0001209191-14-004662.txt : 20140123 0001209191-14-004662.hdr.sgml : 20140123 20140123184654 ACCESSION NUMBER: 0001209191-14-004662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140122 FILED AS OF DATE: 20140123 DATE AS OF CHANGE: 20140123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sommer Steven R CENTRAL INDEX KEY: 0001578857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 14544137 MAIL ADDRESS: STREET 1: C/O SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-01-22 0 0001353283 SPLUNK INC SPLK 0001578857 Sommer Steven R C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP & Chief Marketing Officer Common Stock 2014-01-22 4 M 0 1042 0.99 A 151154 D Common Stock 2014-01-22 4 S 0 400 81.68 D 150754 D Common Stock 2014-01-22 4 S 0 542 82.77 D 150212 D Common Stock 2014-01-22 4 S 0 100 83.59 D 150112 D Common Stock 329505 I See footnote Employee Stock Option (right to buy) 0.99 2014-01-22 4 M 0 1042 0.00 D 2020-04-21 Common Stock 1042 0 D The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 24, 2013. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.22 to $82.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.37 to $83.00, inclusive. Shares held directly by the Steven R. Sommer Trust dated January 26, 2004 for which the Reporting Person serves as trustee. The option is fully vested and immediately exercisable. /s/ Steve Dean, by power of attorney 2014-01-23