Chief Compliance Officer

0001352860-19-000006.txt : 20191107 0001352860-19-000006.hdr.sgml : 20191107 20191107120809 ACCESSION NUMBER: 0001352860-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 EFFECTIVENESS DATE: 20191107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001352860 IRS NUMBER: 202308488 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11658 FILM NUMBER: 191199133 BUSINESS ADDRESS: STREET 1: BLUE BELL EXECUTIVE CAMPUS STREET 2: 470 NORRISTOWN ROAD, SUITE 305 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 610-825-3540 MAIL ADDRESS: STREET 1: BLUE BELL EXECUTIVE CAMPUS STREET 2: 470 NORRISTOWN ROAD, SUITE 305 CITY: BLUE BELL STATE: PA ZIP: 19422 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001352860 XXXXXXXX 09-30-2019 09-30-2019 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

BLUE BELL EXECUTIVE CAMPUS 470 NORRISTOWN ROAD, SUITE 305 BLUE BELL PA 19422

13F HOLDINGS REPORT 028-11658 N Justin Capetola Chief Compliance Officer 610-825-3540 Justin Capetola Blue Bell PA 11-07-2019 0 216 217451 false INFORMATION TABLE 2 bluebell3q19.xml SPDR S&P 500 ETF COM 78462F103 47360 159585 SH SOLE 134267 0 25318 General American Investors COM 368802104 24341 669629 SH SOLE 576983 0 92646 Schwab U.S. Large-Cap COM 808524201 19854 279910 SH SOLE 238802 0 41108 Adams Express Co COM 006212104 16970 1071341 SH SOLE 923354 0 147987 Tri Continental Corp COM 895436103 14261 523353 SH SOLE 455916 0 67437 Schwab U.S. Broad Market COM 808524102 10822 152383 SH SOLE 126822 0 25561 Liberty All Star Eq Fd COM 530158104 7082 1106515 SH SOLE 991440 0 115075 Invesco S&P 500 Equal Weight ETF COM 78355W106 6154 56943 SH SOLE 47254 0 9689 SPDR Dow Jones Industrial Average ETF COM 252787106 5359 19909 SH SOLE 17649 0 2260 Dividend & Income Fund COM 25538A105 5319 445093 SH SOLE 372106 0 72987 Royce Value Trust COM 780910105 5259 382220 SH SOLE 332358 0 49862 iShares Russell 2000 Index COM 464287655 4251 28092 SH SOLE 24501 0 3591 Schwab U.S. Small-Cap COM 808524607 4057 58176 SH SOLE 48187 0 9988 Special Opptys Fund COM 84741T104 3427 240651 SH SOLE 190428 0 50223 iShares S&P 500 Index Fund COM 464287200 2989 10013 SH SOLE 9235 0 778 Schwab U.S. Large-Cap Value COM 808524409 2919 51454 SH SOLE 42289 0 9165 Schwab U.S. Mid-Cap COM 808524508 2785 49257 SH SOLE 40812 0 8445 Vanguard Total Stock Mkt COM 922908769 2126 14078 SH SOLE 11658 0 2420 Special Opp 3.5 Pfd Conv COM 84741T302 2000 79204 SH SOLE 66542 0 12662 Aberdeen Total Dynamic Dividend COM 021060108 1918 229951 SH SOLE 196036 0 33915 Schwab U.S. Large-Cap Growth COM 808524300 1445 17200 SH SOLE 14244 0 2956 AllianzGI NFJ Divid Int COM 65337H109 1395 114162 SH SOLE 96997 0 17165 Invesco QQQ Trust COM 631100104 1385 7337 SH SOLE 6032 0 1305 Aberdeen Standard Phys SwissGold Shr ETF COM 26922Y105 1266 8916 SH SOLE 7294 0 1622 Vanguard S&P 500 ETF COM 922908413 1261 4627 SH SOLE 4112 0 515 Sch US Div Equity Etf COM 808524797 1073 19579 SH SOLE 15237 0 4342 Gabelli Global Small and Mid Cap Value Trust COM 36249W104 1010 90757 SH SOLE 74622 0 16135 Central Securities Corp COM 155123102 