0001179706-19-000164.txt : 20191212 0001179706-19-000164.hdr.sgml : 20191212 20191212185629 ACCESSION NUMBER: 0001179706-19-000164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191210 FILED AS OF DATE: 20191212 DATE AS OF CHANGE: 20191212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Philip CENTRAL INDEX KEY: 0001354297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 191282973 MAIL ADDRESS: STREET 1: 6305 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-10 0001645590 Hewlett Packard Enterprise Co HPE 0001354297 Davis Philip C/O HEWLETT PACKARD ENTERPRISE COMPANY 6280 AMERICA CENTER DRIVE SAN JOSE CA 95002 0 1 0 0 CSO, Pres Hybrid IT Common Stock 2019-12-10 4 M 0 41262 15.84 A 84434 D Common Stock 2019-12-10 4 F 0 20458 15.84 D 63976 D Common Stock 2019-12-11 4 S 0 43172 15.90 D 20804 D Common Stock 2019-12-12 4 S 0 20804 15.911 D 0 D Restricted Stock Units 2019-12-10 4 M 0 41262 D Common Stock 41262 82524 D Restricted Stock Units 2019-12-10 4 A 0 126263 A Common Stock 126263 126263 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/28/19. The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.865 to $16.00. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/18 the reporting person was granted 120,110 Restricted Stock Units ("RSUs"), 40,036 of which vested on 12/10/19, and 40,037 of which will vest on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,226 vested dividend equivalent rights and a de minimus adjustment of 0.0936 due to fractional rounding of the dividend equivalent rights. On 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Derek Windham as Attorney-in-Fact for Philip Davis 2019-12-12