0001752724-21-192342.txt : 20210830
0001752724-21-192342.hdr.sgml : 20210830
20210830171048
ACCESSION NUMBER: 0001752724-21-192342
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210830
PERIOD START: 20210630
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Highland Funds I
CENTRAL INDEX KEY: 0001354917
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21866
FILM NUMBER: 211224429
BUSINESS ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 833-697-6246
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: PYXIS FUNDS I
DATE OF NAME CHANGE: 20120109
FORMER COMPANY:
FORMER CONFORMED NAME: Highland Funds I
DATE OF NAME CHANGE: 20060302
0001354917
S000021242
Highland Healthcare Opportunities Fund
C000060521
Class A
HHCAX
C000060522
Class C
HHCCX
C000060523
Class Z
HHCZX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001354917
XXXXXXXX
S000021242
C000060523
C000060521
C000060522
Highland Funds I
811-21866
0001354917
549300D4RVXJJ0JOL180
200 CRESCENT COURT
SUITE 700
DALLAS
75201
9726284100
Highland Healthcare Opportunities Fund
S000021242
549300G5T2BUVOTD6774
2021-06-30
2021-06-30
N
27405418.92
3015455.02
24389963.90
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
UST
Twist Bioscience Corp
549300T23BL59LCOH584
TWIST BIOSCIENCE CORP COMMON STOCK
90184D100
7500.00000000
NS
USD
999375.00000000
4.097484539532
Long
EC
US
N
1
N
N
N
HOOKIPA Pharma Inc
N/A
HOOKIPA PHARMA INC COMMON STOCK
43906K100
110000.00000000
NS
USD
1007600.00000000
4.131207426674
Long
EC
US
N
1
N
N
N
AMICUS THERAPEUTICS, INC.
549300MRD1SMUTNBPQ53
AMICUS THERAPEUTICS INC COMMON STOCK
03152W109
48800.00000000
NS
USD
470432.00000000
1.928793342740
Long
EC
US
N
1
N
N
N
BIOMARIN PHARMACEUTICAL INC.
NSLL8ITTRR0J5HEMR848
BIOMARIN PHARMACEUTICAL INC COMMON STOCK
09061G101
5000.00000000
NS
USD
417200.00000000
1.710539637166
Long
EC
US
N
1
N
N
N
UNITEDHEALTH GROUP INCORPORATED
549300GHBMY8T5GXDE41
UNITEDHEALTH GROUP INC COMMON STOCK
91324P102
1712.00000000
NS
USD
685553.28000000
2.810800716273
Long
EC
US
N
1
N
N
N
GALAPAGOS NV
549300QKJ78IY0IOV655
GALAPAGOS NV-SPON ADR DEPOSITARY RECEIPT
36315X101
14000.00000000
NS
USD
964460.00000000
3.954331396119
Long
EC
US
N
1
N
N
N
NextCure Inc
549300Y5PR6RJR1STI24
NEXTCURE INC COMMON STOCK
65343E108
234708.00000000
NS
USD
1884705.24000000
7.727380195097
Long
EC
US
N
1
N
N
N
PARATEK PHARMACEUTICALS, INC.
5493007V5QDIWECEYV79
PARATEK PHARMACEUTICALS INC COMMON STOCK
699374302
150000.00000000
NS
USD
1023000.00000000
4.194348151536
Long
EC
US
N
1
N
N
N
SCYNEXIS INC C EX 21JUN21
N/A
SCYNEXIS INC C EX 21JUN21
N/A
25500.00000000
NC
USD
0.00000000
0.000000
N/A
DE
US
N
3
SCYNEXIS INC C EX 21JUN21
N/A
Call
Purchased
N/A
N/A
25500.00000000
5.00000000
USD
2022-06-21
XXXX
0.00000000
N
N
N
Berkeley Lights Inc
549300LTLRE4N65CD358
BERKELEY LIGHTS INC COMMON STOCK
084310101
30000.00000000
NS
USD
1344300.00000000
5.511693274789
Long
EC
US
N
1
N
N
NEKTAR THERAPEUTICS
5299005I24806IOIYE03
NEKTAR THERAPEUTICS COMMON STOCK
640268108
45000.00000000
NS
USD
772200.00000000
3.166056346643
Long
EC
US
N
1
N
N
N
INSMED INCORPORATED
529900Q55QAG41CCAC11
INSMED INC COMMON STOCK
457669307
12000.00000000
NS
USD
341520.00000000
1.400248074987
Long
EC
US
N
1
N
N
N
ABBVIE INC.
