0001140361-18-013907.txt : 20180316 0001140361-18-013907.hdr.sgml : 20180316 20180316173321 ACCESSION NUMBER: 0001140361-18-013907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180314 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keating Ronald C CENTRAL INDEX KEY: 0001353838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 18696803 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 doc1.xml FORM 4 X0306 4 2018-03-14 0 0001604643 Evoqua Water Technologies Corp. AQUA 0001353838 Keating Ronald C EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 1 1 0 0 President & CEO Common Stock 2018-03-14 4 M 0 430000 4.64 A 1002060 D Common Stock 2018-03-14 4 F 0 228732 23.40 D 773328 D Stock Option (Right to Buy) 4.64 2018-03-14 4 M 0 430000 0 D 2024-12-15 Common Stock 430000 2063581 D This amount includes 431,035 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017. This option is vested with respect to 1,870,185 underlying shares (including the 430,000 shares underlying the portion of the stock option being exercised) and will vest with respect to the remaining 623,396 underlying shares on December 15, 2018. /s/ John DiMascio, Attorney-in-Fact for Ronald C. Keating 2018-03-16