The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAM NATL RES | COM | 00548F105 | 160 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
AMERICAN RLTY | DEB | 02917TAB0 | 350 | 355,000 | PRN | SOLE | 0 | 0 | 355,000 | ||
APPLE INC | COM | 037833100 | 970 | 6,150 | SH | SOLE | 4,000 | 0 | 2,150 | ||
APOLLO COML | DEB | 03762UAB1 | 3,121 | 3,334,000 | PRN | SOLE | 0 | 0 | 3,334,000 | ||
ASHFORD HOSPTY | COM | 044103109 | 608 | 152,000 | SH | SOLE | 0 | 0 | 152,000 | ||
ARES CAPITAL | DEB | 04010LAM5 | 2,203 | 2,205,000 | PRN | SOLE | 0 | 0 | 2,205,000 | ||
ATLAS AIR WW | COM | 049164205 | 1,082 | 25,646 | SH | SOLE | 0 | 0 | 25,646 | ||
ATLAS AIR WW | DEB | 049164BH8 | 944 | 980,000 | PRN | SOLE | 250,000 | 0 | 730,000 | ||
BANK OF BOTETOURT | COM | 063907208 | 2,388 | 85,000 | SH | SOLE | 65,000 | 0 | 20,000 | ||
BENCHMARK BANK | COM | 08160E207 | 2,133 | 108,000 | SH | SOLE | 98,000 | 0 | 10,000 | ||
BLACKSTONE GRP | COM | 09253U108 | 1,106 | 37,100 | SH | SOLE | 0 | 0 | 37,100 | ||
BUNGE LIMITED | COM | G16962105 | 2,121 | 39,700 | SH | SOLE | 17,500 | 0 | 22,200 | ||
CARRIAGE SERVICE | DEB | 143905AM9 | 3,639 | 3,770,000 | PRN | SOLE | 1,505,000 | 0 | 2,265,000 | ||
CENOVUS ENERGY | COM | 15135U109 | 232 | 33,000 | SH | SOLE | 0 | 0 | 33,000 | ||
CHESAPEAKE FINL | COM | 16517A109 | 1,591 | 64,800 | SH | SOLE | 55,500 | 0 | 9,300 | ||
CITIZENS COMM | COM | 174903104 | 2,956 | 271,230 | SH | SOLE | 233,000 | 0 | 38,230 | ||
CITIZENS FIRST | COM | 17462Q107 | 1,318 | 61,500 | SH | SOLE | 49,000 | 0 | 12,500 | ||
COMMUNITY WEST | COM | 204157101 | 1,551 | 154,600 | SH | SOLE | 75,000 | 0 | 79,600 | ||
COLONY CAPITAL | COM | 19626G108 | 3,368 | 719,601 | SH | SOLE | 210,000 | 0 | 509,601 | ||
COLONY CAPITAL | DEB | 19624RAB2 | 5,092 | 5,505,000 | PRN | SOLE | 500,000 | 0 | 5,005,000 | ||
COLONY CAPITAL | DEB | 19624RAA4 | 206 | 235,000 | PRN | SOLE | 0 | 0 | 235,000 | ||
CONS TOMOKA | DEB | 210226AB2 | 5,015 | 5,059,000 | PRN | SOLE | 950,000 | 0 | 4,109,000 | ||
COUNTY BANK | COM | 222407207 | 969 | 20,400 | SH | SOLE | 15,000 | 0 | 5,400 | ||
COWEN GROUP | DEB | 223622AB7 | 5,354 | 5,408,000 | PRN | SOLE | 500,000 | 0 | 4,908,000 | ||
CROWN CASTLE | COM | 22822V101 | 5,595 | 51,507 | SH | SOLE | 10,000 | 0 | 41,507 | ||
DOMINION ENGY | PFD | 25746U836 | 3,731 | 77,950 | SH | SOLE | 6,000 | 0 | 71,950 | ||
DOMINION ENGY | COM | 257454108 | 680 | 37,700 | SH | SOLE | 0 | 0 | 37,700 | ||
ENVESTNET | DEB | 29404KAA4 | 247 | 245,000 | PRN | SOLE | 0 | 0 | 245,000 | ||
EPR PROPERTIES | PFD | 26884U208 | 4,774 | 177,552 | SH | SOLE | 177,552 | 0 | 0 | ||
EXCHANGE BANK | COM | 301227203 | 8,555 | 51,851 | SH | SOLE | 15,800 | 0 | 36,051 | ||
