0001104659-19-058292.txt : 20191031
0001104659-19-058292.hdr.sgml : 20191031
20191031151234
ACCESSION NUMBER: 0001104659-19-058292
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191031
DATE AS OF CHANGE: 20191031
EFFECTIVENESS DATE: 20191031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERALD MUTUAL FUND ADVISERS TRUST
CENTRAL INDEX KEY: 0001352895
IRS NUMBER: 202531403
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11623
FILM NUMBER: 191183412
BUSINESS ADDRESS:
STREET 1: 3175 OREGON PIKE
CITY: LEOLA
STATE: PA
ZIP: 17540
BUSINESS PHONE: 717-556-8900
MAIL ADDRESS:
STREET 1: 3175 OREGON PIKE
CITY: LEOLA
STATE: PA
ZIP: 17540
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001352895
XXXXXXXX
09-30-2019
09-30-2019
false
EMERALD MUTUAL FUND ADVISERS TRUST
3175 Oregon Pike
Leola
PA
17540
13F HOLDINGS REPORT
028-11623
N
Kenneth G. Mertz II
President
717-396-1116
/s/ Kenneth G. Mertz II
Lancaster
PA
10-31-2019
0
204
2258953
INFORMATION TABLE
2
infotable.xml
APPLE INC
COM
037833100
492
2197
SH
SOLE
2197
0
0
AMERIS BANCORP
COM
03076K108
3313
82321
SH
SOLE
82321
0
0
ADAMAS PHARMACEUTICALS INC
COM
00548A106
3115
609019
SH
SOLE
609019
0
0
ADDUS HOMECARE CORPORATION
COM
006739106
16368
206455
SH
SOLE
206455
0
0
AMERICAN EAGLE OUTFITTERS INC.
COM
02553E106
20290
1250937
SH
SOLE
1250937
0
0
PLAYAGS INC
COM
72814N104
7409
720703
SH
SOLE
720703
0
0
AIMMUNE THERAPEUTICS INC
COM
00900T107
12301
587464
SH
SOLE
587464
0
0
AEROJET ROCKETDYNE HOLDINGS INC
COM
007800105
16192
320565
SH
SOLE
320565
0
0
ALARM.COM HOLDINGS INC
COM
011642105
13561
290749
SH
SOLE
290749
0
0
AMALGAMATED BANK
COM
022663108
367
22936
SH
SOLE
22936
0
0
AMERICAN BUSINESS BK LA CALI
COM
02475L105
2360
69178
SH
SOLE
69178
0
0
ALLIED MOTION TECHNOLOGIES
COM
019330109
2167
61362
SH
SOLE
61362
0
0
AMERANT BANCORP INC
COM
023576101
11186
533450
SH
SOLE
533450
0
0
AMERANT BANCORP INC-CL B
COM
023576200
804
51872
SH
SOLE
51872
0
0
AMAZON.COM, INC
COM
023135106
524
302
SH
SOLE
302
0
0
APPLIED THERAPEUTICS INC
COM
03828A101
5850
532262
SH
SOLE
532262
0
0
ARENA PHARMACEUTICALS INC
COM
040047607
12888
281577
SH
SOLE
281577
0
0
ARQULE INC
COM
04269E107
9895
1380009
SH
SOLE
1380009
0
0
ASSEMBLY BIOSCIENCES INC
COM
045396108
4057
412743
SH
SOLE
412743
0
0
ATRICURE INC
COM
04963C209
10822
433912
SH
SOLE
433912
0
0
AIR TRANSPORT SERVICES GROUP
COM
00922R105
12606
599716
SH
SOLE
599716
0
0
ATLANTIC UNION BANKSHARES CORP
COM
04911A107
8075
216796
SH
SOLE
216796
0
0
AVROBIO INC
COM
05455M100
9055
641265
SH
SOLE
641265
0
0
BAYCOM CORP
COM
07272M107
5555
244595
SH
SOLE
244595
0
0
BIODELIVERY SCIENCES INTERNATIONAL INC
COM
09060J106
8186
1944531
SH
SOLE
1944531
0
0
BUSINESS FIRST BANCSHARES INC
COM
12326C105
5476
224440
SH
SOLE
224440
0
0
BIOHAVEN PHARMACEUTICAL HOLDINGS
COM
G11196105
12708
304604
SH
SOLE
304604
0
0
BRYN MAWR BK CORP
COM
117665109
3417
93600
SH
SOLE
93600
0
0
BANK OF COMMERCE HOLDINGS
