0001209191-14-059474.txt : 20140923 0001209191-14-059474.hdr.sgml : 20140923 20140923204704 ACCESSION NUMBER: 0001209191-14-059474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140919 FILED AS OF DATE: 20140923 DATE AS OF CHANGE: 20140923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-8400 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sommer Steven R CENTRAL INDEX KEY: 0001578857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 141117056 MAIL ADDRESS: STREET 1: C/O SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-19 0 0001353283 SPLUNK INC SPLK 0001578857 Sommer Steven R C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP & Chief Marketing Officer Common Stock 2014-09-19 4 M 0 8334 4.82 A 431129 D Common Stock 2014-09-19 4 M 0 4167 2.14 A 435296 D Common Stock 2014-09-19 4 S 0 44435 55.50 D 390861 D Common Stock 2014-09-19 4 S 0 15384 56.25 D 375477 D Employee Stock Option (right to buy) 2.14 2014-09-19 4 M 0 4167 0.00 D 2021-03-16 Common Stock 4167 6250 D Employee Stock Option (right to buy) 4.82 2014-09-19 4 M 0 8334 0.00 D 2021-12-14 Common Stock 8334 31250 D Includes 280,905 shares previously reported as indirectly held by the Reporting Person's living trust. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 24, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.85 to $55.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.85 to $56.71, inclusive. The option is fully vested and immediately exercisable. /s/ Steve Dean, by power of attorney 2014-09-23