EXELIXIS | COM | 30161Q104 | 216 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
FIDELITY SOUTHERN | COM | 316394105 | 2,412 | 92,718 | SH | SOLE | 0 | 0 | 92,718 | ||
FIRST BUSINESS | COM | 319390100 | 1,024 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
FIRST COMMUNITY | COM | 31985H106 | 97 | 15,200 | SH | SOLE | 15,200 | 0 | 0 | ||
FIRST OF LONG ISLAND | COM | 320734106 | 947 | 47,496 | SH | SOLE | 16,246 | 0 | 31,250 | ||
F&M BANCORP | COM | 30237P106 | 4,854 | 161,789 | SH | SOLE | 46,876 | 0 | 114,913 | ||
F&M BANCORP | PFD | 30237P205 | 1,337 | 40,000 | SH | SOLE | 25,600 | 0 | 14,400 | ||
FORD MOTOR | COM | 345370860 | 1,229 | 160,723 | SH | SOLE | 20,000 | 0 | 140,723 | ||
FRANKLIN FINL | COM | 353525108 | 1,630 | 51,744 | SH | SOLE | 0 | 0 | 51,744 | ||
GENERAL MOTORS | COM | 30745V100 | 6,701 | 200,328 | SH | SOLE | 50,000 | 0 | 150,328 | ||
GLOBAL PARTNERS | COM | 37946R109 | 230 | 14,100 | SH | SOLE | 0 | 0 | 14,100 | ||
GOLDMAN SACHS | DEB | 38147UAB3 | 2,472 | 2,555,000 | PRN | SOLE | 0 | 0 | 2,555,000 | ||
HANNON ARMSTRNG | DEB | 41068XAB6 | 2,007 | 2,209,000 | PRN | SOLE | 0 | 0 | 2,209,000 | ||
HCI GROUP | DEB | 40416EAB9 | 5,667 | 5,691,000 | PRN | SOLE | 0 | 0 | 5,691,000 | ||
HIGHLANDS STATE | COM | 430887109 | 752 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
INVESCO TR INVT | COM | 46131M106 | 818 | 71,262 | SH | SOLE | 0 | 0 | 71,262 | ||
JOHNSON CONTROL | COM | G51502105 | 667 | 22,500 | SH | SOLE | 0 | 0 | 22,500 | ||
LEDYARD FINL | COM | 523338101 | 6,358 | 295,706 | SH | SOLE | 123,000 | 0 | 172,706 | ||
LEXINGTON PTY | COM | 529043101 | 11,370 | 1,384,849 | SH | SOLE | 340,000 | 0 | 1,044,849 | ||
LEXINGTON PTY | PFD | 529043309 | 1,183 | 24,000 | SH | SOLE | 0 | 0 | 24,000 | ||
MACQUARIE INFRA | COM | 55608B105 | 1,575 | 43,075 | SH | SOLE | 0 | 0 | 43,075 | ||
MACQUARIE INFRA | DEB | 55608BAA3 | 585 | 590,000 | PRN | SOLE | 0 | 0 | 590,000 | ||
MAIN STREET BANC | COM | 56064Y100 | 2,063 | 130,000 | SH | SOLE | 88,000 | 0 | 42,000 | ||
MEDICAL PRTY | COM | 58436J304 | 1,651 | 102,678 | SH | SOLE | 0 | 0 | 102,678 | ||
MERCK | COM | 58933Y105 | 611 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
METLIFE | COM | 59156R108 | 7,313 | 178,103 | SH | SOLE | 52,000 | 0 | 126,103 | ||
NATIONAL HEALTH | DEB | 63633DAE4 | 7,102 | 6,488,000 | PRN | SOLE | 1,500,000 | 0 | 4,988,000 | ||
NW INDIANA BANC | COM | 667516108 | 2,042 | 47,500 | SH | SOLE | 35,000 | 0 | 12,500 | ||
NY COMM BANC | COM | 649445103 | 673 | 71,500 | SH | SOLE | 0 | 0 | 71,500 | ||
NY COMM BANC | PFD | 64944P307 | 7,717 | 172,442 | SH | SOLE | 38,036 | 0 | 134,406 | ||