1007 32073 SH SOLE 27528 0 4545 Schwab Emerging Markets Equity COM 808524706 890 35422 SH SOLE 24943 0 10479 iShares Russell 1000 Growth COM 464287614 770 4824 SH SOLE 4092 0 732 Gabelli Healthcare TRUST COM 36246K103 708 67943 SH SOLE 60338 0 7605 Boulder Growth & Income COM 101507101 599 53523 SH SOLE 47639 0 5884 SPDR S&P Regional Bking COM 78464A698 561 10625 SH SOLE 10325 0 300 Schwab International Equity COM 808524805 554 17399 SH SOLE 13149 0 4251 MS India Investment Fund COM 61745C105 552 29103 SH SOLE 25644 0 3459 American Intl Group Inc COM 026874107 541 9710 SH SOLE 8885 0 825 Royce Micro-Cap TRUST COM 780915104 522 64959 SH SOLE 52808 0 12151 iShares S&P 100 Index Fund COM 464287101 481 3655 SH SOLE 3655 0 0 Royce Global Value Tr COM 78081T104 472 46688 SH SOLE 36926 0 9762 SPDR Gold Shares COM 863307104 470 3384 SH SOLE 3112 0 272 Templeton Emrgng Mkt Fd COM 880191101 431 29407 SH SOLE 25791 0 3616 SPDR Portfolio Europe ETF COM 78463X103 406 12221 SH SOLE 9092 0 3129 Ing Global Eqty Div Prem COM 92912T100 400 66613 SH SOLE 47913 0 18700 iShares Russell 1000 Value COM 464287598 385 3000 SH SOLE 2700 0 300 Schwab International Small-Cap Equity COM 808524888 336 10553 SH SOLE 6681 0 3872 iShares S&P 500 Growth COM 464287309 321 1783 SH SOLE 1342 0 441 Liberty All-Star Gr Fund COM 529900102 318 53633 SH SOLE 48850 0 4783 Herzfeld Caribbn Basn Fd COM 42804T106 314 49441 SH SOLE 39604 0 9837 Aberdeen Japan Equity Fund Common COM 00306J109 309 42392 SH SOLE 38565 0 3827 WisdomTree U.S. Quality Dividend Growth Fund COM 97717X669 301 6685 SH SOLE 5788 0 897 European Equity Fund COM 298768102 257 28919 SH SOLE 24504 0 4415 Honeywell International COM 438516106 251 1483 SH SOLE 719 0 764 WisdomTree MidCap Dividend COM 97717W505 240 6600 SH SOLE 6300 0 300 Health Care Select Sector SPDR COM 81369Y209 216 2395 SH SOLE 2145 0 250 Vanguard Russell 2000 COM 92206C664 207 1705 SH SOLE 1585 0 120 iShares MSCI Emrg Mkt ETF COM 464287234 195 4764 SH SOLE 3569 0 1195 Royce Focus TRUST Inc COM 78080N108 182 26965 SH SOLE 21551 0 5414 Invesco Buyback Achievers COM 73935X286 181 2893 SH SOLE 2293 0 600 Sector Spdr Indl Select COM 81369Y704 181 2332 SH SOLE 1992 0 340 First Trust NASDAQ Technology Dividend COM 33738R118 173 4307 SH SOLE 4307 0 0 Schwab 1000 Index ETF COM 808524722 161 5517 SH SOLE 4595 0 922 Vertical Capital Income COM 92535C104 154 14440 SH SOLE 13790 0 650 Sector Spdr Tech Select COM 81369Y803 141 1750 SH SOLE 1600 0 150 SPDR S&P 500 GROWTH ETF COM 464287309 140 3600 SH SOLE 3600 0 0 Invesco VK Dynamic Cred Opps COM 46132R104 137 12449 SH SOLE 11499 0 950 NexPoint Credit Strategies Fund COM 65340G205 128 7123 SH SOLE 6237 0 886 iShares Gold Trust COM 464285105 118 8400 SH SOLE 7400 0 1000 SPDR S&P International Dividend COM 78463X772 112 2866 SH SOLE 1776 0 1090 Asa Gold & Precs Mtls COM G3156P103 102 8525 SH SOLE 6425 0 2100 Blackrock Global Opptys COM 092501105 102 9770 SH SOLE 7375 0 2395 iShares Barclays TIPS Bond Fund COM 464287176 102 875 SH SOLE 875 0 0 WisdomTree CBOE S&P 500 PutWrite COM 97717X560 99 3567 SH SOLE 1787 0 1780 