-appointment of Dr. Linda Higgins as director. MGMT Y FOR FOR
                 
LANTHEUS HOLDINGS, INC. LNTH 516544 27-Apr-23 Election of Class II Director: Ms. Minnie Baylor-Henry MGMT Y FOR FOR
        Election of Class II Director: Mr. Heinz Mäusli MGMT Y FOR FOR
        Election of Class II Director: Ms. Julie McHugh MGMT Y FOR FOR
        The approval, on an advisory basis, of the compensation paid to our named executive officers. MGMT Y FOR FOR
        The approval of the Lantheus Holdings, Inc. 2023 Employee Stock Purchase Plan. MGMT Y FOR FOR
        The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. MGMT Y FOR FOR
                 
GILEAD SCIENCES, INC. GILD 375558 3-May-23 ELECTION OF DIRECTORS MGMT Y FOR FOR
        To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 MGMT Y FOR FOR
        To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. MGMT Y FOR FOR
        To approve, on an advisory basis, the frequency of future advisory stockholder votes on executive compensation MGMT Y 1 YEAR 1 YEAR
        To approve an amendment and restatement of the Gilead Sciences, Inc. Employee Stock Purchase Plan and the Gilead Sciences, Inc. International Employee Stock Purchase Plan MGMT Y FOR FOR
        To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board implement a process to nominate at least one more candidate than the number of directors to be elected. SHLDR Y AGAINST AGAINST
        To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board amend the company governing documents to give street name shares and non-street name shares an equal right to call a special stockholder meeting SHLDR Y FOR AGAINST
        To vote on a stockholder proposal, if properly presented at the meeting, requesting a report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents.  SHLDR Y AGAINST FOR
                 
GSK PLC GSK 37733W 3-May-23 ELECTION OF DIRECTORS MGMT Y FOR FOR
        To re-appoint the auditor MGMT Y FOR FOR
        To determine remuneration of the auditor MGMT Y FOR FOR
        To approve amendments to the Directors' Remuneration policy MGMT Y FOR FOR
        To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure MGMT Y FOR FOR
        To authorise allotment of shares MGMT Y FOR FOR
        To disapply pre-emption rights - general power (Special resolution) MGMT Y FOR FOR
        To disapply pre-emption rights - in connection with an acquisition or specified capital investment (Special resolution) MGMT Y FOR FOR
        To authorise the company to purchase its own shares (Special resolution) MGMT Y FOR FOR
        To authorise exemption from statement of name of senior statutory auditor MGMT Y FOR FOR
        To authorise reduced notice of a general meeting other than an AGM (Special resolution) MGMT Y FOR FOR
                 
BIO-RAD LABORATORIES BIO 90572 25-Apr-23 ELECTION OF DIRECTORS MGMT Y FOR FOR
        Proposal to ratify the selection of KPMG LLP to serve as the Company's independent auditors MGMT Y FOR FOR
        dvisory vote to approve executive compensatio MGMT Y FOR FOR
        Advisory vote on the frequency of future advisory votes to approve executive compensation MGMT Y 3 YEAR 3 YEAR
        stockholder proposal regarding political disclosure SHLDR Y AGAINST FOR
                 
INSMED INCORPORATED INSM 457669 11-May-23 Vote Board of Directors: MGMT Y FOR FOR
         An advisory vote on the 2022 compensation of our named executive officers. MGMT Y FOR FOR
        An advisory vote on the frequency of future shareholder advisory votes on compensation of our named executive officers. MGMT Y 1 YEAR 1 YEAR
        Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. MGMT Y FOR FOR
        Approval of the Insmed Incorporated Amended and Restated 2019 Incentive Plan. MGMT Y FOR FOR
                 
KARYOPHARM THERAPEUTICS INC. KPTI 48576U 24-May-23 Vote Board of Directors MGMT Y FOR FOR
        To approve an amendment to the Karyopharm Therapeutics Inc. 2022 Equity Incentive Plan to increase the number of shares of our common stock available for issuance by 5,000,000 share MGMT Y FOR FOR
        To approve the amendment and restatement of the Karyopharm Therapeutics Inc. 2013 Employee Stock Purchase Plan MGMT Y FOR FOR
        To approve an amendment to the Karyopharm Therapeutics Inc. Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of our common stock from 200,000,000 to 400,000,000 MGMT Y FOR FOR
        To approve an amendment to the Karyopharm Therapeutics Inc. Restated Certificate of Incorporation, as amended, to reflect new Delaware law provisions regarding officer exculpation MGMT Y FOR FOR
        To approve, on an advisory basis, the compensation of Karyopharm's named executive officers MGMT Y FOR FOR
        To ratify the appointment of Ernst & Young LLP as Karyopharm's independent registered public accounting firm for the year ending December 31, 2023 MGMT Y FOR FOR
                 
NUVATION BIO INC. NUVB 67080N 15-May-23 Vote Board of Directors MGMT Y FOR FOR
        Ratification of the appointment of KPMG LLP as the independent registered public accounting firm MGMT Y FOR FOR
        To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement MGMT Y FOR FOR
                 
NEUROCRINE BIOSCIENCES, INC. NBIX 64125C 17-May-23 Vote Board of Directors MGMT Y FOR FOR
        To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement MGMT Y FOR FOR
        Advisory vote on the frequency of advisory votes to approve the compensation paid to the Company's named executive officers MGMT Y 1 YEAR 1 YEAR
        To approve an amendment to the Company's 2020 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 6,600,000 shares MGMT Y FOR FOR
        To approve an amendment to the Company's 2020 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 6,600,000 shares MGMT Y FOR FOR
                 
ELANCO ANIMAL HEALTH INCORPORATED ELAN 28414H 18-May-23 Vote Board of Directors MGMT Y FOR FOR
        Ratification of the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for 2023. MGMT Y FOR FOR
        Ratification of the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for 2023. MGMT Y FOR FOR
        Approval of the Amended and Restated Elanco Animal Health Incorporated Employee Stock Purchase Plan MGMT Y FOR FOR
        Approval of the Amended and Restated 2018 Elanco Animal Health Incorporated Stock Plan MGMT Y FOR FOR
                 
FULGENT GENETICS, INC. FLGT 359664 18-May-23 Vote Board of Directors MGMT Y FOR FOR
        To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 MGMT Y FOR FOR
        To approve, on an advisory basis, compensation awarded to named executive officers (Say-on-Pay). MGMT Y FOR FOR
        to approve an amendment and restatement of the Fulgent Genetics, Inc. 2016 Omnibus Incentive Plan increasing the number of shares of common stock reserved for issuance thereunder by 3 million shares MGMT Y FOR FOR
                 
BIOMARIN PHARMACEUTICAL INC. BMRN  09061G 23-May-23 Vote Board of Directors MGMT Y FOR FOR
        To ratify the selection of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023. MGMT Y FOR FOR
        To approve, on an advisory basis, the frequency of the stockholders' approval, on an advisory basis, of the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. MGMT Y 1 YEAR 1 YEAR
        To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. MGMT Y FOR FOR
        To approve an amendment to the Company's 2017 Equity Incentive Plan, as amended. MGMT Y FOR FOR
                 
DYNAVAX TECHNOLOGIES CORPORATION DVAX 268158 26-May-23 Vote Board of Directors MGMT Y FOR FOR
        To approve, on an advisory basis, the frequency of the stockholders' approval, on an advisory basis, of the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. MGMT Y FOR FOR
        To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023 MGMT Y FOR FOR
        To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers. MGMT Y 1 YEAR 1 YEAR
                 
HARMONY BIOSCIENCES HOLDINGS, INC. HRMY 413197 25-May-23 Vote Board of Directors MGMT Y FOR FOR
        To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023 MGMT Y FOR FOR
        To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers. MGMT Y FOR FOR
                 
TRAVERE THERAPEUTICS INC. TVTX 89422G 17-May-23 Vote Board of Directors MGMT Y FOR FOR
        To approve the Company's 2018 Equity Incentive Plan, as amended, to increase the number of shares of common stock authorized for issuance thereunder by 2,700,000 shares. MGMT Y FOR FOR
        To approve, on an advisory basis, the frequency of the stockholders' approval, on an advisory basis, of the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. MGMT Y FOR FOR
        To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023 MGMT Y FOR FOR
                 
COLLEGIUM PHARMACEUTICAL, INC COLL 19459J 18-May-23 Vote Board of Directors MGMT Y FOR FOR
        Approval of, on an advisory basis, the compensation of the Company's named executive officers. MGMT Y FOR FOR
        To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023 MGMT Y FOR FOR
                 
COHERUS BIOSCIENCES, INC. CHRS 19249H  June 7, 2023 Vote Board of Directors MGMT Y FOR FOR
        To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023 MGMT Y FOR FOR
        To vote on a non-binding, advisory basis to approve the compensation of our named executive officers (a "Say-on-Pay" vote). MGMT Y FOR FOR
                 
ARCUTIS BIOTHERAPEUTICS, INC. ARQT 03969K 31-May-23 Vote Board of Directors MGMT Y FOR FOR
        To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023 MGMT Y FOR FOR
        To vote on a non-binding, advisory basis to approve the compensation of our named executive officers (a "Say-on-Pay" vote). MGMT Y FOR FOR
                 
AURINIA PHARMACEUTICALS INC. AUPH 05156V 17-May-23 Vote Board of Directors MGMT Y FOR FOR
        Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm until the close of the 2024 annual general meeting of shareholders or until a successor is appointed. MGMT Y FOR FOR
        To vote on a non-binding, advisory basis to approve the compensation of our named executive officers (a "Say-on-Pay" vote). MGMT Y FOR FOR
        To approve the amendment to the Company's Equity Incentive Plan to increase the maximum number of common shares of the Company reserved for issuance pursuant to the Equity Incentive Plan, as set forth in the Company's Proxy Statement/Circular. MGMT Y FOR FOR
                 
ULTRAGENYX PHARMACEUTICAL INC. RARE 90400D 7-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm until the close of the 2024 annual general meeting of shareholders or until a successor is appointed. MGMT Y FOR FOR
        Approval of the Amended & Restated Employee Stock Purchase Plan MGMT Y FOR FOR
        Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 MGMT Y 1 1
        Advisory (non-binding) vote to approve the compensation of our named executive officers. MGMT Y FOR FOR
                 
MORPHOSYS AG MOR 617760 17-May-23 Resolution on the approval of the actions of the members of the Management Board for the fiscal year 2022 MGMT Y FOR FOR
        Resolution on the approval of the actions of the members of the Supervisory Board for the fiscal year 2022 MGMT Y FOR FOR
        Resolution on the election of the auditor for the financial year 2023 MGMT Y FOR FOR
        Resolution on the election of member of the Supervisory Board: Individual Election of Mr. Michael Brosnan MGMT Y FOR FOR
        Resolution on the election of member of the Supervisory Board: Individual Election of Mr. George Golumbeski, Ph.D. MGMT Y FOR FOR
        Resolution on the cancellation of Authorized Capital 2021-I and the creation of a new Authorized Capital 2023-I with the option to exclude statutory subscription rights; amendment to the Articles of Association MGMT Y FOR FOR
        Resolution on the cancellation of Authorized Capital 2021-II and the creation of a new Authorized Capital 2023-II with the option to exclude statutory subscription rights; amendment to the Articles of Association MGMT Y FOR FOR
        Resolution on the reduction of the Conditional Capital 2016-III, on the reduction of the Authorized Capital 2019-I as well as on the reduction of the Authorized Capital 2021-III; amendments to the Articles of Association MGMT Y FOR FOR
        Resolution on the approval of the Remuneration Report 2022 MGMT Y FOR FOR
        Authorization to hold a virtual shareholders' meeting MGMT Y FOR FOR
        Virtual participation of Supervisory Board members in an Annual General Meeting MGMT Y FOR FOR
                 
DOCGO INC. DCGO 256086  June 20, 2023 Vote Board of Directors MGMT Y FOR FOR
        Ratification of the appointment of Urish Popeck & Co., LLC as the Company's independent registered public accounting firm for the year ending December 31, 2023 MGMT Y FOR FOR
                 
KINIKSA PHARMACEUTICALS, LTD. KNSA G5269C 6-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        The appointment of PricewaterhouseCoopers LLP as the Company's auditor until the close of the Company's next Annual Meeting of Shareholders, the delegation to the Company's Board of Directors, through its Audit Committee, of the authority to set the auditor's remuneration for such period, and the ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 202 MGMT Y FOR FOR
        To approve on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the Company's proxy statement for the 2023 Annual Meeting pursuant to the applicable compensation disclosure rules of the SEC, including the compensation tables and narrative discussion. MGMT Y FOR FOR
                 