PACIFIC CITY | COM | 69406T408 | 3,804 | 243,075 | SH | SOLE | 111,000 | 0 | 132,075 | ||
PARKE BANCORP | COM | 700885106 | 3,820 | 204,109 | SH | SOLE | 66,000 | 0 | 138,109 | ||
PATTERN ENERGY | DEB | 70338PAB6 | 3,430 | 3,480,000 | PRN | SOLE | 750,000 | 0 | 2,730,000 | ||
PATTERN ENERGY | COM | 70338P100 | 242 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
PFIZER | COM | 717081103 | 1,659 | 38,000 | SH | SOLE | 0 | 0 | 38,000 | ||
POTOMAC BANCSH | COM | 737643106 | 1,256 | 92,560 | SH | SOLE | 86,905 | 0 | 5,655 | ||
RADIUS HEALTH | DEB | 750469AA6 | 1,837 | 2,390,000 | PRN | SOLE | 575,000 | 0 | 1,815,000 | ||
RIVERVIEW FIN | COM | 76940Q105 | 654 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ROYAL GOLD | DEB | 780287AA6 | 1,114 | 1,111,000 | PRN | SOLE | 0 | 0 | 1,111,000 | ||
RPT REALTY | PFD | 74971D101 | 5,819 | 117,678 | SH | SOLE | 80,000 | 0 | 37,678 | ||
SANOFI SPONSOR | COM | 80105N105 | 6,335 | 145,930 | SH | SOLE | 50,000 | 0 | 95,930 | ||
SEACOAST BANK | COM | 811707801 | 349 | 13,401 | SH | SOLE | 0 | 0 | 13,401 | ||
SELECT BANCORP | COM | 81617L108 | 792 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
SB FINANCIAL | COM | 78408D105 | 2,141 | 130,169 | SH | SOLE | 29,553 | 0 | 100,616 | ||
SB FINANCIAL | PFD | 78408D204 | 1,224 | 70,656 | SH | SOLE | 36,486 | 0 | 34,170 | ||
SHIP FINANCE | DEB | 824689AG8 | 3,445 | 3,850,000 | PRN | SOLE | 0 | 0 | 3,850,000 | ||
SOLVAY BANK | COM | 83441Q105 | 2,240 | 56,705 | SH | SOLE | 40,200 | 0 | 16,505 | ||
SPIRIT REALTY | DEB | 84860WAB8 | 318 | 325,000 | PRN | SOLE | 0 | 0 | 325,000 | ||
SPIRIT REALTY | DEB | 84860WAA0 | 4,604 | 4,613,000 | PRN | SOLE | 0 | 0 | 4,613,000 | ||
SPIRIT REALTY | COM | 84860W102 | 1,777 | 50,400 | SH | SOLE | 20,000 | 0 | 30,400 | ||
SUMMIT STATE | COM | 866264203 | 282 | 24,000 | SH | SOLE | 9,000 | 0 | 15,000 | ||
TEVA PHARM | COM | 881624209 | 2,539 | 164,684 | SH | SOLE | 22,831 | 0 | 141,853 | ||
TIMBERLAND BANK | COM | 887098101 | 4,800 | 215,271 | SH | SOLE | 48,500 | 0 | 166,771 | ||
TPG SPECIALTY | DEB | 87265KAB8 | 105 | 105,000 | PRN | SOLE | 0 | 0 | 105,000 | ||
TYSON FOODS | COM | 902494301 | 3,618 | 67,764 | SH | SOLE | 15,000 | 0 | 52,764 | ||
VSB BANCORP | COM | 917927105 | 1,242 | 63,000 | SH | SOLE | 57,500 | 0 | 5,500 | ||
VEREIT INC | COM | 92339V100 | 922 | 129,000 | SH | SOLE | 0 | 0 | 129,000 | ||
WELLESLEY BANCORP | COM | 949485106 | 996 | 35,894 | SH | SOLE | 35,894 | 0 | 0 | ||
WEYERHAEUSER | COM | 962166104 | 3,595 | 164,481 | SH | SOLE | 27,000 | 0 | 137,481 | ||
XEROX CORP | COM | 984121608 | 356 | 18,000 | SH | SOLE | 0 | 0 | 18,000 |