Aberdeen Standard Phys Silver Shrs ETF COM 26922X107 97 5874 SH SOLE 5814 0 60 Vanguard Dividend Appreciation ETF COM 921908844 97 808 SH SOLE 608 0 200 BlackRock Resources & Commdty COM 09257A108 96 12896 SH SOLE 11396 0 1500 Ishares Semiconductor Index COM 464287523 95 450 SH SOLE 450 0 0 Sector Spdr Tr Con Stpls COM 81369Y308 95 1545 SH SOLE 1545 0 0 Lazard World Div & Incm COM 521076109 95 10126 SH SOLE 5178 0 4948 Invesco S&P 500 Low Volatility COM 73937B779 93 1612 SH SOLE 1430 0 182 Ing Prime Rate TRUST COM 44977W106 92 19592 SH SOLE 17987 0 1605 Templeton Dragon Fund COM 88018T101 88 4931 SH SOLE 4331 0 600 ETFMG Alternative Harvest ETF COM 26924G508 88 4250 SH SOLE 3850 0 400 Sector Spdr Fincl Select COM 81369Y605 87 3100 SH SOLE 2600 0 500 First Trust Cloud Computing ETF COM 33734X192 86 1518 SH SOLE 1418 0 100 WisdomTree Emerging Currency ETF COM 97717W133 85 4658 SH SOLE 4442 0 216 Madison Claymore Covered Call & Eq Strtg COM 556582104 84 13052 SH SOLE 13052 0 0 Nuveen Real Asset Income COM 67074Y105 83 4734 SH SOLE 4083 0 651 iShares Silver Trust COM 46428Q109 82 5147 SH SOLE 5042 0 105 Sector SPDR Materials COM 81369Y100 81 1400 SH SOLE 900 0 500 Ishares Msci Brazil Indx COM 464286400 74 1760 SH SOLE 1760 0 0 Petroleum & Resources Cp COM 716549100 74 4665 SH SOLE 4325 0 340 Schwab Fundamental US Small Company COM 808524763 73 1930 SH SOLE 1685 0 245 Call SPY MAR20 @ 260 COM 78462F903 73 17 SH Call SOLE 17 0 0 Schwab US REIT ETF COM 808524847 69 1469 SH SOLE 754 0 715 BrandywineGLOBAL Global Inc Opp Fund COM 52469B100 63 5172 SH SOLE 4310 0 862 SPDR S&P Emerging Markets Dividend COM 78463X533 61 2050 SH SOLE 1519 0 531 3m Company COM 88579Y101 58 350 SH SOLE 150 0 200 Swiss Helvetia Fund COM 870875101 57 7086 SH SOLE 2653 0 4433 Aberdeen Global Dynamic Dividend COM 00302M106 55 5688 SH SOLE 4688 0 1000 Vanguard Large Cap ETF COM 922908637 55 400 SH SOLE 400 0 0 Schwab U.S. TIPS ETF COM 808524870 54 959 SH SOLE 713 0 246 New Ireland Fund Inc COM 645673104 53 6160 SH SOLE 6160 0 0 RMR Real Estate Income Fund COM 76970B101 51 2516 SH SOLE 2516 0 0 Ishares Msci Jpn Idx Fd COM 464286848 50 874 SH SOLE 849 0 25 SPDR DJ Euro STOXX 50 ETF COM 78463X202 49 1298 SH SOLE 1298 0 0 Direxion Shares Etf COM 25459Y207 49 983 SH SOLE 583 0 400 Amplify Online Retail COM 032108102 47 1000 SH SOLE 1000 0 0 iShares Transportation Average COM 464287192 47 250 SH SOLE 250 0 0 Wisdomtree Jpn Hdgd Eqty COM 97717W851 45 900 SH SOLE 900 0 0 Aberdeen Emerg MKT Equity Inc COM 00301W105 44 6363 SH SOLE 1363 0 5000 Clough Global Equity Common COM 18914C100 44 3844 SH SOLE 3000 0 844 Invesco India ETF COM 73935L100 44 1801 SH SOLE 1551 0 250 Proshares Short 20 Year Treasury COM 74347X849 41 2193 SH SOLE 2193 0 0 Advent Claymore Conv & Income COM 00764C109 40 2754 SH SOLE 1321 0 1433 iShares MSCI Hong Kong Index COM 464286871 40 1750 SH SOLE 1250 0 500 Loncar Cancer Immunotherapy ETF COM 26922A826 38 2044 SH SOLE 2044 0 0 Direxion All Cap Insider Sentiment ETF COM 25459Y769 38 1000 SH SOLE 900 0 100 Blackrock Intl Growth Tr COM 092524107 37 6844 SH SOLE 4844 0 2000 