0001354327-17-000055.txt : 20170810
0001354327-17-000055.hdr.sgml : 20170810
20170810173855
ACCESSION NUMBER: 0001354327-17-000055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170808
FILED AS OF DATE: 20170810
DATE AS OF CHANGE: 20170810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Feintuch Richard D
CENTRAL INDEX KEY: 0001366270
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37971
FILM NUMBER: 171022443
MAIL ADDRESS:
STREET 1: PGT, INC.
STREET 2: 1070 TECHNOLOGY DRIVE
CITY: NORTH VENICE
STATE: FL
ZIP: 34275
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PGT Innovations, Inc.
CENTRAL INDEX KEY: 0001354327
STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442]
IRS NUMBER: 200634715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1070 TECHNOLOGY DRIVE
CITY: NORTH VENICE
STATE: FL
ZIP: 34275
BUSINESS PHONE: 941-480-1600
MAIL ADDRESS:
STREET 1: 1070 TECHNOLOGY DRIVE
CITY: NORTH VENICE
STATE: FL
ZIP: 34275
FORMER COMPANY:
FORMER CONFORMED NAME: PGT, Inc.
DATE OF NAME CHANGE: 20060223
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-08-08
0
0001354327
PGT Innovations, Inc.
PGTI
0001366270
Feintuch Richard D
PGT INNOVATIONS INC
1070 TECHNOLOGY DRIVE
NORTH VENICE
FL
34275
1
0
0
0
PGTI Common Stock
2017-08-08
4
M
0
34743
1.98
A
81051
D
PGTI Common Stock
2017-08-08
4
S
0
34743
13.29
D
46308
D
PGTI Common Stock
2017-08-09
4
M
0
14716
1.98
A
61024
D
PGTI Common Stock
2017-08-09
4
S
0
14716
12.96
D
46308
D
Stock Option (Right to Buy)
1.98
2017-08-08
4
M
0
34743
0
D
2020-04-07
PGTI Common Stock
34743
65086
D
Stock Option ( Right to Buy)
1.98
2017-08-09
4
M
0
14716
0
D
2020-04-07
PGTI Common Stock
14716
50910
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.20 to $13.40 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.90 to $13.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
An aggregate of 99,459 stock options were granted to the reporting person on April 7, 2010. The dates on which those options became exercisable are as follows: 43,008 of the options were immediately exercisable on the grant date; 24,193 of the options became exercisable in three approximately equal installments on each of July 3, 2010, October 2, 2010 and January 1, 2011; and 32,258 of the options became exercisable on April 7, 2011.
Represents the remaining number of currently-exercisable stock options granted to the reporting person on April 7, 2010 that have not yet been exercised.
Richard D. Feintuch
2017-08-10