0001140361-18-013907.txt : 20180316
0001140361-18-013907.hdr.sgml : 20180316
20180316173321
ACCESSION NUMBER: 0001140361-18-013907
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180314
FILED AS OF DATE: 20180316
DATE AS OF CHANGE: 20180316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keating Ronald C
CENTRAL INDEX KEY: 0001353838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 18696803
MAIL ADDRESS:
STREET 1: EVOQUA WATER TECHNOLOGIES CORP.
STREET 2: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evoqua Water Technologies Corp.
CENTRAL INDEX KEY: 0001604643
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 724-772-0044
MAIL ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: EWT Holdings I Corp.
DATE OF NAME CHANGE: 20140403
4
1
doc1.xml
FORM 4
X0306
4
2018-03-14
0
0001604643
Evoqua Water Technologies Corp.
AQUA
0001353838
Keating Ronald C
EVOQUA WATER TECHNOLOGIES CORP.
210 SIXTH AVENUE
PITTSBURGH
PA
15222
1
1
0
0
President & CEO
Common Stock
2018-03-14
4
M
0
430000
4.64
A
1002060
D
Common Stock
2018-03-14
4
F
0
228732
23.40
D
773328
D
Stock Option (Right to Buy)
4.64
2018-03-14
4
M
0
430000
0
D
2024-12-15
Common Stock
430000
2063581
D
This amount includes 431,035 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.
This option is vested with respect to 1,870,185 underlying shares (including the 430,000 shares underlying the portion of the stock option being exercised) and will vest with respect to the remaining 623,396 underlying shares on December 15, 2018.
/s/ John DiMascio, Attorney-in-Fact for Ronald C. Keating
2018-03-16