Call SPY JUN20 270 COM 78462F903 37 10 SH Call SOLE 10 0 0 Call SPY JUN20 271 COM 78462F903 36 10 SH Call SOLE 10 0 0 VanEck Vectors Agribusiness ETF COM 57060U605 34 520 SH SOLE 240 0 280 Equus II Inc COM 294766100 33 20297 SH SOLE 20297 0 0 Gabelli Global Deal Fund COM 36245G103 31 3371 SH SOLE 2271 0 1100 ETFMG Prime Cyber Security ETF COM 30304R407 30 800 SH SOLE 800 0 0 iShares MSCI ACWI Index COM 464288257 27 370 SH SOLE 370 0 0 Invesco China Technology ETF COM 18383Q135 27 590 SH SOLE 390 0 200 Ishares Russell Midcap Value Index COM 464287473 27 300 SH SOLE 0 0 300 Ishares S&P Latin America COM 464287390 25 780 SH SOLE 320 0 460 Invesco S&P500 Eq Weight Technology COM 78355W817 24 134 SH SOLE 134 0 0 India Fund Inc COM 454089103 23 1130 SH SOLE 700 0 430 Morgan Stanley China Fd COM 617468103 23 1100 SH SOLE 1100 0 0 Vanguard European COM 922042874 21 400 SH SOLE 400 0 0 Schwab Fundamental Intl Sm Co ETF COM 808524748 21 675 SH SOLE 375 0 300 Delaware Enhanced Gbl Div & Inc COM 246060107 20 2000 SH SOLE 2000 0 0 AdvisorShares New Tech and Media ETF COM 00768Y552 19 1877 SH SOLE 1877 0 0 Gyrodyne Company of America COM 403820103 19 963 SH SOLE 963 0 0 Japan Smaller Cap Fund COM 47109U104 19 2115 SH SOLE 215 0 1900 Call IWM FEB20 136 COM 464287905 19 10 SH Call SOLE 10 0 0 Amplify Transformational Data Shrg ETF COM 032108607 18 1000 SH SOLE 1000 0 0 Call SPY JAN20 265 COM 78462F903 18 5 SH Call SOLE 5 0 0 Call SPY DEC19 265 COM 78462F903 18 5 SH Call SOLE 4 0 1 Call SPY MAR20 270 COM 78462F903 17 5 SH Call SOLE 2 0 3 Westn Asset Claymore TIPS Fd COM 95766Q106 16 1400 SH SOLE 1400 0 0 Putnam High Incm Bond Fd COM 746779107 16 1970 SH SOLE 1970 0 0 Call SPY MAR20 274 COM 78462F903 16 5 SH Call SOLE 0 0 5 Mexico Equity & Income Common COM 592834105 15 1449 SH SOLE 538 0 911 Call SPY MAR20 275 COM 78462F903 15 5 SH Call SOLE 5 0 0 Call IWM JUN20 125 COM 464287905 15 5 SH Call SOLE 5 0 0 3d Printing Etf COM 00214Q500 14 700 SH SOLE 700 0 0 BlackRock Enhanced Dividend Achievers COM 09251A104 14 1520 SH SOLE 0 0 1520 WisdomTree Europe Hedged Equity COM 97717X701 13 200 SH SOLE 200 0 0 Schwab Short-Term U.S. Treasury ETF COM 808524862 13 249 SH SOLE 0 0 249 Wisdomtree Total Dividnd COM 97717W109 12 126 SH SOLE 126 0 0 Global X Lithium & Battery Tech ETF COM 37954Y855 12 500 SH SOLE 500 0 0 Sprott Physical Gold & Silver COM 153501101 11 800 SH SOLE 800 0 0 Call SPY SEP20 250 COM 78462F903 11 2 SH Call SOLE 2 0 0 Real Estate Select Sctr COM 81369Y860 10 262 SH SOLE 193 0 69 Sector Spdr Consumer Fd COM 81369Y407 10 82 SH SOLE 82 0 0 Call SPY JAN20 285 COM 78462F903 10 5 SH Call SOLE 1 0 4 Invesco Spin-Off ETF COM 18383M605 9 200 SH SOLE 200 0 0 Reality Shares Nasdaq NexGen Economy ETF COM 75605A702 9 400 SH SOLE 400 0 0 iShares MSCI ACWI Ex-US COM 464288240 9 200 SH SOLE 200 0 0 Tekla Healthcare Investors COM 404052102 9 500 SH SOLE 0 0 500 ETFS Physical Precious Metals Basket COM 26922W109 9 123 SH SOLE 123 0 0 American Airlines Group Inc COM 02376R102 8 300 SH SOLE 300 0 0 Vanguard Emerging Market COM 922042858 8 200 SH SOLE 200 0 0 iShares MSCI EAFE