COM
06424J103
3452
316977
SH
SOLE
316977
0
0
BANK7 CORP
COM
06652N107
9381
498975
SH
SOLE
498975
0
0
BRIDGEWATER BANCSHARES INC
COM
108621103
2940
246272
SH
SOLE
246272
0
0
CADENCE BANCORP
COM
12739A100
30622
1745862
SH
SOLE
1745862
0
0
META FINANCIAL GROUP, INC
COM
59100U108
12008
368230
SH
SOLE
368230
0
0
CBTX INC
COM
12481V104
4883
175146
SH
SOLE
175146
0
0
COASTAL FINANCIAL CORP
COM
19046P209
2949
195152
SH
SOLE
195152
0
0
CNB FINL CORP PA
COM
126128107
4791
166927
SH
SOLE
166927
0
0
COGENT COMMUNICATIONS HOLDINGS
COM
19239V302
17311
314175
SH
SOLE
314175
0
0
CROSSFIRST BANKSHARES INC
COM
22766M109
9340
652892
SH
SOLE
652892
0
0
CENTRIC FINANCIAL CORPORATION
COM
15641J101
941
97000
SH
SOLE
97000
0
0
CHURCHILL DOWNS INC
COM
171484108
37544
304111
SH
SOLE
304111
0
0
CHEGG INC
COM
163092109
50539
1687431
SH
SOLE
1687431
0
0
CHUY'S HOLDINGS INC
COM
171604101
8869
358196
SH
SOLE
358196
0
0
CIENA CORP
COM
171779309
39477
1006293
SH
SOLE
1006293
0
0
CIVISTA BANCSHARES INC
COM
178867107
2582
118810
SH
SOLE
118810
0
0
COMMUNITY HERITAGE FINANCIAL INC
COM
20370L103
537
26842
SH
SOLE
26842
0
0
CANNAE HOLDINGS
COM
13765N107
4844
176340
SH
SOLE
176340
0
0
CATALYST PHARMACEUTICAL PARTNERS
COM
14888U101
5752
1083284
SH
SOLE
1083284
0
0
CARPENTER TECHNOLOGY CORP
COM
144285103
10058
194703
SH
SOLE
194703
0
0
CENTERSTATE BANKS CORP
COM
15201P109
4168
173767
SH
SOLE
173767
0
0
CURO GROUP HOLD
COM
23131L107
8728
657262
SH
SOLE
657262
0
0
DELEK US HLDGS INC
COM
24665A103
6691
184313
SH
SOLE
184313
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
11179
778516
SH
SOLE
778516
0
0
EBIX INC
COM
278715206
6179
146760
SH
SOLE
146760
0
0
EHEALTH INC
COM
28238P109
13258
198501
SH
SOLE
198501
0
0
ELOXX PHARMACEUTICALS INC
COM
29014R103
657
145425
SH
SOLE
145425
0
0
ESQUIRE FINANCIAL HOLDINGS
COM
29667J101
8725
351830
SH
SOLE
351830
0
0
EVERQUOTE INC
COM
30041R108
2316
108540
SH
SOLE
108540
0
0
EVO PAYMENTS INC CLASS A
COM
26927E104
7686
273312
SH
SOLE
273312
0
0
EVERI HOLDINGS INC
COM
30034T103
12305
1454440
SH
SOLE
1454440
0
0
FIRST CHOICE BANCORP
COM
31948P104
2612
122502
SH
SOLE
122502
0
0
FIVE BELOW
COM
33829M101
43745
346905
SH
SOLE
346905
0
0
FIRST MID BANCSHARES INC
COM
320866106
4641
134051
SH
SOLE
134051
0
0
FOCUS FINANCIAL PARTNERS
COM
34417P100
5795
243486
SH
SOLE
243486
0
0
FRESHPET INC
COM
358039105
39110
785816
SH
SOLE
785816
0
0
FS BANCORP INC
COM
30263Y104
3486
66405
SH
SOLE
66405
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
35028
923731
SH
SOLE
923731
0
0
FVCBANKCORP INC
COM
36120Q101
2977
169547
SH
SOLE
169547
0
0
GREEN DOT CORP
COM
39304D102
3358
132988
SH
SOLE
132988
0
0
GLU MOBILE INC
COM
379890106
12440
2492987
SH
SOLE
2492987
0
0
GUARANTY BANCSHARES INC
COM
400764106
6118
200000
SH
SOLE
200000
0
0
ALPHABET INC CLA A
COM
02079K305
387
317
SH
SOLE
317
0
0
CHART INDS INC
COM
16115Q308
20847
334300
SH
SOLE
334300
0
0
HAEMONETICS CORPORATION
