0000891092-13-008453.txt : 20131008 0000891092-13-008453.hdr.sgml : 20131008 20131008084723 ACCESSION NUMBER: 0000891092-13-008453 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20131008 DATE AS OF CHANGE: 20131008 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PowerShares DB G10 Currency Harvest Fund CENTRAL INDEX KEY: 0001354730 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85693 FILM NUMBER: 131140325 BUSINESS ADDRESS: STREET 1: C/O DB COMMODITY SERVICES LLC STREET 2: 60 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-250-5883 MAIL ADDRESS: STREET 1: C/O DB COMMODITY SERVICES LLC STREET 2: 60 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: DB CURRENCY INDEX VALUE FUND DATE OF NAME CHANGE: 20060228 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 800 Westchester Avenue CITY: Rye Brook STATE: NY ZIP: 10573 BUSINESS PHONE: (914) 697-4945 MAIL ADDRESS: STREET 1: 800 Westchester Avenue CITY: Rye Brook STATE: NY ZIP: 10573 SC 13G/A 1 e55761sc13ga.htm AMENDMENT NO. 4

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

 

 

(Amendment No. 4)*

 

 

PowerShares DB G10 Currency Harvest Fund

(Name of Issuer)

 

Common Units of Beneficial Interest

(Title of Class of Securities)

 

73935Y102

(CUSIP Number)

 

9/30/2013

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

S Rule 13d-1(b)

 

£ Rule 13d-1(c)

 

£ Rule 13d-1(d)

 

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 

CUSIP No. 73935Y102

 

13G

 

Page 2 of 7 Pages

 

1.

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

IndexIQ Advisors LLC

02-0811753

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) £

(b) £

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5.

SOLE VOTING POWER

241,031

6.

SHARED VOTING POWER

-0-

7.

SOLE DISPOSITIVE POWER

241,031

8.

SHARED DISPOSITIVE POWER

-0-

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

241,031

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

¨

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

2.80%

12.

TYPE OF REPORTING PERSON*(see instructions)

IA

       
 
Page 3 of 7 Pages
Item 1(a).Name of Issuer:

 

PowerShares DB G10 Currency Harvest Fund

 

Item 1(b).Address of Issuer's Principal Executive Offices:

 

c/o DB Commodity Services LLC

60 Wall Street

New York, NY 10005

 

Item 2(a).Name of Persons Filing:
Item 2(b).Address of Principal Business Office, or if None, Residence:
Item 2(c).Citizenship:

 

IndexIQ Advisors LLC

800 Westchester Avenue Suite N-611

Rye Brook, NY 10573

(Delaware)

 

 

Item 2(d).Title of Class of Securities:

 

Common Units of Beneficial Interest

 

Item 2(e).CUSIP Number:

 

73935Y102

 
Page 4 of 7 Pages
Item 3.If This Statement Is Filed Pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a:

 

  (a)£Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o).
  (b)£Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c)£Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
  (d)£Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e)SAn investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
  (f)£An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
  (g)£A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
  (h)£A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i)£A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j)£Group, in accordance with §240.13d-1(b)(1)(ii)(J).

If this statement is filed pursuant to Rule 13d-1(c), check this box. £

 

 
Page 5 of 7 Pages
Item 4.Ownership

 

If the percent of class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1 (b) (2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire.

 

(a)Amount beneficially owned: 241,031
(b)Percent of class: 2.80%
(c)Number of shares as to which such person has:
  (i)Sole power to vote or to direct the vote: 241,031
  (ii)Shared power to vote or to direct the vote: none.
  (iii)Sole power to dispose or to direct the disposition of: 241,031
  (iv)Shared power to dispose or to direct the disposition of: none.

 

 

 
Page 6 of 7 Pages
Item 5.Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following £.

 

Item 6.Ownership of More than Five Percent on Behalf of Another Person.

 

IQ Hedge Multi-Strategy Tracker ETF, IQ Alpha Hedge Strategy Fund, IQ Hedge Macro Tracker ETF and IQ Hedge Market Neutral Tracker ETF, managed by IndexIQ, have the right to receive dividends and the proceeds from the sale of the Shares reported herein.

 

Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not applicable.

 

Item 8.Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.Notice of Dissolution of Group.

 

Not applicable.

 

Item 10.Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
Page 7 of 7 Pages

 

SIGNATURE

 

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

Dated this 8th day of October, 2013.

 

 

IndexIQ Advisors LLC

  IndexIQ Advisors LLC 
  By:   /s/ Adam S. Patti
 

Adam S. Patti

CEO

 

 

 

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