-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J8ErzLWK0NN5CWghoBX8H3eGAlvgRcKvc606GwJ8sGf+309InoY6rzny3HnLxhjr Iy3YZwOhS2ZhGuCSrBaEHQ== 0001104659-06-047499.txt : 20060718 0001104659-06-047499.hdr.sgml : 20060718 20060718162701 ACCESSION NUMBER: 0001104659-06-047499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060718 FILED AS OF DATE: 20060718 DATE AS OF CHANGE: 20060718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Group, Inc. CENTRAL INDEX KEY: 0001355007 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 841702964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 646-562-1727 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orlowski Jean CENTRAL INDEX KEY: 0001361386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52048 FILM NUMBER: 06967367 BUSINESS ADDRESS: BUSINESS PHONE: (646) 562-1000 MAIL ADDRESS: STREET 1: COWEN GROUP, INC. STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 4 1 a4.xml 4 X0202 4 2006-07-18 0 0001355007 Cowen Group, Inc. COWN 0001361386 Orlowski Jean COWEN GROUP, INC. 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020 0 1 0 0 CIO of Cowen & Company,LLC Common Stock 2006-07-18 4 A 0 7682 16.00 A 7682 D Common Stock 2006-07-18 4 P 0 1500 16.00 A 1500 D Stock Option (right to buy) 16.00 2006-07-18 4 A 0 7728 0 A Common Stock 7728 7728 D This is restricted stock that will vest with respect to 25% of the shares on each of the third and fourth anniversaries of the grant date and the remaining 50% on the shares on the fifth anniversary of the grant date. These options will vest in 25% annual increments commencing on the second anniversary of the date of grant. Held jointly with wife. /s/ Jean Orlowski 2006-07-18 -----END PRIVACY-ENHANCED MESSAGE-----