COM
405024100
22576
178977
SH
SOLE
178977
0
0
HEALTH CATALYST INC
COM
42225T107
542
17116
SH
SOLE
17116
0
0
H&E EQUIPMENT SERVICES INC
COM
404030108
3695
128042
SH
SOLE
128042
0
0
HERITAGE FINL CORP WASH
COM
42722X106
1417
52558
SH
SOLE
52558
0
0
HARSCO CORP
COM
415864107
9411
496358
SH
SOLE
496358
0
0
HERITAGE COMMERCE CORP
COM
426927109
2490
211862
SH
SOLE
211862
0
0
HYRECAR INC
COM
44916T107
469
187471
SH
SOLE
187471
0
0
HORIZON THERAPEUTICS PLC
COM
G46188101
32234
1183779
SH
SOLE
1183779
0
0
INTERCEPT PHARMACEUTICAL
COM
45845P108
8619
129878
SH
SOLE
129878
0
0
INTRICON CORP
COM
46121H109
3257
167531
SH
SOLE
167531
0
0
INNOVATIVE INDUSTRIAL PROPER
COM
45781V101
6912
74831
SH
SOLE
74831
0
0
INDUSTRIAL LOGISTICS PROPERTIES
COM
456237106
4105
193199
SH
SOLE
193199
0
0
INTERNATIONAL MONEY EXPRESS INC
COM
46005L101
1517
110410
SH
SOLE
110410
0
0
INSMED INC
COM
457669307
16087
911936
SH
SOLE
911936
0
0
INVESTAR HOLDIN
COM
46134L105
2494
104770
SH
SOLE
104770
0
0
INTEGER HOLDINGS CORP
COM
45826H109
26790
354552
SH
SOLE
354552
0
0
JACK IN THE BOX INC
COM
466367109
28611
313993
SH
SOLE
313993
0
0
JAMES RIVER GROUP HOLDINGS
COM
G5005R107
1570
30648
SH
SOLE
30648
0
0
AKERNA CORP
COM
00973W102
442
74567
SH
SOLE
74567
0
0
KINGSTONE INC
COM
496719105
809
94901
SH
SOLE
94901
0
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
6334
141390
SH
SOLE
141390
0
0
KNOLL INC
COM
498904200
4825
190337
SH
SOLE
190337
0
0
KINSALE CAPITAL GROUP INC
COM
49714P108
1896
18353
SH
SOLE
18353
0
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
13785
1432932
SH
SOLE
1432932
0
0
KRATOS DEFENSE AND SECURITY
COM
50077B207
35891
1930167
SH
SOLE
1930167
0
0
LEAF GROUP LTD
COM
52177G102
2279
542546
SH
SOLE
542546
0
0
LUMENTUM HOLDINGS INC
COM
55024U109
10747
200660
SH
SOLE
200660
0
0
LIVANOVA PLC
COM
G5509L101
11441
155047
SH
SOLE
155047
0
0
LIVE OAK BANCSHARES INC
COM
53803X105
1948
107636
SH
SOLE
107636
0
0
LIVONGO HEALTH INC
COM
539183103
1292
74110
SH
SOLE
74110
0
0
MERCHANTS BANCORP IN
COM
58844R108
7191
434759
SH
SOLE
434759
0
0
MOELIS & CO
COM
60786M105
16509
502561
SH
SOLE
502561
0
0
METROPOLITAN BANK HOLDING CO
COM
591774104
9017
229276
SH
SOLE
229276
0
0
MECHANICS BANK RICHMOND CA
COM
583614102
1632
53
SH
SOLE
53
0
0
THE MARCUS CORP
COM
566330106
9226
249281
SH
SOLE
249281
0
0
MONEYGRAM INTERNATIONAL
COM
60935Y208
2485
624263
SH
SOLE
624263
0
0
MALVERN BANCORP INC
COM
561409103
5722
262103
SH
SOLE
262103
0
0
MERIT MED SYS INC
COM
589889104
11802
387450
SH
SOLE
387450
0
0
MONMOUTH REAL ESTATE INV
COM
609720107
9492
658702
SH
SOLE
658702
0
0
MODEL N INC
COM
607525102
18090
651669
SH
SOLE
651669
0
0
MERCURY SYSTEMS INC
COM
589378108
30419
374752
SH
SOLE
374752
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
9978
128071
SH
SOLE
128071
0
0
MICROSOFT CORP
COM
594918104
618
4444
SH
SOLE
4444
0
0
MERITAGE CORP
COM
59001A102
24984
355142
SH
SOLE
355142
0
0