BIOCRYST PHARMACEUTICALS, INC. BCRX 09058V 13-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        To ratify the selection of Ernst & Young LLP as the Company's independent registered public accountants for 2023. MGMT Y FOR FOR
        To approve, on an advisory basis, the Company's executive compensation MGMT Y FOR FOR
        to provide an advisory vote on the frequency of future advisory votes on the Company's executive compensation MGMT Y 1 year 1 year
        To approve an amended and restated Stock Incentive Plan, increasing the number of shares available for issuance under the Stock Incentive Plan by 7,000,000 shares. MGMT Y FOR FOR
                 
ITEOS THERAPEUTICS, INC. ITOS 46565G 13-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        To ratify the appointment of Deloitte Bedrijfsrevisoren / Réviseurs d'Entreprises BV/SRL as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. MGMT Y FOR FOR
                 
PACIRA BIOSCIENCES, INC. PCRX 695127 13-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. MGMT Y FOR FOR
        Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. MGMT Y FOR FOR
        Approval of our Amended and Restated 2011 Stock Incentive Plan. MGMT Y FOR FOR
                 
2SEVENTY BIO, INC. TSVT 901384 13-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        To ratify the selection of Ernst & Young LLP as the Company's independent registered public accountants for 2023. MGMT Y FOR FOR
        To approve an amendment to our Amended and Restated Certificate of Incorporation to limit the liability of certain officers of 2seventy bio, Inc. as permitted by recent amendments to Delaware law. MGMT Y FOR FOR
                 
INNOVIVA INC INVA 45781M 22-May-23 Vote Board of Directors MGMT Y FOR FOR
        To vote on the frequency of non-binding advisory votes on executive compensation. MGMT Y 1 year 1 year
        To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Innoviva, Inc. for its fiscal year ending December 31, 2023. MGMT Y FOR FOR
        To approve the Innoviva, Inc. 2023 Employee Stock Purchase Plan. MGMT Y FOR FOR
                 
POINT BIOPHARMA GLOBAL INC PNT 730541 1-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        Ratification of the appointment of Armanino LLP as our independent registered public accounting firm for the year ending December 31, 2023. MGMT Y FOR FOR
                 
VIRIDIAN THERAPEUTICS, INC. VRDN 92790C 14-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023 MGMT Y FOR FOR
        To approve, on an advisory basis, the compensation of the Company's named executive officers MGMT Y FOR FOR
        To approve a further amendment and restatement of the Company's Amended and Restated 2016 Equity Incentive Plan, including to increase the number of shares available for issuance thereunder MGMT Y FOR FOR
                 
INTRA-CELLULAR THERAPIES, INC. ITCI 46116X 23-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        To ratify the selection of Ernst & Young LLP as the Company's independent registered public accountants for 2023. MGMT Y FOR FOR
        To approve by an advisory vote the compensation of the Company's named executive officers, as disclosed in the proxy statemen MGMT Y FOR FOR
                 
ACADIA PHARMACEUTICALS INC. ACAD 4225 1-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        To approve by an advisory vote the compensation of the Company's named executive officers, as disclosed in the proxy statemen MGMT Y FOR FOR
        To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers MGMT Y 1 year 1 year
        To ratify the selection of Ernst & Young LLP as the Company's independent registered public accountants for 2023. MGMT Y FOR FOR
                 
AMYLYX PHARMACEUTICALS, INC. AMLX 03237H 8-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        Vote Board of Directors Class II MGMT Y FOR FOR
        To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. MGMT Y FOR FOR
                 
CELLDEX THERAPEUTICS, INC. CLDX 15117B 15-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2023 MGMT Y FOR FOR
        To approve an amendment to our 2021 Omnibus Equity Incentive Plan, including an increase in the number of shares reserved for issuance thereunder by 600,000 shares to 4,300,000 shares MGMT Y FOR FOR
        To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement MGMT Y FOR FOR
        To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement MGMT Y 1 year FOR
                 
ADC THERAPEUTICS SA ADCT H0036K 14-Jun-23 The Board of Directors proposes that the Management Report, the Annual Financial Statements and the Consolidated Financial Statements for the financial year 2022 be approved, and that the Auditors' Reports be acknowledged. MGMT Y FOR FOR
        The Board of Directors proposes that the members of the Board of Directors and the Executive Committee be discharged from liability for the financial year 2022. MGMT Y FOR FOR
        The Board of Directors proposes that the loss of the Company be carried forward to new account. MGMT Y FOR FOR
        Vote Board of Directors MGMT Y FOR FOR
        The Board of Directors proposes to elect the notary firm PHC Notaires, in Lausanne, Switzerland, as Independent Proxy for a term of office until completion of the 2024 Annual General Meeting. MGMT Y FOR FOR
        The Board of Directors proposes to re-elect PricewaterhouseCoopers SA as the Company's statutory auditor for the financial year 2023. MGMT Y FOR FOR
        The Board of Directors proposes to approve a maximum aggregate amount of compensation for the members of the Board of Directors of USD 2,500,000 for the period from the 2023 Annual General Meeting to the 2024 Annual General Meeting. MGMT Y FOR FOR
        The Board of Directors proposes to approve a maximum aggregate amount of fixed compensation for the members of the Executive Committee of USD 3,500,000 for the financial year 2024. MGMT Y FOR FOR
        The Board of Directors proposes to approve a maximum aggregate amount of variable compensation for the members of the Executive Committee of USD 11,000,000 for the current financial year 2023. MGMT Y FOR FOR
        The Board of Directors proposes to replace the current Article 4a (Authorized Share Capital) of our Articles of Association by a new Article 4a (Capital Range). MGMT Y FOR FOR
        The Board of Directors proposes to amend Article 15 (Number of Directors) of our Articles of Association such as to reduce the maximum size of the Board of Directors from 12 to 9 members. MGMT Y FOR FOR
                 
DECIPHERA PHARMACEUTICALS, INC. DCPH 24344T 21-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        To approve, on a non-binding, advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement accompanying this notice. MGMT Y FOR FOR
        To ratify the appointment of PricewaterhouseCoopers LLP as Deciphera Pharmaceuticals, Inc.'s independent registered public accounting firm for the year ending December 31, 2023. MGMT Y FOR FOR
                 
UNITED THERAPEUTICS CORPORATION UTHR
 91307C  June 26, 2023 Vote Board of Directors MGMT Y FOR FOR
        Advisory resolution to approve executive compensation MGMT Y FOR FOR
        Advisory vote on the frequency of future advisory votes on executive compensation MGMT Y 1 year FOR
        Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan MGMT Y FOR FOR
        Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023 MGMT Y FOR FOR
                 
PETIQ, INC. PETQ 71639T 21-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. MGMT Y FOR FOR
        To approve, on an advisory, non-binding basis, the compensation of our named executive officers. MGMT Y FOR FOR
                 
ADAPTHEALTH CORP. AHCO 00653Q 21-Jun-23 Vote Board of Directors MGMT Y FOR FOR
        Ratification of Appointment of KPMG LLP - To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 MGMT Y FOR FOR
        Say-on-Pay - Non-binding advisory vote to approve the compensation paid to AdaptHealth's named executive officer MGMT Y FOR FOR

 

 

Registrant:  Mutual Fund Series Trust Fund Name:  AlphaCentric Premium Opportunities Fund
Investment Company 1940 Act File # 811-21872
Reporting Period:  July 1, 2022 - June 30, 2023
                 
      N-PX Proxy Voting  Requirements         
(a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type Mgmt. or Shareholder (g) Voted Yes or No  (h) Vote Cast For or Against (i) For or Against Management
                 
No proxies were filed during the reporting period ended June 30, 2023.                

 

 

Registrant:  Mutual Fund Series Trust Fund Name - AlphaCentric Robotics and Automation Fund
Investment Company 1940 Act File # 811-21872
Reporting Period:  July 1, 2022 - June 30, 2023
                 
N-PX Proxy Voting Requirements
(a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type Mgmt. or Shareholder (g) Voted Yes or No  (h) Vote Cast For or Against (i) For or Against Management
ABB Ltd. ABBN H0010V101 Extraordinary Shareholders 9-7-2023 Approve Spin-Off of Accelleron Industries AG Management Yes For For
        Transact Other Business (Voting) Management Yes Against For
                 
Accuray Incorporated ARAY 004397105 Annual 11-20-22 Elect Director Anne B. Le Grand Management Yes For For
        Elect Director Joseph E. Whitters Management Yes For For
        Amend Omnibus Stock Plan Management Yes For For
        Amend Qualified Employee Stock Purchase Plan Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Ratify Grant Thornton LLP as Auditors Management Yes For For
                 
AeroVironment, Inc. AVAV 008073108 Annual 9-23-22 Elect Director Charles Thomas Burbage Management Yes For For
        Elect Director Edward R. Muller Management Yes For For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
                 
Allied Motion Technologies Inc. AMOT 019330109 Annual 5-3-23 Elect Director Robert B. Engel Management Yes For For
        Elect Director Richard D. Federico Management Yes For For
        Elect Director Steven C. Finch Management Yes For For
        Elect Director James J. Tanous Management Yes For For
        Elect Director Nicole R. Tzetzo Management Yes For For
        Elect Director Richard S. Warzala Management Yes For For
        Elect Director Michael R. Winter Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
                 
Asensus Surgical, Inc. ASXC 04367G103 Annual 6-6-23 Elect Director Andrea Biffi Management Yes For For
        Elect Director Anthony Fernando Management Yes For For
        Elect Director Kevin Hobert Management Yes For For
        Elect Director Elizabeth Kwo Management Yes For For
        Elect Director David B. Milne Management Yes For For
        Elect Director Richard C. Pfenniger, Jr. Management Yes For For
        Elect Director William N. Starling Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year One Year
        Amend Omnibus Stock Plan Management Yes For For
        Ratify BDO USA, LLP as Auditors Management Yes For For
                 
ATS Automation Tooling Systems Inc. ATA 001940105 Annual 8-11-22 Elect Director Dave W. Cummings Management Yes For For
        Elect Director Joanne S. Ferstman Management Yes For For
        Elect Director Andrew P. Hider Management Yes For For
        Elect Director Kirsten Lange Management Yes For For
        Elect Director Michael E. Martino Management Yes For For
        Elect Director David L. McAusland Management Yes For For
      Elect Director Philip B. Whitehead Management Yes For For
      Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management Yes For For
         
BioXcel Therapeutics, Inc. BTAI 09075P105 Annual 6-23-23 Elect Director Sandeep Laumas Management Yes Withhold For
    Elect Director Michael Miller Management Yes For For
    Elect Director Michal Votruba Management Yes For For
    Ratify Ernst & Young LLP as Auditors Management Yes For For
   
CyberOptics Corporation CYBE 232517102 Special 11-2-22 Approve Merger Agreement Management Yes For For
      Advisory Vote on Golden Parachutes Management Yes For For
   
Daifuku Co., Ltd. DAIFUKU J08988107 Annual 3-3-23 Amend Articles to Make Technical Changes Management Yes For For
  Elect Director Geshiro, Hiroshi Management Yes For For
  Elect Director Sato, Seiji Management Yes For For
  Elect Director Hayashi, Toshiaki Management Yes For For
  Elect Director Nobuta, Hiroshi Management Yes For For
  Elect Director Takubo, Hideaki Management Yes For For
  Elect Director Ozawa, Yoshiaki Management Yes For For
  Elect Director Sakai, Mineo Management Yes For For
  Elect Director Kato, Kaku Management Yes For For
  Elect Director Kaneko, Keiko Management Yes For For
  Elect Director Gideon Franklin Management Yes For For
  Appoint Statutory Auditor Wada, Nobuo Management Yes For For
 
Draganfly Inc. DPRO 26142Q205 Annual/Special 6-21-23 Fix Number of Directors at Seven Management Yes For For
  Elect Director Cameron Chell Management Yes For For
  Elect Director John M. Mitnick Management Yes For For
  Elect Director Scott Larson Management Yes For For
  Elect Director Olen Aasen Management Yes For For
  Elect Director Denis Silva Management Yes For For
  Elect Director Andrew Hill Card, Jr. Management Yes For For
  Elect Director Julie Myers Wood Management Yes For For
  Approve Dale Matheson Carr-Hilton LaBonte LLP as Auditors and Authorize Board to Fix Their Remuneration Management Yes For For
  Re-approve Share Compensation Plan Management Yes Against For
 
