0001567619-18-007270.txt : 20181203
0001567619-18-007270.hdr.sgml : 20181203
20181203180044
ACCESSION NUMBER: 0001567619-18-007270
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181130
FILED AS OF DATE: 20181203
DATE AS OF CHANGE: 20181203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keating Ronald C
CENTRAL INDEX KEY: 0001353838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 181215009
MAIL ADDRESS:
STREET 1: EVOQUA WATER TECHNOLOGIES CORP.
STREET 2: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evoqua Water Technologies Corp.
CENTRAL INDEX KEY: 0001604643
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 724-772-0044
MAIL ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: EWT Holdings I Corp.
DATE OF NAME CHANGE: 20140403
4
1
doc1.xml
FORM 4
X0306
4
2018-11-30
0
0001604643
Evoqua Water Technologies Corp.
AQUA
0001353838
Keating Ronald C
EVOQUA WATER TECHNOLOGIES CORP.
210 SIXTH AVENUE
PITTSBURGH
PA
15222
1
1
0
0
President & CEO
Common Stock
2018-11-30
4
P
0
24236
8.9939
A
459293
D
Common Stock
2018-12-03
4
P
0
30182
9.3702
A
489475
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.75 to $9.00, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
This amount includes 431,035 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.31 to $9.40, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
/s/ John DiMascio, Attorney-in-Fact for Ronald C. Keating
2018-12-03