NOODLES AND COMPANY
COM
65540B105
5336
942759
SH
SOLE
942759
0
0
NEOGENOMICS INC
COM
64049M209
34005
1778530
SH
SOLE
1778530
0
0
NEW RELIC INC
COM
64829B100
3992
64970
SH
SOLE
64970
0
0
NEW FORTRESS ENERGY LLC
COM
644393100
14002
776616
SH
SOLE
776616
0
0
NMI HOLDINGS INC
COM
629209305
1346
51270
SH
SOLE
51270
0
0
INSPERITY INC
COM
45778Q107
20603
208917
SH
SOLE
208917
0
0
BANK OF NT BUTTERFIELD AND SON LTD
COM
G0772R208
6794
229213
SH
SOLE
229213
0
0
NV5 GLOBAL INC
COM
62945V109
17683
259011
SH
SOLE
259011
0
0
ORIGIN BANCORP INC
COM
68621T102
5085
150710
SH
SOLE
150710
0
0
OCEANFIRST FINANCIAL CORP
COM
675234108
16746
709589
SH
SOLE
709589
0
0
ONCOCYTE CORP
COM
68235C107
5103
2430180
SH
SOLE
2430180
0
0
OLLIE'S BARGAIN OUTLET HOLDINGS
COM
681116109
20218
344779
SH
SOLE
344779
0
0
ONEMAIN HOLDINGS INC
COM
68268W103
3655
99650
SH
SOLE
99650
0
0
OPUS BANK
COM
684000102
598
27451
SH
SOLE
27451
0
0
OSI SYSTEMS INC
COM
671044105
220
2163
SH
SOLE
2163
0
0
PROFESSIONAL HOLDING CORP
COM
743139107
4985
279177
SH
SOLE
279177
0
0
PROOFPOINT INC
COM
743424103
15427
119539
SH
SOLE
119539
0
0
THE CHILDREN'S PLACE INC
COM
168905107
20921
271740
SH
SOLE
271740
0
0
PALOMAR HOLDINGS INC
COM
69753M105
831
21080
SH
SOLE
21080
0
0
PLANET FITNESS INC
COM
72703H101
34672
599142
SH
SOLE
599142
0
0
PLYMOUTH INDUSTRIAL REIT INC
COM
729640102
325
17744
SH
SOLE
17744
0
0
CPI CARD GROUP INC
COM
12634H200
90
34921
SH
SOLE
34921
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
15499
273113
SH
SOLE
273113
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
22954
735944
SH
SOLE
735944
0
0
PQ GROUP HOLDINGS INC
COM
73943T103
11555
724931
SH
SOLE
724931
0
0
PERFICIENT INC
COM
71375U101
5088
131873
SH
SOLE
131873
0
0
PLURALSIGHT INC
COM
72941B106
20859
1241990
SH
SOLE
1241990
0
0
PERSONALIS INC
COM
71535D106
3756
255913
SH
SOLE
255913
0
0
PTC THERAPEUTICS INC
COM
69366J200
12291
363412
SH
SOLE
363412
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
12578
468984
SH
SOLE
468984
0
0
PEOPLE'S UTAH BANCORP
COM
712706209
3657
129277
SH
SOLE
129277
0
0
QUINSTREET INC
COM
74874Q100
1405
111560
SH
SOLE
111560
0
0
Q2 HOLDINGS INC
COM
74736L109
14184
179839
SH
SOLE
179839
0
0
RADIUS HEALTH INC
COM
750469207
19626
762173
SH
SOLE
762173
0
0
REPLIMUNE GROUP INC
COM
76029N106
10194
733404
SH
SOLE
733404
0
0
REATA PHARMACEUTICALS INC
COM
75615P103
21463
267321
SH
SOLE
267321
0
0
REPAY HOLDINGS CORP CL A
COM
76029L100
2463
184790
SH
SOLE
184790
0
0
RAPID7 INC
COM
753422104
31395
691672
SH
SOLE
691672
0
0
SAILPOINT TECHNOLOGIES HOLDINGS
COM
78781P105
9812
524994
SH
SOLE
524994
0
0
BOSTON BEER COMPANY, INC CLASS A
COM
100557107
4399
12082
SH
SOLE
12082
0
0
SPIRIT AIRLS INC
COM
848577102
5997
165211
SH
SOLE
165211
0
0
STERLING BANCORP INC
COM
85917W102
7564
774949
SH
SOLE
774949
0
0
SEACOAST COMMERCE BANK
COM
81171B108
4623
254684
SH
SOLE
254684
0
0
SEAWORLD ENTERTAINMENT
COM
81282V100
27937
1061441