FANUC Corp. 6954 J13440102 Annual June 28, 2023 Approve Allocation of Income, with a Final Dividend of JPY 271.64 Management Yes For For
  Elect Director Inaba, Yoshiharu Management Yes For For
  Elect Director Yamaguchi, Kenji Management Yes For For
  Elect Director Sasuga, Ryuji Management Yes For For
  Elect Director Michael J. Cicco Management Yes For For
  Elect Director Yamazaki, Naoko Management Yes For For
  Elect Director Uozumi, Hiroto Management Yes For For
  Elect Director Takeda, Yoko Management Yes For For
  Elect Director and Audit Committee Member Okada, Toshiya Management Yes For For
  Elect Director and Audit Committee Member Yokoi, Hidetoshi Management Yes For For
  Elect Director and Audit Committee Member Tomita, Mieko Management Yes For For
  Elect Director and Audit Committee Member Igashima, Shigeo Management Yes For For
 
FBR Limited FBR Q3R26D108 Extraordinary Shareholders 11-28-22 Ratify Past Issuance of 2021 Placement Shares to Institutional and Sophisticated Investors Management Yes For For
    Ratify Past Issuance of July Placement Shares to Horsley Park Holdings Pty Ltd Management Yes For For
    Ratify Past Issuance of 1.56 Million June Placement Shares to Institutional and Sophisticated Investors Management Yes For For
    Ratify Past Issuance of 220.66 Million June Placement Shares to Institutional and Sophisticated Investors Management Yes For For
  Approve Remuneration Report Management Yes For For
  Elect Nancy Milne as Director Management Yes For For
  Elect Greg Smith as Director Management Yes For For
  Approve the Issuance of Up to 10 Percent of the Company's Issued Capital Management Yes For For
  Approve Issuance of Short Term Loan Funded Shares for Michael Pivac Management Yes Against For
  Approve Issuance of Long Term Loan Funded Shares for Michael Pivac Management Yes Against For
  Approve Issuance of Short Term Loan Funded Shares for Mark Pivac Management Yes Against For
  Approve Issuance of Long Term Loan Funded Shares for Mark Pivac Management Yes Against For
 
GEA Group AG G1A D28304109 Annual 4-27-2023 Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) Management Yes  
  Approve Allocation of Income and Dividends of EUR 0.95 per Share Management Yes For For
  Approve Remuneration Report Management Yes For For
  Approve Discharge of Management Board for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board for Fiscal Year 2022 Management Yes For For
  Ratify KPMG AG as Auditors for Fiscal Year 2023 Management Yes For For
  Elect Hans Kempf to the Supervisory Board Management Yes For For
  Amend Articles Re: Supervisory Board Term of Office Management Yes For For
  Amend Articles Re: By-Elections to the Supervisory Board Management Yes For For
  Approve Remuneration of Supervisory Board Management Yes For For
  Approve Virtual-Only Shareholder Meetings Until 2025 Management Yes For For
  Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission Management Yes For For
  Amend Articles Re: General Meeting Chair and Procedure Management Yes For For
  Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Management Yes For For
 
Infineon Technologies AG IFX D35415104 Annual 2-16-23 Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) Management Yes  
  Approve Allocation of Income and Dividends of EUR 0.32 per Share Management Yes For For
  Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Management Board Member Constanze Hufenbecher for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Management Board Member Sven Schneider for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Management Board Member Andreas Urschitz (from June 1, 2022) for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Management Board Member Rutger Wijburg (from April 1, 2022) for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Management Board Member Reinhard Ploss (until March 31, 2022) for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Management Board Member Helmut Gassel (until May 31, 2022) for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Xiaoqun Clever for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Friedrich Eichiner for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Melanie Riedl for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Ulrich Spiesshofer for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Margret Suckale for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Mirco Synde (from June 1, 2023) for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Kerstin Schulzendorf (until May 31, 2022) for Fiscal Year 2022 Management Yes For For
  Ratify KPMG AG as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Reports for the First Half of Fiscal Year 2023 Management Yes For For
  Elect Herbert Diess to the Supervisory Board Management Yes For For
  Elect Klaus Helmrich to the Supervisory Board Management Yes For For
  Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Management Yes For For
  Authorize Use of Financial Derivatives when Repurchasing Shares Management Yes For For
  Amend Article Re: Location of Annual Meeting Management Yes For For
  Approve Virtual-Only Shareholder Meetings Until 2028 Management Yes For For
  Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission Management Yes For For
  Approve Remuneration Policy Management Yes For For
  Approve Remuneration Report Management Yes For For
 
Intuitive Surgical, Inc. ISRG 46120E602 Annual 4-27-23 Elect Director Craig H. Barratt Management Yes For For
  Elect Director Joseph C. Beery Management Yes For For
  Elect Director Gary S. Guthart Management Yes For For
  Elect Director Amal M. Johnson Management Yes For For
  Elect Director Don R. Kania Management Yes For For
  Elect Director Amy L. Ladd Management Yes For For
  Elect Director Keith R. Leonard, Jr. Management Yes For For
  Elect Director Alan J. Levy Management Yes For For
  Elect Director Jami Dover Nachtsheim Management Yes For For
  Elect Director Monica P. Reed Management Yes For For
  Elect Director Mark J. Rubash Management Yes For For
  Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
  Advisory Vote on Say on Pay Frequency Management Yes One Year One Year
  Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
  Report on Gender/Racial Pay Gap Shareholder Yes For Against
 
Kardex Holding AG KARN H44577189 Annual 4-20-23 Accept Financial Statements and Statutory Reports Management Yes For For
  Approve Remuneration Report (Non-Binding) Management Yes For For
  Approve Allocation of Income and Dividends of CHF 3.50 per Share Management Yes For For
  Approve Discharge of Board and Senior Management Management Yes For For
  Reelect Philipp Buhofer as Director Management Yes For For
  Reelect Eugen Elmiger as Director Management Yes For For
  Reelect Andreas Haeberli as Director Management Yes For For
  Reelect Ulrich Looser as Director Management Yes For For
  Reelect Jennifer Maag as Director Management Yes For For
  Elect Maria Vacalli as Director Management Yes For For
  Reelect Felix Thoeni as Director Management Yes For For
  Reelect Felix Thoeni as Board Chair Management Yes For For
  Reappoint Philipp Buhofer as Member of the Compensation and Nomination Committee Management Yes For For
  Reappoint Ulrich Looser as Member of the Compensation and Nomination Committee Management Yes Against For
  Appoint Maria Vacalli as Member of the Compensation and Nomination Committee Management Yes For For
  Designate Wenger Vieli AG as Independent Proxy Management Yes For For
  Ratify PricewaterhouseCoopers AG as Auditors Management Yes For For
  Approve Remuneration of Directors in the Amount of CHF 1.3 Million Management Yes For For
  Approve Remuneration of Executive Committee in the Amount of CHF 5.5 Million Management Yes For For
  Amend Corporate Purpose Management Yes For For
  Amend Articles Re: Annulment of the Opting Up Clause Management Yes For For
  Approve Virtual-Only Shareholder Meetings Management Yes For For
  Amend Articles of Association Management Yes Against For
  Transact Other Business (Voting) Management Yes Against For
 
KEYENCE Corp. 6861 J32491102 Annual 6-14-23 Approve Allocation of Income, with a Final Dividend of JPY 150 Management Yes For For
  Elect Director Takizaki, Takemitsu Management Yes For For
  Elect Director Nakata, Yu Management Yes For For
  Elect Director Yamaguchi, Akiji Management Yes For For
  Elect Director Yamamoto, Hiroaki Management Yes For For
  Elect Director Nakano, Tetsuya Management Yes For For
  Elect Director Yamamoto, Akinori Management Yes For For
  Elect Director Taniguchi, Seiichi Management Yes For For
  Elect Director Suenaga, Kumiko Management Yes For For
  Elect Director Yoshioka, Michifumi Management Yes For For
  Appoint Statutory Auditor Komura, Koichiro Management Yes For For
  Appoint Alternate Statutory Auditor Yamamoto, Masaharu Management Yes For For
 
KION GROUP AG KGX D4S14D103 Annual 5-17-23 Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) Management Yes  
  Approve Allocation of Income and Dividends of EUR 0.19 per Share Management Yes For For
  Approve Discharge of Management Board for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board for Fiscal Year 2022 Management Yes For For
  Ratify KPMG AG as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements for the First Half of Fiscal Year 2023 Management Yes For For
  Approve Remuneration Report Management Yes Against For
  Approve Virtual-Only Shareholder Meetings Until 2028 Management Yes For For
  Elect Nicolas Peter to the Supervisory Board Management Yes For For
 
Kraken Robotics Inc. PNG 50077N102 Annual/Special 6-27-23 Fix Number of Directors at Five Management Yes For For
Kraken Robotics Inc. PNG 50077N102   Elect Director Greg Reid Management Yes Withhold For
Kraken Robotics Inc. PNG 50077N102   Elect Director Shaun McEwan Management Yes For For
Kraken Robotics Inc. PNG 50077N102   Elect Director Larry Puddister Management Yes For For
Kraken Robotics Inc. PNG 50077N102   Elect Director Michael Connor Management Yes For For
Kraken Robotics Inc. PNG 50077N102   Elect Director Bernard Mills Management Yes For For
Kraken Robotics Inc. PNG 50077N102   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Management Yes For For
Kraken Robotics Inc. PNG 50077N102   Re-approve Stock Option Plan Management Yes For For
Kraken Robotics Inc. PNG 50077N102   Approve Restricted Share Unit Plan Management Yes For For
Kraken Robotics Inc. PNG 50077N102   Approve Stock Consolidation Management Yes For For
 
Krones AG KRN D47441171 Annual 5-23-23 Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) Management Yes  
  Approve Allocation of Income and Dividends of EUR 1.75 per Share Management Yes For For
  Approve Discharge of Management Board for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board for Fiscal Year 2022 Management Yes For For
  Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2023 Management Yes For For
  Approve Remuneration Report Management Yes For For
  Approve Virtual-Only or Hybrid Shareholder Meetings Until 2025; Amend Articles Re: Online Participation; General Meeting Chair Management Yes For For
  Elect Norbert Broger to the Supervisory Board Management Yes Against For
  Elect Nora Diepold to the Supervisory Board Management Yes Against For
  Elect Robert Friedmann to the Supervisory Board Management Yes Against For
  Elect Volker Kronseder to the Supervisory Board Management Yes Against For
  Elect Susanne Nonnast to the Supervisory Board Management Yes Against For
  Elect Petra Schadeberg-Herrmann to the Supervisory Board Management Yes Against For
  Elect Stephan Seifert to the Supervisory Board Management Yes Against For
  Elect Matthias Winkler to the Supervisory Board Management Yes Against For
  Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Management Yes For For
 
Microbot Medical Inc. MBOT 59503A204 Annual 9-21-22 Elect Director Harel Gadot Management Yes For For
  Elect Director Martin Madden Management Yes Withhold For
  Elect Director Tal Wenderow Management Yes For For
  Ratify Brightman Almagor Zohar & Co. as Auditors Management Yes For For
 
Mobileye Global, Inc. MBLY 60741F104 Annual 9-21-22 Elect Director Amnon Shashua Management Yes Withhold For
  Elect Director Patrick P. Gelsinger Management Yes Withhold For
  Elect Director Eyal Desheh Management Yes For For
  Elect Director Jon M. Huntsman, Jr. Management Yes For For
  Elect Director Claire C. McCaskill Management Yes For For
  Elect Director Christine Pambianchi Management Yes Withhold For
  Elect Director Frank D. Yeary Management Yes For For
  Elect Director Saf Yeboah-Amankwah Management Yes Withhold For
  Ratify PricewaterhouseCoopers International Limited as Auditors Management Yes For For
  Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against For
  Advisory Vote on Say on Pay Frequency Management Yes One Year One Year
 
