0001354457-13-000171.txt : 20130820
0001354457-13-000171.hdr.sgml : 20130820
20130820153407
ACCESSION NUMBER: 0001354457-13-000171
CONFORMED SUBMISSION TYPE: 25-NSE
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20130820
DATE AS OF CHANGE: 20130820
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTHEAT INC.
CENTRAL INDEX KEY: 0001384135
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433]
IRS NUMBER: 980514768
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34246
BUSINESS ADDRESS:
STREET 1: A-1, 10 STREET 7
STREET 2: SHENYANG ECONOMIC & TECH DEV ZONE
CITY: SHENYANG
STATE: F4
ZIP: 110141
BUSINESS PHONE: 86-24-2519-7699
MAIL ADDRESS:
STREET 1: A-1, 10 STREET 7
STREET 2: SHENYANG ECONOMIC & TECH DEV ZONE
CITY: SHENYANG
STATE: F4
ZIP: 110141
FORMER COMPANY:
FORMER CONFORMED NAME: Pacific Goldrim Resources, Inc.
DATE OF NAME CHANGE: 20061219
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ Stock Market LLC
CENTRAL INDEX KEY: 0001354457
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301-978-4144
MAIL ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
25-NSE
1
primary_doc.xml
X0203
0001354457
NASDAQ Stock Market LLC
0001384135
SMARTHEAT INC.
001-34246
A-1, 10, Street 7
Shenyang Eco And Tech Development Zone
Shenyang
F4
CHINA
110027
+86 2425197699
Common stock
17 CFR 240.12d2-2(b)
Amy Horton
Associate General Counsel
2013-08-20
EX-99.25
2
heatdelistreason.txt
On August 23, 2012, NASDAQ Listing Qualifications staff (Staff) notified
SmartHeat, Inc. (Company) that it determined to delist the Company based
on Rule 5101. On August 29, 2012, the Company exercised its right to
appeal the Staffs determination to the Listing Qualifications Hearings
Panel (Panel) pursuant to Rule 5815. A Panel hearing was held on
October 11, 2012. On November 7, 2012, the Panel issued a decision that
affirmed Staffs determination to delist the Company. On November 19, 2012,
the Company exercised its right to appeal the November 7, 2012 Panel
decision to the Nasdaq Listing and Hearing Review Council (Council)
pursuant to Rule 5820(a). On February 25, 2013, the Council issued a
decision that affirmed the November 7, 2012 Panel decision to delist the
Companys securities. On August 5, 2013, the Company was provided notice
that the Nasdaq Board of Directors declined to call the Council decision
for review pursuant to Rule 5825(a).