0001354327-14-000001.txt : 20140121 0001354327-14-000001.hdr.sgml : 20140120 20140121162915 ACCESSION NUMBER: 0001354327-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140117 FILED AS OF DATE: 20140121 DATE AS OF CHANGE: 20140121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PGT, Inc. CENTRAL INDEX KEY: 0001354327 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 200634715 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NOKOMIS STATE: FL ZIP: 34275 BUSINESS PHONE: 941-480-1600 MAIL ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NOKOMIS STATE: FL ZIP: 34275 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hershberger Rodney CENTRAL INDEX KEY: 0001366252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52059 FILM NUMBER: 14538298 MAIL ADDRESS: STREET 1: PGT, INC. STREET 2: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-01-17 0 0001354327 PGT, Inc. PGTI 0001366252 Hershberger Rodney PGT, INC. 1070 TECHNOLOGY DRIVE NORTH VENICE FL 34275 1 1 0 0 President and CEO Common Stock, par value $0.01 per share 2014-01-17 4 M 0 85051 1.51 A 839094 D Common Stock, par value $0.01 per share 2014-01-17 4 F 0 32082 11.05 D 807012 D Common Stock, par value $0.01 per share 2014-01-17 4 D 0 52969 11.05 D 754043 D Stock Option (Right to Buy) 1.51 2014-01-17 4 M 0 85051 0 D 2014-01-29 2014-01-29 Common Stock 85051 0 D The transactions reported in this Form 4 were effected on January 17, 2014 pursuant to a binding written instruction executed by the reporting person on December 13, 2013 for the purpose of effecting these transactions prior to the January 29, 2014 expiration of the subject stock options. /s/ Rodney Hershberger 2014-01-21