Nano Dimension Ltd. NNDM 63008G203 Proxy Contest 12-13'-22 Non-Voting Agenda Management Yes  
Nano Dimension Ltd. NNDM 63008G203   Amend and Restate Article 41 Shareholder Yes For For
Nano Dimension Ltd. NNDM 63008G203   Amend and Restate Clause (f) of Article 42 Shareholder Yes For For
Nano Dimension Ltd. NNDM 63008G203   Remove Yoav Stern as Director Shareholder Yes For For
Nano Dimension Ltd. NNDM 63008G203   Remove Oded Gera as Director Shareholder Yes For For
Nano Dimension Ltd. NNDM 63008G203   Remove Igal Rotem as Director Shareholder Yes For For
Nano Dimension Ltd. NNDM 63008G203   Remove Yoav Nissan-Cohen as Director Shareholder Yes For For
Nano Dimension Ltd. NNDM 63008G203   Remove Any and All New Directors Appointed by the Board (if Any) following December19, 2022 and until the Conclusion of the Meeting Shareholder Yes For For
  Elect Kenneth H. Traub as Director Shareholder Yes For For
  Elect Joshua Rosensweig as Director Shareholder Yes For For
 
Omnicell, Inc. OMCL 68213N109 Annual 5-23-2023 Elect Director Joanne B. Bauer Management Yes For For
  Elect Director Robin G. Seim Management Yes Withhold For
  Elect Director Sara J. White Management Yes For For
  Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
  Advisory Vote on Say on Pay Frequency Management Yes One Year One Year
  Amend Qualified Employee Stock Purchase Plan Management Yes For For
  Amend Omnibus Stock Plan Management Yes For For
  Ratify Deloitte & Touche LLP as Auditors Management Yes For For
 
PROCEPT BioRobotics Corporation PRCT 74276L105 Annual 6-15-23 Elect Director Frederic Moll Management Yes For For
  Elect Director Antal Desai Management Yes Withhold For
  Elect Director Mary Garrett Management Yes Withhold For
  Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
  Advisory Vote on Say on Pay Frequency Management Yes One Year One Year
 
Renishaw Plc RSW G75006117 Annual 11-30-22 Accept Financial Statements and Statutory Reports Management Yes For For
  Approve Remuneration Report Management Yes For For
  Approve Remuneration Policy Management Yes For For
  Approve Increase in the Aggregate Limit on Directors' Remuneration Management Yes For For
  Approve Final Dividend Management Yes For For
  Re-elect Sir David McMurtry as Director Management Yes Against For
  Re-elect John Deer as Director Management Yes Against For
  Re-elect Will Lee as Director Management Yes For For
  Re-elect Allen Roberts as Director Management Yes For For
  Re-elect Catherine Glickman as Director Management Yes For For
  Re-elect Sir David Grant as Director Management Yes For For
  Elect Juliette Stacey as Director Management Yes For For
  Elect Stephen Wilson as Director Management Yes For For
  Reappoint Ernst & Young LLP as Auditors Management Yes For For
  Authorise the Audit Committee of the Board to Fix Remuneration of Auditors Management Yes For For
  Authorise Market Purchase of Ordinary Shares Management Yes For For
 
Scott Technology Limited SCT Q8381G108 Annual 4-19-23 Elect Derek Charge as Director Management Yes For For
  Elect John Berry as Director Management Yes For For
  Approve Deloitte as Auditors and Authorize Board to Fix Their Remuneration Management Yes For For
 
Siemens Healthineers AG SHL D6T479107 Annual 2-15-23 Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) Management Yes  
  Approve Allocation of Income and Dividends of EUR 0.95 per Share Management Yes For For
  Approve Discharge of Management Board Member Bernhard Montag for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Management Board Member Jochen Schmitz for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Management Board Member Darleen Caron for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Management Board Member Elisabeth Staudinger-Leibrecht (since Dec. 1, 2021) for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Management Board Member Christoph Zindel (until March 31, 2022) for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Ralf Thomas for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Norbert Gaus for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Roland Busch for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Marion Helmes for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Andreas Hoffmann for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Peer Schatz for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Gregory Sorensen for Fiscal Year 2022 Management Yes For For
  Approve Discharge of Supervisory Board Member Karl-Heinz Streibich for Fiscal Year 2022 Management Yes For For
  Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2023 Management Yes For For
  Approve Remuneration Report Management Yes For For
  Elect Ralf Thomas to the Supervisory Board Management Yes Against For
  Elect Veronika Bienert to the Supervisory Board Management Yes Against For
  Elect Marion Helmes to the Supervisory Board Management Yes For For
  Elect Peter Koerte to the Supervisory Board Management Yes Against For
  Elect Sarena Lin to the Supervisory Board Management Yes Against For
  Elect Nathalie von Siemens to the Supervisory Board Management Yes Against For
  Elect Karl-Heinz Streibich to the Supervisory Board Management Yes For For
  Elect Dow Wilson to the Supervisory Board Management Yes Against For
  Approve Remuneration of Supervisory Board Management Yes For For
  Approve Virtual-Only Shareholder Meetings Until 2028 Management Yes Against For
  Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission Management Yes For For
  Amend Articles Re: Participation of Supervisory Board Members in the Virtual General Meeting by Means of Audio and Video Transmission Management Yes For For
  Approve Affiliation Agreement with Siemens Healthineers Holding I GmbH Management Yes For For
 
Smith & Nephew plc SN G82343164 Annual 4-26-23 Accept Financial Statements and Statutory Reports Management Yes For For
  Approve Remuneration Policy Management Yes For For
  Approve Remuneration Report Management Yes For For
  Approve Final Dividend Management Yes For For
  Elect Rupert Soames as Director Management Yes For For
  Re-elect Erik Engstrom as Director Management Yes For For
  Re-elect Jo Hallas as Director Management Yes For For
  Re-elect John Ma as Director Management Yes For For
  Re-elect Katarzyna Mazur-Hofsaess as Director Management Yes For For
  Re-elect Rick Medlock as Director Management Yes For For
  Re-elect Deepak Nath as Director Management Yes For For
  Re-elect Anne-Francoise Nesmes as Director Management Yes For For
  Re-elect Marc Owen as Director Management Yes For For
  Re-elect Roberto Quarta as Director Management Yes For For
  Re-elect Angie Risley as Director Management Yes For For
  Re-elect Bob White as Director Management Yes For For
  Reappoint KPMG LLP as Auditors Management Yes For For
  Authorise Board to Fix Remuneration of Auditors Management Yes For For
  Authorise Issue of Equity Management Yes For For
  Authorise Issue of Equity without Pre-emptive Rights Management Yes For For
  Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management Yes For For
  Authorise Market Purchase of Ordinary Shares Management Yes For For
  Authorise the Company to Call General Meeting with Two Weeks' Notice Management Yes For For
 
SoundHound AI, Inc. SOUN 836100107 Annual 6-29-23 Elect Director Keyvan Mohajer Management Yes For For
  Elect Director James Hom Management Yes For For
  Elect Director Larry Marcus Management Yes Withhold For
  Elect Director Diana Sroka Management Yes For For
  Elect Director Eric R. Ball Management Yes Withhold For
  Ratify Armanino LLP as Auditors Management Yes For For
 
Stereotaxis, Inc. STXS 85916J409 Annual 5-18-23 Elect Director David W. Benfer Management Yes For For
  Elect Director Arun S. Menawat Management Yes For For
  Elect Director Myriam Curet Management Yes For For
  Ratify Ernst & Young LLP as Auditors Management Yes For For
  Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
  Advisory Vote on Say on Pay Frequency Management Yes One Year Three Years
 
Synopsys, Inc. SNPS 871607107 Annual 4-12-2023 Elect Director Aart J. de Geus Management Yes For For
  Elect Director Luis Borgen Management Yes For For
  Elect Director Marc N. Casper Management Yes For For
  Elect Director Janice D. Chaffin Management Yes For For
  Elect Director Bruce R. Chizen Management Yes For For
  Elect Director Mercedes Johnson Management Yes For For
  Elect Director Jeannine P. Sargent Management Yes For For
  Elect Director John G. Schwarz Management Yes For For
  Elect Director Roy Vallee Management Yes For For
  Amend Omnibus Stock Plan Management Yes For For
  Advisory Vote on Say on Pay Frequency Management Yes One Year One Year
  Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
  Ratify KPMG LLP as Auditors Management Yes For For
  Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Yes For Against
 
Vicarious Surgical, Inc. RBOT 92561V109 Annual 6-1-2023 Elect Director Adam Sachs Management Yes For For
  Elect Director Sammy Khalifa Management Yes For For
  Elect Director David Styka Management Yes Withhold For
  Elect Director Victoria Carr-Brendel Management Yes For For
  Elect Director Ric Fulop Management Yes Withhold For
  Elect Director David Ho Management Yes For For
  Elect Director Beverly Huss Management Yes For For
  Elect Director Donald Tang Management Yes For For
  Amend Omnibus Stock Plan Management Yes Against For
  Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation Management Yes Against For
  Ratify Deloitte & Touche LLP as Auditors Management Yes For For
 
YASKAWA Electric Corp. 6506 J9690T102 Annual 5-24-23 Elect Director Ogasawara, Hiroshi Management Yes For For
  Elect Director Ogawa, Masahiro Management Yes For For
  Elect Director Murakami, Shuji Management Yes For For
  Elect Director Morikawa, Yasuhiko Management Yes For For
  Elect Director and Audit Committee Member Nakayama, Yuji Management Yes For For
  Elect Director and Audit Committee Member Ikuyama, Takeshi Management Yes For For
  Elect Director and Audit Committee Member Koike, Toshikazu Management Yes For For
  Elect Director and Audit Committee Member Matsuhashi, Kaori Management Yes For For
  Elect Director and Audit Committee Member Nishio, Keiji Management Yes For For
  Elect Director and Audit Committee Member Hodaka, Yaeko Management Yes For For

 

 

Registrant:  Mutual Fund Series Trust Fund Name:  AlphaCentric Strategic Income Fund
Investment Company 1940 Act File # 811-21872
Reporting Period:  July 1, 2022 - June 30, 2023
N-PX Proxy Filing Requirements
(a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type Mgmt. or Shareholder (g) Voted Yes or No  (h) Vote Cast For or Against (i) For or Against Management
D.R. HORTON, INC. DHI 23331A109 Annual; 01/18/2023 Election of Director: Donald R. Horton, Barbara K. Allen, Brad S. Anderson, Michael R. Buchanan, Benjamin S. Carson, Sr., and Maribess Miller  MGMT Y FOR FOR
        Approval of the advisory resolution on executive compensation.  MGMT Y FOR FOR
        Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm.  MGMT Y FOR FOR
                 
ISTAR INC. STAR 45031U101 Special; 03/09/2023 A proposal to approve the merger of Safehold, Inc. ("SAFE") with and into iStar Inc. ("STAR"), with STAR continuing as the surviving corporation (the "Merger") and operating under the name "Safehold Inc." ("New SAFE"), as contemplated by the Agreement and Plan of Merger, dated as of August 10, 2022, by and between STAR and SAFE (the "STAR Merger Proposal").  MGMT Y FOR FOR
        A proposal to approve the issuance of shares of New SAFE common stock in connection with the Merger (the "STAR Stock Issuance Proposal").  MGMT Y FOR FOR
        A proposal to approve, on a non-binding, advisory basis, certain compensation that STAR's named executive officers may receive in connection with the Merger, as more particularly described in the joint proxy statement/prospectus.  MGMT Y FOR FOR
        A proposal to approve the adjournment from time to time of the STAR special meeting, or any adjournment or postponement thereof, to approve each of the STAR Merger Proposal and the STAR Stock Issuance Proposal.  MGMT Y FOR FOR
        A proposal (the "SAFE merger proposal") to approve the transactions described in the Agreement and Plan of Merger, dated as of August 10, 2022, by and between Safehold Inc. ("SAFE") and iStar Inc. ("STAR"), including that SAFE will merge with and into STAR, with STAR continuing as the surviving corporation (the "Merger") and operating under the name "Safehold Inc."  MGMT Y FOR FOR
        A proposal to approve certain changes to SAFE's Caret program, as more particularly described in the joint proxy statement/prospectus.  MGMT Y FOR FOR
        A proposal to approve the adjournment from time to time of the SAFE Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes to adopt the SAFE merger proposal at the time of the SAFE Special Meeting or any adjournment or postponement thereof.  MGMT Y FOR FOR
                 
LENNAR CORPORATION LEN 526057104 Annual; 04/12/2023 Election of Director to serve until the 2024 Annual Meeting of Stockholders: Amy Banse, Rick Beckwitt, Tig Gilliam, Sherrill W. Hudson, Jonathan M. Jaffe, Sidney Lapidus, Teri P. McClure, Stuart Miller, Armando Olivera, and Jeffrey Sonnenfeld  MGMT Y FOR FOR
        Approval, on an advisory basis, of the compensation of our named executive officers.  MGMT Y FOR FOR
        Approval, on an advisory basis, of the frequency of the stockholder vote on the compensation of our named executive officers.  MGMT Y One Year FOR
        Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2023.  MGMT Y FOR FOR
        Vote on a stockholder proposal regarding the elimination of our dual-class common stock voting structure.  SHAREHOLDER Y FOR AGAINST
                 
