0001604643-22-000120.txt : 20220809 0001604643-22-000120.hdr.sgml : 20220809 20220809164457 ACCESSION NUMBER: 0001604643-22-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220805 FILED AS OF DATE: 20220809 DATE AS OF CHANGE: 20220809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keating Ronald C CENTRAL INDEX KEY: 0001353838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 221149065 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 wf-form4_166007787199161.xml FORM 4 X0306 4 2022-08-05 0 0001604643 Evoqua Water Technologies Corp. AQUA 0001353838 Keating Ronald C EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 1 1 0 0 President and CEO Common Stock 2022-08-05 4 M 0 165422 4.64 A 928146 D Common Stock 2022-08-05 4 S 0 165422 38.7731 D 762724 D Common Stock 2022-08-08 4 M 0 78159 4.64 A 840883 D Common Stock 2022-08-08 4 S 0 78159 38.6076 D 762724 D Stock Option (Right to Buy) 4.64 2022-08-05 4 M 0 165422 0 D 2024-12-15 Common Stock 165422.0 1078159 D Stock Option (Right to Buy) 4.64 2022-08-08 4 M 0 78159 0 D 2024-12-15 Common Stock 78159.0 1000000 D The amount of these securities includes an aggregate of 336,323 unvested restricted stock units and earned performance share units that are not yet settled, in each case, in respect of the issuer's common stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.6000 to $39.0350, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.3200 to $38.7750, inclusive. This option is fully vested. /s/ John DiMascio, Attorney-in-Fact for Ronald C. Keating 2022-08-09