FR5LCKFTG8054YNNRU85
ABBVIE INC COMMON STOCK
00287Y109
15000.00000000
NS
USD
1689600.00000000
6.927439527698
Long
EC
US
N
1
N
N
N
Singular Genomics Systems Inc
N/A
SINGULAR GENOMICS SYSTEMS IN COMMON STOCK
82933R100
47342.00000000
NS
USD
1300958.16000000
5.333989690735
Long
EC
US
N
1
N
N
N
EYEPOINT PHARMACEUTICALS, INC.
549300QE1RU34T50MR69
EYEPOINT PHARMACEUTICALS INC COMMON STOCK
30233G209
0.30000000
NS
USD
2.70000000
0.000011070127
Long
EC
US
N
1
N
N
N
ORGANON & CO.
549300AMCKY57OK2CO56
ORGANON & CO COMMON STOCK
68622V106
45000.00000000
NS
USD
1361700.00000000
5.583034093789
Long
EC
US
N
1
N
N
N
Uniqure NV
N/A
UNIQURE NV COMMON STOCK
N90064101
70000.00000000
NS
USD
2156000.00000000
8.839701480656
Long
EC
US
N
1
N
N
N
GEMPHIRE THERAPEUTICS INC WTS CALL EXP 15MAR22
N/A
GEMPHIRE THERAPEUTICS INC WTS CALL EXP 15MAR22
N/A
4751.88000000
NC
USD
1.04000000
0.000004264048
N/A
DE
US
N
3
GEMPHIRE THERAPEUTICS INC WTS CALL EXP 15MAR22
N/A
Call
Purchased
N/A
N/A
4751.88000000
260.00000000
USD
2022-03-15
XXXX
1.04000000
N
N
N
AMINO INC SERIES C
N/A
AMINO INC SERIES C
931FZP909
608695.00000000
NS
USD
0.00000000
0.000000
Long
EP
US
N
3
N
N
N
STEADYMED LTD CVR
N/A
STEADYMED LTD CVR
963FHD907
54749.00000000
NS
USD
0.00000000
0.000000
Long
EC
US
N
3
N
N
N
HUMANA INC.
529900YLDW34GJAO4J06
HUMANA INC COMMON STOCK
444859102
2000.00000000
NS
USD
885440.00000000
3.630345676731
Long
EC
US
N
1
N
N
N
ABEONA THERAPEUTICS INC.
54930002Z8PIJRCB4576
ABEONA THERAPEUTICS INC COMMON STOCK
00289Y107
500000.00000000
NS
USD
780000.00000000
3.198036713781
Long
EC
US
N
1
N
N
N
ATAI Life Sciences NV
391200Z8UWPJSNBNCA11
ATAI LIFE SCIENCES NV COMMON STOCK
N0731H103
90000.00000000
NS
USD
1665000.00000000
6.826578369802
Long
EC
US
N
1
N
N
N
Convey Holding Parent Inc
N/A
CONVEY HOLDING PARENT INC COMMON STOCK
21258C108
100000.00000000
NS
USD
1138000.00000000
4.665853564465
Long
EC
US
N
1
N
N
N
Minerva Neurosciences Inc
54930017PANCHC5LYH79
MINERVA NEUROSCIENCES INC COMMON STOCK
603380106
320203.00000000
NS
USD
742870.96000000
3.045805902156
Long
EC
US
N
1
N
N
Vor Biopharma Inc
N/A
VOR BIOPHARMA INC COMMON STOCK
929033108
50000.00000000
NS
USD
932500.00000000
3.823293891796
Long
EC
US
N
1
N
N
N
EXELIXIS, INC.
254900PJQB59O2O95R37
EXELIXIS INC COMMON STOCK
30161Q104
50000.00000000
NS
USD
911000.00000000
3.735142879813
Long
EC
US
N
1
N
N
N
Vyne Therapeutics Inc
N/A
VYNE THERAPEUTICS INC COMMON STOCK
92941V209
0.25000000
NS
USD
0.88000000
0.000003608041
Long
EC
US
N
1
N
N
N
ANTHEM, INC.
8MYN82XMYQH89CTMTH67
ANTHEM INC COMMON STOCK
036752103
969.00000000
NS
USD
369964.20000000
1.516870633826
Long
EC
US
N
1
N
N
N
Dreyfus Treasury Obligations Cash Management; Institutional Shares
N/A
DREYFUS TREASURY PRIME CASH MANAGEMENT/ CLASS A
261908107
5630421.67000000
PA
USD
5630421.67000000
23.08499386503
Long
STIV
US
N
1
N
N
N
2021-06-30
Highland Funds I
Jason Post
Jason Post
CCO