AGNC INVESTMENT CORP. AGNC 00123Q104 Annual; 04/20/2023 Election of Director: Donna J. Blank, Morris A. Davis, Peter J. Federico, John D. Fisk, Andrew A. Johnson, Jr., Gary D. Kain, Prue B. Larocca, Paul E. Mullings, and Frances R. Spark  MGMT Y FOR FOR
        Advisory vote to approve the compensation of our named executive officers.  MGMT Y FOR FOR
        Advisory vote on the frequency of future advisory votes on executive compensation.  MGMT Y One Year FOR
        Ratification of appointment of Ernst & Young LLP as our independent public accountant for the year ending December 31, 2023.  MGMT Y FOR FOR
        Approve amendments to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend certain provisions of our Amended and Restated Certificate of Incorporation.  MGMT Y FOR FOR
        Approve amendments to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend our Fourth Amended and Restated Bylaws.  MGMT Y FOR FOR
        Approve amendments to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: remove directors.  MGMT Y FOR FOR
                 
MGIC INVESTMENT CORPORATION MTG 552848103 Annual; 04/27/2023 Election of Directors - Analisa M. Allen, Daniel A. Arrigoni, C. Edward Chaplin, Curt S Culver, Jay C. Hartzell, Timonthy A. Holt, Jodeen A. Kozlak, Michael E. Lehman, Teresita M. Lowman, Timothy J. Mattke, Sheryl L. Sculley, and Mark M. Zandi MGMT Y FOR FOR
        Advisory Vote to Approve our Executive Compensation.  MGMT Y FOR FOR
        Advisory Vote on the Frequency of Holding Future Advisory Votes on Executive Compensation.  MGMT Y One year FOR
        Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023.  MGMT Y FOR FOR
                 
MR. COOPER GROUP INC. COOP 62482R107 Annual; 05/11/2023 Election of Director: Jay Bray, Busy Burr, Roay Guthrie, Daniela Jorge, Michael Malone, Shveta Mujumdar, Tagar Olson, and Steven Scheiwe MGMT Y FOR FOR
        Election of Director: Busy Burr  MGMT Y FOR FOR
        To conduct an advisory vote on named executive officer compensation.  MGMT Y FOR FOR
        To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023.  MGMT Y FOR FOR
                 
ENACT HOLDINGS, INC. ACT 29249E109 Annual; 05/12/2023 Election of Directors - Dominic J. Addesso, Michael A. Bless, John D. Fisk, Rohit, Gupta, Sheila Hooda, Thomas J. McInerney, Robert P. Restrepo, Jr., Debra W. Still, Westley V. Thompson, Jerome T. Upton and Anne G. Waleski MGMT Y FOR FOR
        Advisory vote to approve executive compensation.  MGMT Y FOR FOR
        Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for fiscal year 2023.  MGMT Y FOR FOR
                 
ELLINGTON FINANCIAL INC. EFC 28852N109 Annual; 05/16/2023 Election of Directors - Stephen J. Dannhauser, Lisa Mumford, Laurence E. Penn, Edward Resendez, and Ronald I. Simon, Pd.D. MGMT Y FOR FOR
        The approval of an amendment to our Certificate of Incorporation to increase the total authorized number of shares of common stock for issuance from 100,000,000 to 200,000,000 shares with a corresponding increase in the total authorized number of shares from 200,000,000 to 300,000,000.  MGMT Y FOR FOR
        The approval, on an advisory basis, of the compensation of the named executive officers.  MGMT Y FOR FOR
        The approval, on an advisory basis, of the frequency of a stockholder vote to approve the compensation of our named executive officers.  MGMT Y One Year FOR
        The ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2023.  MGMT Y FOR FOR
                 
ANNALY CAPITAL MANAGEMENT, INC. NLY 035710839 Annual; 05/17/2023 Election of Director: Francine J. Bovich, David L Finkelstein, Thomas Hamilton, Kathy Hopinkah Hannan, Micael Haylon, Martin Laguerre, Eric A. Reeves, John H. Schaefer, Glenn A. Voken, and Vicki Williams MGMT Y FOR FOR
        Advisory approval of the Company's executive compensation.  MGMT Y FOR FOR
        Advisory vote on the frequency of future advisory votes to approve the Company's executive compensation.  MGMT Y One Year FOR
        Amendment to the Company's Charter to decrease the number of authorized shares of stock.  MGMT Y FOR FOR
        Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.  MGMT Y FOR FOR
        Advisory stockholder proposal to further reduce the ownership threshold to call a special meeting.  SHAREHOLDER Y AGAINST FOR
                 
STARWOOD PROPERTY TRUST, INC. STWD 85571B105 Annual; 05/18/2023 Election of Directors - Richard D. Bronson, Jeffrey G. Dishner, Camile J. Douglas, Deborah L. Harmon, Solomon J. Kumin, Fred Perpall, Fred S. Ridley, Barry S. Sternlicht, and Strauss Zelnick MGMT Y FOR FOR
        The approval, on an advisory basis, of the Company's executive compensation.  MGMT Y FOR FOR
        The approval, on an advisory basis, of the frequency of the advisory vote on the Company's executive compensation.  MGMT Y 1 FOR
        The ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2023.  MGMT Y FOR FOR
                 
DYNEX CAPITAL, INC. DX 26817Q886 Annual; 05/18/2023 Election of Director: Byron L. Boston, Julia L. Coronado, PdD, Michael R. Hughes, Joy D. Palmer, Robert A. Salcetti, and David Stevens  MGMT Y FOR FOR
        Election of Director: Julia L. Coronado, Ph.D.  MGMT Y FOR FOR
        To approve, in an advisory and non-binding vote, the compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement.  MGMT Y FOR FOR
        To vote, on an advisory and non-binding basis, the frequency of future advisory votes on the compensation of the Company's named executive officers.  MGMT Y One Year FOR
        To ratify the selection of BDO USA, LLP, independent certified public accountants, as auditors for the Company for the 2023 fiscal year.  MGMT Y FOR FOR
        To approve an amendment to the Company's Articles of Incorporation to increase the number of shares of common stock authorized.  MGMT Y FOR FOR
                 
REDWOOD TRUST, INC. RWT 758075402 Annual; 05/23/2023 Election of Director: Greg H. Kubicek, Christopher J. Abate, Armando Falcon, Douglas B. Hansen, Debora D. Horvath, George W. Madison, Georganne C. Proctor, Dashiell I. Robins, and Faith A. Schwartz MGMT Y FOR FOR
        To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2023.  MGMT Y FOR FOR
        To vote on a non-binding advisory resolution to approve named executive officer compensation.  MGMT Y FOR FOR
        To vote on a non-binding advisory resolution to approve the frequency of holding an advisory vote on named executive officer compensation.  MGMT Y One Year FOR
        To vote on an amendment to our Amended and Restated 2014 Incentive Award Plan.  MGMT Y FOR FOR
                 
WELLTOWER INC. WELL 95040Q104 Annual; 05/23/2023 Election of Director: Kenneth J. Bacon, Karen B. DeSalvo, Philip L. Hawkins,  Dennis G. Lopez, Shankh Mitra, Ade J. Patton, Diana W. Reid, Sergio D. Rivera, Johnese M.  Spisso, and Kathryn M. Sullivan MGMT Y FOR FOR
        The ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2023.  MGMT Y FOR FOR
        The approval, on an advisory basis, of the compensation of our named executive officers as disclosed in the 2023 Proxy Statement.  MGMT Y FOR FOR
        An advisory vote on the frequency of future advisory votes on executive compensation.  MGMT Y One Year FOR
                 
OCWEN FINANCIAL CORPORATION OCN 675746606 Annual; 05/23/2023 Election of Directors - Glen A. Messina, Bowers, Britell, Busquet, Caldwell, Soaries, and Stein MGMT Y FOR FOR
        Ratification of the appointment of Deloitte & Touche LLP as Ocwen Financial Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2023.  MGMT Y FOR FOR
        Approval, on an advisory basis, of the compensation of the named executive officers, as disclosed in the accompanying Proxy Statement.  MGMT Y FOR FOR
        Approval, on an advisory basis, to hold an advisory vote on executive compensation every 1, 2 or 3 years.  MGMT Y One Year FOR
        Approval of an amendment to the Ocwen Financial Corporation 2021 Equity Incentive Plan to increase the number of available shares.  MGMT Y FOR FOR
                 
RITHM CAPITAL CORP. RITM 64828T201 Annual; 05/25/2023 Election of Directors - David Saltzman MGMT Y FOR FOR
        To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for Rithm Capital Corp. for fiscal year 2023.  MGMT Y FOR FOR
        To approve (on a non-binding advisory basis) the compensation of our named executive officers as described in the accompanying materials.  MGMT Y FOR FOR
        To recommend (on a non-binding advisory basis) the frequency of an advisory vote on the compensation of our named executive officers in future years.  MGMT Y One Year FOR
        To approve the Rithm Capital Corp. 2023 Omnibus Incentive Plan.  MGMT Y FOR FOR
                 
MFA FINANCIAL, INC. MFA 55272X607 Annual; 06/06/2023 Election of Director: Laurie S. Goodman  MGMT Y FOR FOR
        Election of Director: Richard C. Wald  MGMT Y FOR FOR
        Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.  MGMT Y FOR FOR
        Approval of the advisory (non-binding) resolution to approve the Company's executive compensation.  MGMT Y FOR FOR
        Approval of the Company's Equity Compensation Plan, which is an amendment and restatement of the Company's existing Equity Compensation Plan.  MGMT Y FOR FOR
        Advisory (non-binding) vote on the frequency of the advisory vote on the Company's executive compensation.  MGMT Y One Year FOR
                 
NEW YORK MORTGAGE TRUST, INC. NYMT 649604840 Annual; 06/06/2023 Election of Director to serve until the 2024 Annual Meeting: Eugenia R. Cheng,Michael B. Clement, Audrey E. Greenberg, Steven R. Mumma, G. Norcutt, Lisa A Pendergast and Jason T. Serrano MGMT Y FOR FOR
        To hold an advisory vote to approve named executive officer compensation.  MGMT Y FOR FOR
        To consider and act upon a proposal to ratify, confirm, and approve the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.  MGMT Y FOR FOR
                 
SAFEHOLD INC. SAFE 78646V107 Annual; 06/20/2023 Election of Director: Jay Sugarman, Marcos Alvardo, Jesse Horn, Robin Josephs, Jay Nydick, Barry Ridings, and Stefan Selig MGMT Y FOR FOR
        Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023  MGMT Y FOR FOR
        Approval of amendments to Amended and Restated 2009 Long-Term Incentive Plan  MGMT Y FOR FOR
        Non-binding advisory vote to approve executive compensation ("Say on Pay")  MGMT Y FOR FOR
        Advisory vote on the frequency of future Say on Pay votes  MGMT Y 1 year FOR

 

 

Registrant:  Mutual Fund Series Trust Fund Name:  AlphaCentric SWBC Municipal Opportunities Fund
Investment Company 1940 Act File # 811-21872
Reporting Period:  July 1, 2022 - June 30, 2023
 
N-PX Proxy Voting Requirements
(a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type (g) Voted (h) Vote Cast (i) For or Against Management
BLACKROCK MUNIYIELD QUALITY MQY 09254F100 7/25/2022 DIRECTORS Mgmt. YES FOR FOR
BLACKROCK MUNIHOLDINGS NJ MUJ 09254X101 7/25/2022 DIRECTORS Mgmt. YES FOR FOR
BLACKROCK LONG TERM MUNI ADV BTA 09250B103 7/25/2022 DIRECTORS Mgmt. YES FOR FOR
                 
NUVEEN MUNI HIGH INCOME NMZ 670682103 8/5/2022 DIRECTORS Mgmt. YES FOR FOR
                 
NEUBERGER BERMAN MUNI FUND NBH 64124P101 9/16/2022 DIRECTORS Mgmt. YES FOR FOR
                 
pimco muni income 2 pml 72200w106 12/16/2022 trustees   Rappaport and McCartney Mgmt. yes for for
pimco muni income  pmf 72200r107 12/16/2022 trustees Decotis and McCartney Mgmt. yes for for
pimco muni income 2 pml 72200w106 12/16/2022 trustees Decotis and McCartney Mgmt. yes for for
          Mgmt.      
                 