SH
SOLE
1061441
0
0
SERVISFIRST BANCSHARES INC
COM
81768T108
8080
243750
SH
SOLE
243750
0
0
SOUTHERN FIRST BANCSHARES
COM
842873101
2831
71032
SH
SOLE
71032
0
0
SHENANDOAH TELECOMMUNICATION
COM
82312B106
3919
123355
SH
SOLE
123355
0
0
MADDEN STEVEN LTD
COM
556269108
27525
769074
SH
SOLE
769074
0
0
SIMPLY GOOD FOODS CO
COM
82900L102
37511
1293945
SH
SOLE
1293945
0
0
1ST SOURCE CORP
COM
336901103
3229
70605
SH
SOLE
70605
0
0
STAG INDUSTRIALS INC
COM
85254J102
2201
74650
SH
SOLE
74650
0
0
SPIRIT OF TEXAS BANCSHARES
COM
84861D103
6618
307100
SH
SOLE
307100
0
0
SVMK INC
COM
78489X103
14927
872945
SH
SOLE
872945
0
0
DEL TACO RESTAURANTS INC
COM
245496104
8877
868159
SH
SOLE
868159
0
0
THE BANCORP INC
COM
05969A105
9092
918342
SH
SOLE
918342
0
0
TRIUMPH BANCORP
COM
89679E300
10311
323315
SH
SOLE
323315
0
0
TELADOC HEALTH INC
COM
87918A105
23167
342099
SH
SOLE
342099
0
0
TENABLE HOLDING
COM
88025T102
12489
558060
SH
SOLE
558060
0
0
TILLY'S INC-CLASS A SHRS
COM
886885102
6217
658610
SH
SOLE
658610
0
0
TRANSMEDICS GROUP INC
COM
89377M109
4667
196510
SH
SOLE
196510
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
5394
207950
SH
SOLE
207950
0
0
TANDEM DIABETES CARE INC
COM
875372203
31987
542330
SH
SOLE
542330
0
0
TRINET GROUP IN
COM
896288107
32626
524624
SH
SOLE
524624
0
0
TUTOR PERINI CORPORATION
COM
901109108
9721
678353
SH
SOLE
678353
0
0
LENDINGTREE INC
COM
52603B107
32131
103506
SH
SOLE
103506
0
0
TREX INC
COM
89531P105
58489
643227
SH
SOLE
643227
0
0
TABULA RASA HEALTHCARE INC
COM
873379101
17910
326001
SH
SOLE
326001
0
0
TRISTATE CAPITAL HOLDINGS
COM
89678F100
295
14044
SH
SOLE
14044
0
0
TETRA TECH INC
COM
88162G103
33762
389142
SH
SOLE
389142
0
0
TETRA TECHNOLOGIES
COM
88162F105
54
27076
SH
SOLE
27076
0
0
TWIST BIOSCIENCE CORP
COM
90184D100
12515
524093
SH
SOLE
524093
0
0
UNIVERSITY BANCORP INC
COM
914090105
2058
250000
SH
SOLE
250000
0
0
UNITY BANCORP INC
COM
913290102
3738
168750
SH
SOLE
168750
0
0
URBAN OUTFITTERS INC
COM
917047102
10019
356692
SH
SOLE
356692
0
0
USA TECHNOLOGIES INC
COM
90328S500
8322
1135296
SH
SOLE
1135296
0
0
VISA INC-CLASS A
COM
92826C839
208
1207
SH
SOLE
1207
0
0
VERITEX HOLDINGS INC
COM
923451108
3288
135517
SH
SOLE
135517
0
0
VERICEL CORP
COM
92346J108
10876
718359
SH
SOLE
718359
0
0
VOCERAMUNICATIONS INC
COM
92857F107
16968
688366
SH
SOLE
688366
0
0
VONAGE HOLDINGS CORP
COM
92886T201
29756
2633249
SH
SOLE
2633249
0
0
VIAVI SOLUTIONS INC
COM
925550105
11629
830316
SH
SOLE
830316
0
0
VIPER ENERGY PA
COM
92763M105
9121
329627
SH
SOLE
329627
0
0
VAREX IMAGING CORPORATION
COM
92214X106
8613
301771
SH
SOLE
301771
0
0
VARONIS SYSTEMS INC
COM
922280102
27855
465964
SH
SOLE
465964
0
0
BOINGO WIRELESS INC
COM
09739C102
4810
433301
SH
SOLE
433301
0
0
EXICURE INC
COM
30205M101
1265
500000
SH
SOLE
500000
0
0
YETI HOLDINGS INC
COM
98585X104
16781
599308
SH
SOLE
599308
0
0
ZOGENIX INC
COM
98978L204
13220
330169
SH
SOLE
330169
0
0