0001437749-24-009900.txt : 20240328 0001437749-24-009900.hdr.sgml : 20240328 20240328203126 ACCESSION NUMBER: 0001437749-24-009900 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240214 FILED AS OF DATE: 20240328 DATE AS OF CHANGE: 20240328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Herbert CENTRAL INDEX KEY: 0001861816 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40385 FILM NUMBER: 24801629 MAIL ADDRESS: STREET 1: 100 BURTT ROAD STREET 2: SUITE 115 CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Byrna Technologies Inc. CENTRAL INDEX KEY: 0001354866 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 711050654 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 100 BURTT ROAD STREET 2: SUITE 115 CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-868-5011 MAIL ADDRESS: STREET 1: 100 BURTT ROAD STREET 2: SUITE 115 CITY: ANDOVER STATE: MA ZIP: 01810 FORMER COMPANY: FORMER CONFORMED NAME: Security Devices International Inc. DATE OF NAME CHANGE: 20060301 4/A 1 rdgdoc.xml FORM 4/A X0508 4/A 2024-02-14 2024-02-16 0001354866 Byrna Technologies Inc. BYRN 0001861816 Hughes Herbert 100 BURTT ROAD, SUITE 115 ANDOVER MA 01810 1 1 Board Chair 0 Common Stock 2024-02-14 4 M 0 17500 1.90 A 133523 D Common Stock 2024-02-14 4 F 0 3369 9.87 D 130154 D Common Stock 2024-02-16 4 M 0 12500 A 142654 D Stock Option (right to buy) 1.90 2024-02-14 4 M 0 17500 1.90 D 2024-12-30 Common Stock 17500 0 D Restricted Stock Unit 0 2024-02-16 4 M 0 12500 0 D Common Stock 12500 0 D On February 14, 2024 the Reporting Person made a cashless exercise of 17,500 options (the "Options"), each with an exercise price of $1.90 (the "Cashless Exercise"). This amendment is being filed to clarify the full number of common shares to be issued upon the option exercise prior to the Reporting Person's forfeiture of the right to a portion of those shares in lieu of tendering cash for the exercise price. Pursuant to the Cashless Exercise, no shares of Byrna Technologies Common Stock were sold by the Reporting Person, but the Reporting Person forfeited his right to 3,369 shares, the number of shares equivalent to the exercise price of the Options. This transaction represents the settlement of restricted stock units in shares of common stock following vesting. Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash This amendment corrects the number of shares of Byrna Technologies Common Stock that the Reporting Person owns following the transactions reported herein. The original filing transposed two digits in inputting the Reporting Peron's holdings following the reported transactions. The Options became exercisable upon issuance. The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were settled on February 16, 2024, and were required to be settled by March 15, 2024. /s/ Lisa Klein Wager 2024-03-28