PUTNAM MUNI OPP TR PMO 746922103 4/21/2023 TRUSTEES Mgmt. YES FOR FOR
PUTNAM MANAGED MUNI INC PMM 746823103 4/21/2023 TRUSTEES Mgmt. YES FOR FOR
                 
NUVVEN MUN CR OPP FUND NMCO 670663103 5/8/2023 DIRECTORS Mgmt. YES FOR FOR

 

 

Registrant:  Mutual Fund Series Trust Fund Name:  AlphaCentric Symmetry Strategy Fund
Investment Company 1940 Act File # 811-21872
Reporting Period:  July 1, 2022 - June 30, 2023
           
N-PX Proxy Voting Requirements
(a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type Mgmt. or Shareholder (g) Voted Yes or No  (h) Vote Cast For or Against (i) For or Against Management
Albertsons Companies, Inc. ACI 013091103 Annual 8/4/2022 Elect Director Vivek Sankaran Management Yes Against Against
        Elect Director James Donald Management Yes Against Against
        Elect Director Chan Galbato Management Yes Against Against
        Elect Director Sharon Allen Management Yes Against Against
        Elect Director Shant Babikian Management Yes Against Against
        Elect Director Steven Davis *Withdrawn Resolution* Management Yes None For
        Elect Director Kim Fennebresque Management Yes For For
        Elect Director Allen Gibson Management Yes Against Against
        Elect Director Hersch Klaff Management Yes Against Against
        Elect Director Jay Schottenstein Management Yes Against Against
        Elect Director Alan Schumacher Management Yes Against Against
        Elect Director Brian Kevin Turner Management Yes Against Against
        Elect Director Mary Elizabeth West Management Yes Against Against
        Elect Director Scott Wille Management Yes Against Against
        Ratify Deloitte and Touche LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
                 
Tesla, Inc. TSLA 88160R101 Annual 8/4/2022  Elect Director Ira Ehrenpreis Management Yes Against Against
        Elect Director Kathleen Wilson-Thompson Management Yes Against Against
        Reduce Director Terms from Three to Two Years Management Yes For For
        Eliminate Supermajority Voting Provisions Management Yes For For
        Increase Authorized Common Stock Management Yes For For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Adopt Proxy Access Right Shareholder Yes For Against
        Report on Efforts to Prevent Harassment and Discrimination in the Workplace Shareholder Yes For Against
        Report on Racial and Gender Board Diversity Shareholder Yes Against For
        Report on the Impacts of Using Mandatory Arbitration Shareholder Yes For Against
        Report on Corporate Climate Lobbying in line with Paris Agreement Shareholder Yes For Against
        Adopt a Policy on Respecting Rights to Freedom of Association and Collective Bargaining Shareholder Yes For Against
        Report on Eradicating Child Labor in Battery Supply Chain Shareholder Yes Against For
Tesla, Inc. TSLA 88160R101 Annual 8/4/202 Report on Water Risk Exposure Shareholder Yes For Against
                 
General Mills, Inc. GIS 370334104 Annual 9/27/2022  Elect Director R. Kerry Clark, Cordani, Goodwin, Harmening, Henry, Jenkins, Lempres, Neal, Odland, Sastre, Sprunk and Uribe Management Yes For For
        Approve Omnibus Stock Plan Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Ratify KPMG LLP as Auditors Management Yes For For
        Require Independent Board Chair Shareholder Yes Against For
        Report on Absolute Plastic Packaging Use Reduction Shareholder Yes For Against
                 
Duke Realty Corporation DRE 264411505 Annual 9/28/2022 Approve Merger Agreement Management Yes For For
        Advisory Vote on Golden Parachutes Management Yes Against Against
        Adjourn Meeting Management Yes For For
                 
Prologis, Inc. PLD 74340W103  28-Sep-22 Issue Shares in Connection with Merger Management Yes For For
        Adjourn Meeting Management Yes For For
                 
Bill.com Holdings, Inc. BILL 090043100 Annual 12/8/2022 Elect Director Steven Cakebread Management Yes Withhold Against
        Elect Director David Hornik Management Yes Withhold Against
        Elect Director Brian Jacobs Management Yes Withhold Against
        Elect Director Allie Kline Management Yes Withhold Against
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against
                 
Microsoft Corporation MSFT 594918104 Annual 12/13/2022 Elect Director Reid G. Hoffman, Johnston, List, Nadella, Peterson, Pritzker, Rodriguez, Scharf, Stanton, Thompson, Walmsley and Warrior Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
        Report on Cost/Benefit Analysis of Diversity and Inclusion Shareholder Yes Against For
        Report on Hiring of Persons with Arrest or Incarceration Records Shareholder Yes Against For
        Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk Shareholder Yes Against For
        Report on Government Use of Microsoft Technology Shareholder Yes Against For
        Report on Development of Products for Military Shareholder Yes Against For
        Report on Tax Transparency Shareholder Yes Against For
                 
Zscaler, Inc. ZS 98980G102 Annual 1/13/2023 Elect Director Andrew Brown Management Yes Withhold Against
        Elect Director Scott Darling Management Yes Withhold Against
        Elect Director David Schneider Management Yes Withhold Against
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against
                 
Accenture Plc ACN G1151C101 Annual 2/1/2023  Elect Director Jaime Ardila, McKinstry, Mooney, Pelisson, Price, Renduchintala, Sarin, Sweet and Travis Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Management Yes For For
        Renew the Board's Authority to Issue Shares Under Irish Law Management Yes For For
        Authorize Board to Opt-Out of Statutory Pre-Emption Rights Management Yes For For
        Determine Price Range for Reissuance of Treasury Shares Management Yes For For
                 
Tyson Foods, Inc. TSN 902494103 Annual 2/9/2023  Elect Director John H. Tyson Management Yes Against Against
        Elect Director Les R. Baledge Management Yes Against Against
        Elect Director Mike Beebe Management Yes Against Against
        Elect Director Maria Claudia Borras Management Yes For For
        Elect Director David J. Bronczek Management Yes Against Against
        Elect Director Mikel A. Durham Management Yes For For
        Elect Director Donnie King Management Yes For For
        Elect Director Jonathan D. Mariner Management Yes For For
        Elect Director Kevin M. McNamara Management Yes For For
        Elect Director Cheryl S. Miller Management Yes For For
        Elect Director Jeffrey K. Schomburger Management Yes For For
        Elect Director Barbara A. Tyson Management Yes Against Against
        Elect Director Noel White Management Yes For For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year Against
        Amend Omnibus Stock Plan Management Yes For For
        Comply with World Health Organization Guidelines on Antimicrobial Use Throughout Supply Chains Shareholder Yes Against For
                 
AmerisourceBergen Corporation ABC 03073E105 Annual 3/9/2023 Elect Director Ornella Barra, Collis, Durcan, Gochnauer, Greenberg, Hyle, Kim, McGee, Miller and Nally Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Yes Against For
                 
Hewlett Packard Enterprise Company HPE 42824C109 Annual 4/5/2023  Elect Director Daniel Ammann, Carter, D"Amelio, Dugan, Hobby, Lane, Livermore, Neri, Noski, Ozzie, Reiner and Russo Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Amend Omnibus Stock Plan Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Report on Lobbying Payments and Policy Shareholder Yes Against For
                 
Dow Inc. DOW 260557103 Annual 4/13/2023 Elect Director Samuel R. Allen, Banister, Jr., Bush, David, DeVard, Dial, Fattig, Fitterling, Hinman, Moreno, Wyant and Yahannes Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
        Require Independent Board Chair Shareholder Yes Against For
        Commission Audited Report on Reduced Plastics Demand Shareholder Yes For Against
                 
AutoNation, Inc. AN 05329W102 Annual 4/19/2023 Elect Director Rick L. Burdick, Edelson, Grusky, Jenkins, Lutoff-Perlo, Manley, Mikan, Travisano Management Yes For For
        Ratify KPMG LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year Against
        Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Yes Against For
                 
EQT Corporation EQT 26884L109 Annual 4/19/2023  Elect Director Lydia I. Beebe, Canaan, Carrig, Hu, Jackson, McCartney, McManus, II, Powers, Rice IV, Rice, and Vanderhider Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
                 
HP Inc. HPQ 40434L105 Annual 4/24/2023 Elect Director Aida M. Alvarez, Banerji, Bennett, Berg, Broussard, Brown-Philpot, Burns, Citrino, Clemmer, Lores, Miscik, Rucker and Suresh Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Provide Right to Act by Written Consent Shareholder Yes For Against
                 
The Coca-Cola Company KO 191216100 Annual 4/25/2023  Elect Director Herb Allen, Bolland, Botin, Davis, Diller, Everson, Gayle, Herman, Lagomasino, Millhiser, Quincey, Tsay and Weinberg Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Report on Third-Party Civil Rights Audit Shareholder Yes Against For
        Issue Transparency Report on Global Public Policy and Political Influence Shareholder Yes Against For
        Report on Congruency of Political Spending with Company Values and Priorities Shareholder Yes For Against
        Require Independent Board Chair Shareholder Yes Against For
        Report on Risk Due to Restrictions on Reproductive Rights Shareholder Yes Against For
                 
Cenovus Energy Inc. CVE 15135U109 Annual 4/26/2023  Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Elect Director Keith M. Casey Management Yes For For
        Elect Director Canning K.N. Fok Management Yes Against Against
        Elect Director Jane E. Kinney Management Yes For For
        Elect Director Harold (Hal) N. Kvisle Management Yes For For
        Elect Director Eva L. Kwok Management Yes For For
        Elect Director Melanie A. Little Management Yes For For
        Elect Director Richard J. Marcogliese Management Yes For For
        Elect Director Jonathan M. McKenzie Management Yes For For
        Elect Director Claude Mongeau Management Yes For For
        Elect Director Alexander J. Pourbaix Management Yes For For
        Elect Director Wayne E. Shaw Management Yes For For
        Elect Director Frank J. Sixt Management Yes Against Against
        Elect Director Rhonda I. Zygocki Management Yes For For
        Advisory Vote on Executive Compensation Approach Management Yes For For
        Report on Lobbying and Policy Advocacy with its Net Zero Goal Shareholder Yes For For
                 
Marathon Petroleum Corporation MPC 56585A102 Annual 4/26/2023  Elect Director J. Michael Stice Management Yes For For
        Elect Director John P. Surma Management Yes For For
        Elect Director Susan Tomasky Management Yes For For
        Elect Director Toni Townes-Whitley Management Yes For For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Declassify the Board of Directors Management Yes For For
        Eliminate Supermajority Vote Requirement Management Yes For For
        Approve Increase in Size of Board Management Yes For For
        Adopt Simple Majority Vote Shareholder Yes For Against
        Amend Compensation Clawback Policy Shareholder Yes For Against
        Report on Just Transition Shareholder Yes Against For
        Report on Asset Retirement Obligation Shareholder Yes Against For
                 
Teck Resources Limited TECK.B 878742204 Annual 4/26/2023  Elect Director Arnoud J. Balhuizen, Conger, IV, Dowling, Jr., Keevil, III, McVicar, Murray, Power, Price, Sagawa, Schiodtz, Snider and Strunk Management Yes For For
        Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management Yes For For
        Approve Spin-Off Agreement with Elk Valley Resources Ltd. Management Yes Against Against
        Approve EVR Stock Option Plan Management Yes Against Against
        Approve EVR Shareholder Rights Plan Management Yes Against Against
        Approve Dual Class Amendment Management Yes For For
        Advisory Vote on Executive Compensation Approach Management Yes For For
                 
The Cigna Group CI 125523100 Annual 4/26/2023  Elect Director David M. Cordani, DeLaney, Foss, Granger, Hathi, Kurian, Mazzarella, McClellan, Ross, Wiseman and Zarcone Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Amend Certificate of Incorporation to Limit the Liability of Certain Officers Management Yes For For
        Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Yes For Against
        Report on Congruency of Political Spending with Company Values and Priorities Shareholder Yes For Against
                 
Globe Life Inc. GL 37959E102 Annual 4/27/2023 Elect Director Linda L. Addison, Alexander, Alston, Blinn, Brannen, Buchan, Cho, Darden, Johnson, Rodriguez, Svoboda, Thigpen Management Yes For For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Amend Omnibus Stock Plan Management Yes For For
        Amend Certificate of Incorporation to Allow Exculpation of Officers Management Yes For For
                 
