0000950103-23-009819.txt : 20230703 0000950103-23-009819.hdr.sgml : 20230703 20230703213645 ACCESSION NUMBER: 0000950103-23-009819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230703 DATE AS OF CHANGE: 20230703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hershberger Rodney CENTRAL INDEX KEY: 0001366252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37971 FILM NUMBER: 231066470 MAIL ADDRESS: STREET 1: PGT INNOVATIONS, INC. STREET 2: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PGT Innovations, Inc. CENTRAL INDEX KEY: 0001354327 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 200634715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 BUSINESS PHONE: 941-480-1600 MAIL ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 FORMER COMPANY: FORMER CONFORMED NAME: PGT, Inc. DATE OF NAME CHANGE: 20060223 4 1 dp196318_4-hershberger.xml FORM 4 X0407 4 2023-06-01 0 0001354327 PGT Innovations, Inc. PGTI 0001366252 Hershberger Rodney PGT, INC. 1070 TECHNOLOGY DRIVE NORTH VENICE FL 34275 1 0 0 0 1 PGTI Common Stock 2023-06-01 4 S 0 2500 24.91 D 1349155 D PGTI Common Stock 2023-07-03 4 S 0 2500 29.29 D 1346655 D Reflects the sale of shares of common stock of the Issuer on June 1, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $24.84 to $24.99. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the applicable price range. The share ownership numbers reflect ownership of PGTI common stock as of June 20, 2023. Reflects the sale of shares of common stock of the Issuer on July 3, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.21 to $29.43. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the applicable price range. /s/ Ryan S. Quinn, as attorney-in-fact for Rodney Hershberger 2023-07-03