-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F5OqC0Y2UIpncTzAK6IG7zZLZLlAlq1+FrYbbgsY/Tog8HRD3piQxFzSZ9oY1Vd+ itrdNFHA5izDFUEsAeSp0Q== 0001209191-08-048622.txt : 20080821 0001209191-08-048622.hdr.sgml : 20080821 20080821170001 ACCESSION NUMBER: 0001209191-08-048622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080819 FILED AS OF DATE: 20080821 DATE AS OF CHANGE: 20080821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PGT, Inc. CENTRAL INDEX KEY: 0001354327 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 200634715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NOKOMIS STATE: FL ZIP: 34275 BUSINESS PHONE: 941-480-1600 MAIL ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NOKOMIS STATE: FL ZIP: 34275 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feintuch Richard D CENTRAL INDEX KEY: 0001366270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52059 FILM NUMBER: 081032736 BUSINESS ADDRESS: BUSINESS PHONE: 941-480-1600 MAIL ADDRESS: STREET 1: PGT, INC. STREET 2: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-08-19 0 0001354327 PGT, Inc. PGTI 0001366270 Feintuch Richard D C/O PGT, INC. 1070 TECHNOLOGY DRIVE NORTH VENICE FL 34275 1 0 0 0 Common Stock, par value $0.01 per share 2008-08-19 4 X 0 6018 4.20 A 30089 D Subscription Rights (right to buy) 4.20 2008-08-19 4 X 0 6018 0.00 D 2008-08-19 2008-09-04 Common Stock, par value $0.01 per share 6018 0 D These shares of common stock, par value $0.01 per share, of PGT, Inc. (the "Company") were purchased by Richard D. Feintuch upon exercise of subscription rights issued to holders of the Company's common stock as of the close of business on August 4, 2008, to purchase shares of Company's common stock at the subscription price of $4.20 per share (the "Rights Offering") under his basic subscription privilege in the Rights Offering. Pursuant to the over-subscription privilege in the Rights Offering, Richard D. Feintuch may acquire up to 6,018 additional shares of the Company's common stock in the Rights Offering at the same subscription price on a pro rata basis if any shares of the Company's common stock are not purchased by other stockholders as of the expiration of the Rights Offering. As a result, the number of subscription rights exercised and shares of common stock acquired by Richard D. Feintuch may increase. These subscription rights were exercised by Richard D. Feintuch under his basic subscription privilege in the Rights Offering as described above in Note 1. /s/ Richard D. Feintuch 2008-08-21 -----END PRIVACY-ENHANCED MESSAGE-----