Johnson & Johnson JNJ 478160104 Annual 4/27/2023  Elect Director Darius Adamczyk, Beckerie, Davis, Doudna, Duato, Hewson, Johnson, Joly, McClellan, Mulcahy, Weinberger and West Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Adopt Mandatory Arbitration Bylaw - Withdrawn Shareholder Yes   For
        Report on Government Financial Support and Equitable Access to Covid-19 Products Shareholder Yes For Against
        Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics Shareholder Yes For Against
        Report on Impact of Extended Patent Exclusivities on Product Access Shareholder Yes Against For
                 
Kellogg Company K 487836108 Annual 4/28/2023 Elect Director Stephanie A. Burns Management Yes For For
        Elect Director Steve Cahillane Management Yes For For
        Elect Director La June Montgomery Tabron Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Report on Civil Rights, Non-Discrimination and Returns to Merit Audit Shareholder Yes Against For
        Report on Median Gender/Racial Pay Gap Shareholder Yes For Against
                 
Aflac Incorporated AFL 001055102 Annual 5/1/2023 Elect Director Daniel P. Amos, Bowers, Collins, Hosoda, Kenny, Kiser, Lloyd, Mori, Moskowitz, Rimer and Rohrer Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify KPMG LLP as Auditors Management Yes For For
                 
Genuine Parts Company GPC 372460105 Annual 5/1/2023  Elect Director Elizabeth W. Camp, Cox, Jr., Donahue, Fayard, Hardin, Holder, Hyland, Johns, Lafont, Loudermilk, Jr., Needham, Pryor, and Wood, III Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
                 
Albemarle Corporation ALB 012653101 Annual 5/2/2023 Elect Director M. Lauren Brlas, Cramer, Masters, Jr., Minor, O'Brien, O'Connell, Seavers, Steiner, Van Deursen, and Wolff Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Approve Non-Employee Director Restricted Stock Plan Management Yes For For
                 
Bristol-Myers Squibb Company BMY 110122108 Annual 5/2/2023 Elect Director Peter J. Arduini, Bjatt. Caforio, Haller, Median, Price, Rice, Samuels, storch Vousden and Yale Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
        Require Independent Board Chair Shareholder Yes Against For
        Commission a Civil Rights and Non-Discrimination Audit Shareholder Yes Against For
        Amend Right to Call Special Meeting Shareholder Yes Against For
                 
Imperial Oil Limited IMO 453038408 Annual 5/2/2023  Elect Director David W. Cornhill Management Yes Against Against
        Elect Director Bradley W. Corson Management Yes For For
        Elect Director Matthew R. Crocker Management Yes For For
        Elect Director Sharon R. Driscoll Management Yes For For
        Elect Director John Floren Management Yes For For
        Elect Director Gary J. Goldberg Management Yes For For
        Elect Director Miranda C. Hubbs Management Yes For For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        SP 1: Adopt an Absolute Greenhouse Gas Reduction Target Shareholder Yes Against For
        SP 2: Report on the Impact of the Energy Transition on Asset Retirement Obligations Shareholder Yes Against For
                 
CF Industries Holdings, Inc. CF 125269100 Annual 5/3/2023 Elect Director Javed Ahmed, Arzbaecher, DeHass, Eaves, Hagge, Yris, Noonan, Toelle, Wagler, White and Will Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Amend Certificate of Incorporation to Limit the Liability of Certain Officers Management Yes For For
        Ratify KPMG LLP as Auditors Management Yes For For
        Require Independent Board Chair Shareholder Yes For Against
                 
Ovintiv Inc. OVV 69047Q102 Annual 5/3/2023  Elect Director Peter A.Dea, Gentle, Izzo, Mayson, McCracken, McIntire, Minyard, Nance, Nimocks, Pita, Ricks, and Shaw Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
                 
PepsiCo, Inc. PEP 713448108 Annual 5/3/2023 Elect Director Segun Agbaje, Bailey, Conde, Cook, Cooper, Diamond, Dublon, Gass, Laguarta, Lewis, Page, Pahlad, Vasella, Walker and Weisser Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Require Independent Board Chair Shareholder Yes Against For
        Issue Transparency Report on Global Public Policy and Political Influence Shareholder Yes Against For
        Report on Impacts of Restrictive Reproductive Healthcare Legislation Shareholder Yes Against For
        Publish Annual Congruency Report on Net-Zero Emissions Policy Shareholder Yes Against For
                 
Archer-Daniels-Midland Company ADM 039483102 Annual 5/4/2023 Elect Director Michael S. Burke, Colbert, Collins, Jr., Crews, deBrabander, Harrison, Luciano, Moore, Sandler, Schlitz and Westbrook Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Require Independent Board Chair Shareholder Yes Against For
                 
Canadian Natural Resources Limited CNQ 136385101 Annual 5/4/2023 Elect Director Catherine M. Best Management Yes For For
        Elect Director M. Elizabeth Cannon Management Yes For For
        Elect Director N. Murray Edwards Management Yes For For
        Elect Director Christopher L. Fong Management Yes For For
        Elect Director Gordon D. Giffin Management Yes Withhold Against
        Elect Director Wilfred A. Gobert Management Yes For For
        Elect Director Steve W. Laut Management Yes For For
        Elect Director Tim S. McKay Management Yes For For
        Elect Director Frank J. McKenna Management Yes For For
        Elect Director David A. Tuer Management Yes For For
        Elect Director Annette M. Verschuren Management Yes For For
        Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management Yes For For
        Advisory Vote on Executive Compensation Approach Management Yes For For
                 
Coterra Energy Inc. CTRA 127097103 Annual 5/4/2023  Elect Director Thomas E. Jorden, Boswell, Ables, Brock, Dinges, Eckley, Helmerich, Stewart, Vallejo, and Watts Management Yes For For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Approve Omnibus Stock Plan Management Yes For For
        Report on Reliability of Methane Emission Disclosures Shareholder Yes For Against
        Report on Climate Lobbying Shareholder Yes For Against
                 
AbbVie Inc. ABBV 00287Y109 Annual 5/5/2023  Elect Director Robert J. Alpern Management Yes For For
        Elect Director Melody B. Meyer Management Yes For For
        Elect Director Frederick H. Waddell Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Eliminate Supermajority Vote Requirement Management Yes For For
        Adopt Simple Majority Vote Shareholder Yes For Against
        Report on Congruency of Political Spending with Company Values and Priorities Shareholder Yes Against For
        Report on Lobbying Payments and Policy Shareholder Yes For Against
        Report on Impact of Extended Patent Exclusivities on Product Access Shareholder Yes For Against
                 
Occidental Petroleum Corporation OXY 674599105 Annual 5/5/2023 Elect Director Vicky A. Bailey, Gould, Gutierrez, Hallub, Klesse, Moore, O'Neill, Poladian, Robinson, and Shearer Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Ratify KPMG LLP as Auditors Management Yes For For
        Require Independent Board Chair Shareholder Yes Against For
                 
Valero Energy Corporation VLO 91913Y100 Annual 5/9/2023 Elect Director Fred M. Diaz, Eberhart, Ffolkes, Gorder, Greene, Majoras, Mullins, Nickles, Profusek Weisenburger, and Wilkins, Jr. Management Yes For For
        Ratify KPMG LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Report on Climate Transition Plan and GHG Emissions Reduction Targets Shareholder Yes For Against
        Oversee and Report a Racial Equity Audit Shareholder Yes Against For
                 
American International Group, Inc. AIG 026874784 Annual 5/10/2023 Elect Director Paola Bergamaschi, Cole, Jr. Cornwell, Mills, Murphy, Porrino, Rice, Vaughan, Wittman and Zaffino Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Require Independent Board Chair Shareholder Yes For Against
                 
Phillips 66 PSX 718546104 Annual 5/10/2023 Elect Director Gregory J. Hayes, Holley, Singleton, Tilton & Whittington Management Yes For For
        Declassify the Board of Directors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Publish Audited Report on Impacts of a Significant Reduction in Virgin Plastic Demand Shareholder Yes Against For
                 
Nucor Corporation NUE 670346105 Annual 5/11/2023  Elect Director Norma B. Clayton, Dempsey, Kearney, Koellner, Lamach, Rupp, Topalian and West Management Yes For For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
                 
Steel Dynamics, Inc. STLD 858119100 Annual 5/11/2023  Elect Director Mark D. Millett, Bargabps. Cornew, Dolan, Marcuccili, Seaman, Shaheen, Sierra, Sonnenbert and Teets, Jr. Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Approve Omnibus Stock Plan Management Yes For For
        Adopt Majority Voting for Uncontested Election of Directors Management Yes For For
                 
Westlake Corporation WLK 960413102 Annual 5/11/2023  Elect Director Catherine T. Chao Management Yes Withhold Against
        Elect Director Marius A. Haas Management Yes For For
        Elect Director Kimberly S. Lubel Management Yes For For
        Elect Director Jeffrey W. Sheets Management Yes For For
        Elect Director Carolyn C. Sabat Management Yes Withhold Against
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year Against
        Amend Certificate of Incorporation to Allow Exculpation of Certain Officers Management Yes Against Against
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Amend Omnibus Stock Plan Management Yes For For
        Strengthen 2030 GHG Reduction Targets and Adopt Long-Term Targets Aligned with Net Zero Shareholder Yes For Against
        Report on Reducing Plastic Pollution of the Oceans Shareholder Yes For Against
                 
Republic Services, Inc. RSG 760759100 Annual 5/12/2023 Elect Director Manuel Kadre, Collins, Duffy, Handley, Kirk, Larson, Snee, Tyler, Ark, Volpe, and Weymouth Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
                 
The Progressive Corporation PGR 743315103 Annual 5/12/2023 Elect Director Danelle M. Barrett, Bleser, Burgdoerfer, Craig, Davis, Farah, Fitt, Griffith, Johnson, Kelly, Snyder and Dyke Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
                 
ConocoPhillips COP 20825C104 Annual 5/16/2023  Elect Director Dennis V. Arriola, Freeman, Evans, Joerres, Lance, Leach, McRaven, Mulligan, Mullins, Murti, Niblock, Seaton and Walker Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Provide Right to Call Special Meeting Management Yes For For
        Approve Omnibus Stock Plan Management Yes For For
        Require Independent Board Chair Shareholder Yes Against For
        Adopt Share Retention Policy For Senior Executives Shareholder Yes For Against
        Report on Tax Transparency Shareholder Yes Against For
        Report on Lobbying Payments and Policy Shareholder Yes Against For
                 
Principal Financial Group, Inc. PFG 74251V102 Annual 5/16/2023 Elect Director Jonathan S. Auerbach, Beams, Carter-Miller, Mills, Muruzabal & Mitchell Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
                 
The Hershey Company HSY 427866108 Annual 5/16/2023 Elect Director Pamela M. Arway Management Yes For For
        Elect Director Michele G. Buck Management Yes For For
        Elect Director Victor L. Crawford Management Yes For For
        Elect Director Robert M. Dutkowsky Management Yes Withhold Against
        Elect Director Mary Kay Haben Management Yes For For
        Elect Director James C. Katzman Management Yes Withhold Against
        Elect Director M. Diane Koken Management Yes For For
        Elect Director Huong Maria T. Kraus Management Yes For For
        Elect Director Robert M. Malcolm Management Yes Withhold Against
        Elect Director Anthony J. Palmer Management Yes Withhold Against
        Elect Director Juan R. Perez Management Yes Withhold Against
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Report on Human Rights Impacts of Living Wage & Income Position Statement Shareholder Yes Against For
                 
Cleveland-Cliffs Inc. CLF 185899101 Annual 5/17/2023  Elect Director Lourenco Goncalves, Taylor, Baldwin, Fischer, Jr., Gerber, Green, Michael, III, Miller, Stoliar, and Yocum Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
                 
Enphase Energy, Inc. ENPH 29355A107 Annual 5/17/2023  Elect Director Jamie Haenggi Management Yes For For
        Elect Director Benjamin Kortlang Management Yes For For
        Elect Director Richard Mora Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
                 
Hess Corporation HES 42809H107 Annual 5/17/2023  Elect Director Terrence J. Checki, Coleman, Jr., Glatch, Hess, Holida, Lipschultz, McGuire, McManus, Meyers, Overlment, Quigley and Schrader Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
                 
The Hartford Financial Services Group, Inc. HIG 416515104 Annual 5/17/2023  Elect Director Larry D. De Shon, Dominguez, Fetter, James, Mikells, Reese, Roseborough, Ruesterholz, Swift, Winter, Woodring  Management Yes For For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development Shareholder Yes Against For
                 
