-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JCi7+s/aCszoYaeCs/9jhtoOL+m9iN+JA0iUHvHpgF1IavTlBOk7J0Mp5cYEXpi7 lt5nddCUSW4X5MvgRFfMPA== 0001104659-07-059125.txt : 20070806 0001104659-07-059125.hdr.sgml : 20070806 20070806150540 ACCESSION NUMBER: 0001104659-07-059125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070806 FILED AS OF DATE: 20070806 DATE AS OF CHANGE: 20070806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Group, Inc. CENTRAL INDEX KEY: 0001355007 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 841702964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 646-562-1727 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fennebresque Kim S CENTRAL INDEX KEY: 0001361379 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52048 FILM NUMBER: 071027643 BUSINESS ADDRESS: BUSINESS PHONE: (646) 562-1000 MAIL ADDRESS: STREET 1: COWEN GROUP, INC. STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 4 1 a4.xml 4 X0202 4 2007-08-06 0 0001355007 Cowen Group, Inc. COWN 0001361379 Fennebresque Kim S COWEN GROUP, INC. 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020 1 1 0 0 Chairman, CEO & President Common Stock 2007-08-06 4 P 0 1000 12.20 A 1044345 D Common Stock 2007-08-06 4 P 0 100 12.22 A 1044445 D Common Stock 2007-08-06 4 P 0 100 12.20 A 1044545 D Common Stock 2007-08-06 4 P 0 100 12.21 A 1044645 D Common Stock 2007-08-06 4 P 0 344 12.25 A 1044989 D Common Stock 2007-08-06 4 P 0 600 12.33 A 1045589 D Common Stock 2007-08-06 4 P 0 100 12.34 A 1045689 D Common Stock 2007-08-06 4 P 0 100 12.31 A 1045789 D Common Stock 2007-08-06 4 P 0 300 12.35 A 1046089 D Common Stock 2007-08-06 4 P 0 100 12.36 A 1046189 D Common Stock 2007-08-06 4 P 0 100 12.37 A 1046289 D Common Stock 2007-08-06 4 P 0 100 12.40 A 1046389 D Common Stock 2007-08-06 4 P 0 100 12.37 A 1046489 D Common Stock 2007-08-06 4 P 0 200 12.47 A 1046689 D Common Stock 2007-08-06 4 P 0 100 12.40 A 1046789 D Common Stock 2007-08-06 4 P 0 96 12.47 A 1046885 D Common Stock 2007-08-06 4 P 0 800 12.48 A 1047685 D Common Stock 2007-08-06 4 P 0 15660 12.50 A 1063345 D This does not include 7,500 shares held by his daughter. /s/ Kim S Fennebresque 2007-08-06 -----END PRIVACY-ENHANCED MESSAGE-----