Growth Index COM 464288885 8 100 SH SOLE 100 0 0 Global X Robotics & Artfcl Intllgnc ETF COM 37954Y715 8 400 SH SOLE 400 0 0 Invesco S&P MidCap 400 Pure Gr ETF COM 78355W601 8 55 SH SOLE 25 0 30 SPDR S&P 400 Mid Cap Growth ETF COM 78464A821 8 143 SH SOLE 143 0 0 ProShares Online Retail ETF COM 74347B169 8 225 SH SOLE 225 0 0 Etfs Phys Platinum Etf COM 26922V101 8 90 SH SOLE 80 0 10 Vaneck Vectors Gaming COM 92189F882 7 200 SH SOLE 200 0 0 Sprott Phys Gld Tr Etn COM 85207H104 7 614 SH SOLE 0 0 614 iShares Edge MSCI USA Value Factor ETF COM 46432F388 7 87 SH SOLE 62 0 25 SPDR S&P China ETF COM 78463X400 7 78 SH SOLE 72 0 6 Invesco BRIC ETF COM 18383M100 7 200 SH SOLE 200 0 0 Credit Suisse Silver Shares Covered Call ETN COM 22542D449 7 1000 SH SOLE 1000 0 0 Wisdomtree Japan Smalcp COM 97717W836 7 100 SH SOLE 100 0 0 Call QQQ JAN20 155 COM 46090E903 7 2 SH Call SOLE 1 0 1 ETFS Physical Palladium Shares COM 26923A106 6 38 SH SOLE 38 0 0 Taiwan Fund Inc COM 874036106 6 320 SH SOLE 320 0 0 Spdr S&P 600 Small Cap COM 78464A300 6 96 SH SOLE 96 0 0 iShares MSCI Canada Index COM 464286509 6 200 SH SOLE 200 0 0 Call IWM MAR20 146 COM 464287905 6 5 SH Call SOLE 0 0 5 Proshares Inverse S&P 500 COM 74347R503 5 200 SH SOLE 100 0 100 Foxby Corp COM 351645106 5 2400 SH SOLE 2400 0 0 iShares DJ US Energy COM 464287796 5 150 SH SOLE 0 0 150 Sprott Physical Silver Trust COM 85207K107 5 736 SH SOLE 0 0 736 Call SPY JAN20 255 COM 78462F903 5 1 SH Call SOLE 1 0 0 SPDR S&P Emerging Markets Small Cap COM 78463X756 4 100 SH SOLE 100 0 0 VanEck Vectors Vietnam ETF COM 57060U761 4 250 SH SOLE 250 0 0 China Fund Inc COM 169373107 4 198 SH SOLE 198 0 0 Ishares Tr Goldman Sachs Natural Resources COM 464287374 4 132 SH SOLE 132 0 0 Claymore BNY Mellon Frontier Markets COM 18383Q838 4 261 SH SOLE 261 0 0 Call IWM MAR20 151 COM 464287905 4 5 SH Call SOLE 5 0 0 Invesco S&P Intl Dev Low Volatility COM 73937B688 3 100 SH SOLE 100 0 0 Amplify Advcd Btty Mtls and Matrls ETF COM 032108805 3 300 SH SOLE 300 0 0 IQ Merger Arbitrage ETF COM 45409B800 3 100 SH SOLE 100 0 0 Global X Future Analytics Tech ETF COM 37954Y632 3 200 SH SOLE 200 0 0 iShares S&P GSCI Commodity-Indexed COM 46428R107 3 186 SH SOLE 186 0 0 Powershares SP SmallCap 600 Pure Grwth COM 78355W809 3 26 SH SOLE 26 0 0 Innovator S&P 500 Power Buffer ETF COM 45782C508 3 100 SH SOLE 100 0 0 Call SPY JAN20 290 COM 78462F903 3 2 SH Call SOLE 2 0 0 Call SPY JAN20 294 COM 78462F903 3 2 SH Call SOLE 2 0 0 Invesco FTSE RAFI US 1000 COM 73935X583 2 20 SH SOLE 20 0 0 Exone Company COM 302104104 2 250 SH SOLE 250 0 0 Lazard Glbl Total Retrun COM 52106W103 2 127 SH SOLE 127 0 0 iShares MSCI EAFE Value COM 464288877 1 25 SH SOLE 25 0 0 Call SPY DEC19 302 COM 78462F903 1 2 SH Call SOLE 2 0 0 Call SPY JAN20 305 COM 78462F903 1 1 SH Call SOLE 1 0 0 Mvc Capital Inc COM 553829102 0 40 SH SOLE 40 0 0 Nasdaq Prem Incm & Grwth COM 63110R105 0 10 SH SOLE 0 0 10 Firsthand Technology Value Fund Inc COM 33766Y100 0 7 SH SOLE 7 0 0 Schwab Fundamental U.S. Broad Market COM 808524789 0 1 SH SOLE 1 0 0 Spdr S&P 400 Mid Cap COM 78464A839 0 0 SH SOLE 0 0 0