CVS Health Corporation CVS 126650100 Annual 5/18/2023 Elect Director Fernando Aguirre, Balser, Brown, II, DeCourdreaux, DeParle, Farah, Finucane, Ludwin, Lynch, Million, Schapiro Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Adopt a Paid Sick Leave Policy Shareholder Yes Against For
        Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Yes For Against
        Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders Shareholder Yes Against For
        Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining Rights Shareholder Yes Against For
        Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company Shareholder Yes Against For
                 
Southwestern Energy Company SWN 845467109 Annual 5/18/2023 Elect Director John D. Gass, Johnson, IV, Kehr, Kerley, Marshall, Prevost, Taylor, Walsh, III, Way Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Reduce Ownership Threshold for Shareholders to Call Special Meeting to 20% Management Yes For For
        Amend Certificate of Incorporation to Provide for Exculpation of Certain Officers Management Yes For For
        Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Yes Against For
                 
Amgen Inc. AMGN 031162100 Annual 5/19/2023 Elect Director Wanda M. Austin, Bradway. Drake. Druker, Eckert, Garland, Holley, Jr. Ishrak, Jacks, Kullman, Miles, Sugar, and Williams Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
                 
LyondellBasell Industries N.V. LYB N53745100 Annual 5/19/2023 Elect Director Jacques Aigrain, Benet, Buchanan, Chase, Dudley, Farley, Griffin, Hanley, Kansky, Manifold, and Vanacker Management Yes For For
        Approve Discharge of Directors Management Yes For For
        Adopt Financial Statements and Statutory Reports Management Yes For For
        Ratify PricewaterhouseCoopers Accountants N.V. as Auditors Management Yes For For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management Yes For For
        Approve Cancellation of Shares Management Yes For For
                 
APA Corporation APA 03743Q108 Annual 5/23/2023  Elect Director Annell R. Bay, Christmann, IV, Ellis, Hooper, Joung, McKay, Nelson, Raubun, Ragauss, and Stover Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Amend Certificate of Incorporation to Provide for Exculpation of Certain Officers Management Yes For For
                 
Avis Budget Group, Inc. CAR 053774105 Annual 5/24/2023  Elect Director Bernardo Hees Management Yes For For
        Elect Director Jagdeep Pahwa Management Yes For For
        Elect Director Anu Hariharan Management Yes Against Against
        Elect Director Lynn Krominga Management Yes Against Against
        Elect Director Glenn Lurie Management Yes Against Against
        Elect Director Karthik Sarma Management Yes For For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
                 
EOG Resources, Inc. EOG 26875P101 Annual 5/24/2023 Elect Director Janet F. Clark, Crisp, Daniels, Dugle, Gaut, Kerr, Robertson, Textor, and Yacob Management Yes For For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
                 
HF Sinclair Corporation DINO 403949100 Annual 5/24/2023 Elect Director Anne-Marie N. Ainsworth, Catalano, Echols, Fernandez, Go, Hardy, Knocke, Kostelnik, Lee, Matthews, Myers and Szydlowski Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Yes For Against
                 
Marathon Oil Corporation MRO 565849106 Annual 5/24/2023  Elect Director Chadwick C. Deaton, Donadio, Hyland, Ladhani, Mc Collum, Smolik, Tillman and Williams Management Yes For For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
                 
The Travelers Companies, Inc. TRV 89417E109 Annual 5/24/2023   Elect Director Alan L. Beller, Dolan, Golden, Higgins, Kane, Leonardi, Otis, Jr. Robinson, Ruegger, III, Santana, Schermerthorn, Schnitzer, Thomsen, and van Kralingen Management Yes For For
        Ratify KPMG LLP as Auditors Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Approve Omnibus Stock Plan Management Yes For For
        Report on Efforts to Measure, Disclose and Reduce GHG Emissions Associated with Underwriting Shareholder Yes Against For
        Adopt Time-Bound Policy to Phase Out Underwriting for New Fossil Fuel Exploration and Development Shareholder Yes Against For
        Oversee and Report on a Third-Party Racial Equity Audit Shareholder Yes For Against
        Ensure Policies Do Not Support Police Violations of Civil Rights Shareholder Yes Against For
        Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities - Withdrawn Shareholder Yes None For
                 
United Airlines Holdings, Inc. UAL 910047109 Annual 5/24/2023 Elect Director Carolyn Corvi, Friend, Harford, Hooper, Issacson, Kennedy, Kirby, Philip, Shapiro, Ward and Whitehurst Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Amend Omnibus Stock Plan Management Yes For For
        Amend Non-Employee Director Omnibus Stock Plan Management Yes For For
                 
Pioneer Natural Resources Company PXD 723787107 Annual 5/25/2023 Elect Director A.R Alameddine. Bo;;omgs;eu. Bicjamam. Dealy, Dreyfus, Gallagher, Gobe, Methvin, Mitchell, Sheffeld, Thompson and Wood Management Yes For For
        Ratify Ernst & Young LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
                 
The Mosaic Company MOS 61945C103 Annual 5/25/2023 Elect Director Cheryl K. Beebe, Gregory L. Ebel, Timothy S. Gitzel, Denise C. Johnson, Emergy N. Koenig, James C. O' Management Yes For For
        Roure, David T. Seaton, Steven M. Seibert, Teizeira, Watkins and Westbrook Management Yes For For
                 
                 
                 
                 
                 
                 
                 
                 
                 
        Approve Omnibus Stock Plan Management Yes For For
        Ratify KPMG LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Yes For Against
        Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal Shareholder Yes For Against
                 
Chevron Corporation CVX 166764100 Annual 5/31/2023  Elect Director Wanda M. Austin, John B. Frank, Alice P. Gast, Erique Hernandez, Jr., Marily A. Hewson, Jon M. Huntsman, Jr. Charles W. Moorman, Dambisa F. Moyo, Debra Reed-Klages, D. James Umpleby, II, Cynthia J. Warner, and Michael K. Wirth Management Yes For For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Rescind Scope 3 GHG Reduction Proposal Shareholder Yes Against For
        Adopt Medium-Term Scope 3 GHG Reduction Target Shareholder Yes Against For
        Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures Shareholder Yes Against For
        Establish Board Committee on Decarbonization Risk Shareholder Yes Against For
        Report on Social Impact From Plant Closure or Energy Transition Shareholder Yes Against For
        Oversee and Report a Racial Equity Audit Shareholder Yes Against For
        Publish a Tax Transparency Report Shareholder Yes Against For
        Require Independent Board Chair Shareholder Yes Against For
                 
Exxon Mobil Corporation XOM 30231G102 Annual 5/31/2023   Elect Director Michael J. Angelakis, Susan K. Avery, Angela F. Braly, Gregory J. Goff, John D. Harris, II, Kaisa H. Hietala, Joseph L Hooley, Steven A. Kandarian, Alexander A. Karsner, Lawrence W. Kellner, Jeffrey W. Ubben and Darren W. Woods Management Yes For For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Establish Board Committee on Decarbonization Risk Shareholder Yes Against For
        Reduce Executive Stock Holding Period Shareholder Yes Against For
        Report on Carbon Capture and Storage Shareholder Yes Against For
        Report on Methane Emission Disclosure Reliability Shareholder Yes For Against
        Adopt Medium-Term Scope 3 GHG Reduction Target Shareholder Yes Against For
        Issue a Report on Worst-Case Impacts of Oil Spills from Operations Offshore of Guyana Shareholder Yes Against For
        Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures Shareholder Yes Against For
        Report on Asset Retirement Obligations Under IEA NZE Scenario Shareholder Yes Against For
        Commission Audited Report on Reduced Plastics Demand Shareholder Yes For Against
        Report on Potential Costs of Environmental Litigation Shareholder Yes Against For
        Publish a Tax Transparency Report Shareholder Yes Against For
        Report on Social Impact From Plant Closure or Energy Transition Shareholder Yes Against For
        Report on Benefits and Risks of Commitment to Not Develop Projects in the Arctic *Withdrawn Resolution* Shareholder Yes   For
                 
UnitedHealth Group Incorporated UNH 91324P102 Annual 6/5/2023  Elect Director Timothy Flynn, Paul Garcia, Kristen Gill, Stephen Hemsley, Michele Hooper, William McNabb, II, Valerie Montgomery Ric, John Noseworth, and Andrew Witty Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
        Report on Third-Party Racial Equity Audit Shareholder Yes Against For
        Report on Congruency of Political Spending with Company Values and Priorities Shareholder Yes For Against
        Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Yes For Against
                 
Antero Resources Corporation AR 03674X106 Annual 6/6/2023 Elect Director Paul M. Rady Management Yes Withhold Against
        Elect Director Thomas B. Tyree, Jr. Management Yes For For
        Elect Director Brenda R. Schroer Management Yes For For
        Ratify KPMG LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against
        Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation Management Yes For For
                 
Devon Energy Corporation DVN 25179M103 Annual 6/7/2023  Elect Director Barbara M. Baumann, John E. Bethancourt, Ann G. Fox, Gennifer F. Kelly, Kelt Kindick, John Krenicki, Jr., Karl F. Kurz, Michael N. Mears, Robert A Mosbacher, Jr. Richard E. Muncrief, Valerie M. Williams Management Yes For For
        Ratify KPMG LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Amend Certificate of Incorporation to Add Federal Forum Selection Provision Management Yes For For
        Amend Certificate of Incorporation to Adopt Limitations on the Liability of Officers Management Yes For For
        Amend Right to Call Special Meeting Shareholder Yes For Against
                 
Datadog, Inc. DDOG 23804L103 Annual 6/8/2023 Elect Director Olivier Pomel Management Yes For For
        Elect Director Dev Ittycheria Management Yes Withhold Against
        Elect Director Shardul Shah Management Yes Withhold Against
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
                 
Diamondback Energy, Inc. FANG 25278X109 Annual 6/8/2023 Elect Director Travis D. Stice, Vincent K Brooks, David L. Houston, Rebecca A Klein, Stephanie Mains, Mark L. Plaumann, Melanie M. Trent, Frank D. Tsuru, and Steven E. West Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Eliminate Supermajority Vote Requirement for Amendments of the Charter and Removal of Directors Management Yes For For
        Provide Right to Call a Special Meeting at a 25 Percent Ownership Threshold Management Yes For For
        Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation Management Yes For For
        Ratify Grant Thornton LLP as Auditors Management Yes For For
                 
Builders FirstSource, Inc. BLDR 12008R107 Annual 6/14/2023  Elect Director Paul S. Levy, Boydston, O'Leary, and Steinke Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify PricewaterhouseCoopers LLP as Auditors Management Yes For For
        Adopt Short, Medium, and Long-Term GHG Emissions Reduction Targets Shareholder Yes Against For
                 
W. R. Berkley Corporation WRB 084423102 Annual 6/14/2023 Elect Director W. Robert Berkley, Jr., Management Yes Against Against
        Elect Director Maria Luisa Ferre Management Yes Against Against
        Elect Director Daniel L. Mosley Management Yes For For
        Elect Director Mark L. Shapiro Management Yes Against Against
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify KPMG LLP as Auditors Management Yes For For
                 
Monolithic Power Systems, Inc. MPWR 609839105 Annual 6/15/2023 Elect Director Victor K. Lee Management Yes For For
        Elect Director James C. Moyer Management Yes For For
        Ratify Ernst & Young LLP as Auditor Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Amend Qualified Employee Stock Purchase Plan Management Yes For For
                 
Marvell Technology, Inc. MRVL 573874104 Annual 6/16/2023 Elect Director Sara Andrews, W. Tudor Brown, Brad W. Buss, Rebecca W House, L Knight, M. Murphy, M. Strachan, Robert E. Switz, and Ford Tamer Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
                 
MetLife, Inc. MET 59156R108 Annual 6/20/2023 Elect Director Cheryl W. Grise, Gutlierrez, Harris, Hassell, Herzog, Hubbard, Johnson, Kelly II, Kennard, Khalaf, Kinney, cKenszie, Morrison & Weinberger Management Yes For For
        Ratify Deloitte & Touche LLP as Auditors Management Yes For For
        Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For
        Advisory Vote on Say on Pay Frequency Management Yes One Year For

 

 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant): Mutual Fund Series Trust

 

 

 

By (Signature and Title) /s/ Michael Schoonover

President and Principal Executive Officer

 

Date: August 25, 2023