0001354327-17-000055.txt : 20170810 0001354327-17-000055.hdr.sgml : 20170810 20170810173855 ACCESSION NUMBER: 0001354327-17-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170808 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feintuch Richard D CENTRAL INDEX KEY: 0001366270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37971 FILM NUMBER: 171022443 MAIL ADDRESS: STREET 1: PGT, INC. STREET 2: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PGT Innovations, Inc. CENTRAL INDEX KEY: 0001354327 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 200634715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 BUSINESS PHONE: 941-480-1600 MAIL ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 FORMER COMPANY: FORMER CONFORMED NAME: PGT, Inc. DATE OF NAME CHANGE: 20060223 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-08-08 0 0001354327 PGT Innovations, Inc. PGTI 0001366270 Feintuch Richard D PGT INNOVATIONS INC 1070 TECHNOLOGY DRIVE NORTH VENICE FL 34275 1 0 0 0 PGTI Common Stock 2017-08-08 4 M 0 34743 1.98 A 81051 D PGTI Common Stock 2017-08-08 4 S 0 34743 13.29 D 46308 D PGTI Common Stock 2017-08-09 4 M 0 14716 1.98 A 61024 D PGTI Common Stock 2017-08-09 4 S 0 14716 12.96 D 46308 D Stock Option (Right to Buy) 1.98 2017-08-08 4 M 0 34743 0 D 2020-04-07 PGTI Common Stock 34743 65086 D Stock Option ( Right to Buy) 1.98 2017-08-09 4 M 0 14716 0 D 2020-04-07 PGTI Common Stock 14716 50910 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.20 to $13.40 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.90 to $13.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. An aggregate of 99,459 stock options were granted to the reporting person on April 7, 2010. The dates on which those options became exercisable are as follows: 43,008 of the options were immediately exercisable on the grant date; 24,193 of the options became exercisable in three approximately equal installments on each of July 3, 2010, October 2, 2010 and January 1, 2011; and 32,258 of the options became exercisable on April 7, 2011. Represents the remaining number of currently-exercisable stock options granted to the reporting person on April 7, 2010 that have not yet been exercised. Richard D. Feintuch 2017-08-10