Chief Compliance Officer

0001352860-16-000008.txt : 20161014 0001352860-16-000008.hdr.sgml : 20161014 20161014121452 ACCESSION NUMBER: 0001352860-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161014 DATE AS OF CHANGE: 20161014 EFFECTIVENESS DATE: 20161014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001352860 IRS NUMBER: 202308488 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11658 FILM NUMBER: 161936489 BUSINESS ADDRESS: STREET 1: BLUE BELL EXECUTIVE CAMPUS STREET 2: 470 NORRISTOWN ROAD, SUITE 305 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 610-825-3540 MAIL ADDRESS: STREET 1: BLUE BELL EXECUTIVE CAMPUS STREET 2: 470 NORRISTOWN ROAD, SUITE 305 CITY: BLUE BELL STATE: PA ZIP: 19422 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001352860 XXXXXXXX 09-30-2016 09-30-2016 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

BLUE BELL EXECUTIVE CAMPUS 470 NORRISTOWN ROAD, SUITE 305 BLUE BELL PA 19422

13F HOLDINGS REPORT 028-11658 N Justin Capetola Chief Compliance Officer 610-825-3540 Justin Capetola Blue Bell PA 10-14-2016 0 465 171716 false INFORMATION TABLE 2 bluebell13f3q2016.xml SPDR S&P 500 ETF COM 78462F103 30734 142089 SH SOLE 0 0 142089 General American Investors COM 368802104 15226 466319 SH SOLE 0 0 466319 Adams Express Co COM 6212104 12082 918714 SH SOLE 0 0 918714 Tri Continental Corp COM 895436103 11288 527923 SH SOLE 0 0 527923 Liberty All Star Eq Fd COM 530158104 6531 1260646 SH SOLE 0 0 1260646 SPDR Dow Jones Industrial Aver COM 252787106 5716 31270 SH SOLE 0 0 31270 Dividend & Income Fund COM 25538A105 4451 397028 SH SOLE 0 0 397028 Special Opptys Fund COM 84741T104 4048 271487 SH SOLE 0 0 271487 Royce Value Trust COM 780910105 4021 317560 SH SOLE 0 0 317560 Schwab U.S. Large-Cap COM 808524201 3293 63779 SH SOLE 0 0 63779 Nuveen Dow 30 Dynamic Overwrit COM 67075F105 2877 199489 SH SOLE 0 0 199489 iShares Russell 2000 Index COM 464287655 2724 21925 SH SOLE 0 0 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Inc COM 882904105 10 1200 SH SOLE 0 0 1200 Matador Resources Co COM 576485205 10 400 SH SOLE 0 0 400 Call SPY DEC16 @ 207 COM 78462F903 10 8 SH Call SOLE 0 0 8 Arista Networks Inc COM 40413106 10 112 SH SOLE 0 0 112 DNB Financial Corp COM 233237106 10 367 SH SOLE 0 0 367 Wpx Energy Inc COM 98212B103 10 687 SH SOLE 0 0 687 Jf China Region Fund Inc COM 46614T107 9 505 SH SOLE 0 0 505 Guggenheim Spin-Off COM 18383M605 9 200 SH SOLE 0 0 200 Zoe's Kitchen Inc COM 98979J109 9 375 SH SOLE 0 0 375 iShares MSCI ACWI Ex-US COM 464288240 9 200 SH SOLE 0 0 200 GSV Capital Corp COM 36191J101 9 1700 SH SOLE 0 0 1700 Gilead Sciences Inc COM 375558103 8 100 SH SOLE 0 0 100 Guggenheim Russell Top 50 Mega COM 78355W205 8 50 SH SOLE 0 0 50 Guggenheim S&P MidCap 400 Pure COM 78355W601 7 55 SH SOLE 0 0 55 iShares MSCI EAFE Growth Index COM 464288885 7 100 SH SOLE 0 0 100 Barclays iPath S&P 500 BuyWrit COM 06739F135 7 100 SH SOLE 0 0 100 Sprott Phys Gld Tr Etn COM 85207H104 7 614 SH SOLE 0 0 614 SPDR S&P China ETF COM 78463X400 7 84 SH SOLE 0 0 84 Sector Spdr Consumer Fd COM 81369Y407 7 82 SH SOLE 0 0 82 Madison Strat Sectr Prem COM 558268108 7 554 SH SOLE 0 0 554 IQ Global Agribusiness Small C COM 45409B834 7 200 SH SOLE 0 0 200 Put SPY NOV16 @ 216 COM 78462F953 7 16 SH Put SOLE 0 0 16 Call SPY JAN17 @ 204 COM 78462F903 7 4 SH Call SOLE 0 0 4 Call SPY DEC16 @ 198 COM 78462F903 6 3 SH Call SOLE 0 0 3 Guggenheim BRIC COM 18383M100 6 200 SH SOLE 0 0 200 Guggenheim Canadian Energy Inc COM 18383Q606 6 650 SH SOLE 0 0 650 Blackrock Intl Growth Tr COM 92524107 6 933 SH SOLE 0 0 933 Voya Emerging Markets High Div COM 92912P108 6 666 SH SOLE 0 0 666 Sprott Phys Sil Tr Etf COM 85207K107 6 736 SH SOLE 0 0 736 Guggenheim China Technology ET COM 18383Q135 6 130 SH SOLE 0 0 130 Pacholder High Yield Cf COM 693742108 6 728 SH SOLE 0 0 728 Ellsworth Cv Grth&Inc Fd COM 289074106 6 621 SH SOLE 0 0 621 Eagle Capital Growth Fd COM 269451100 5 597 SH SOLE 0 0 597 Ishares Tr Goldman Sachs Natur COM 464287374 5 132 SH SOLE 0 0 132 Eaton Vance Tax Mgd Glbl COM 27829C105 5 413 SH SOLE 0 0 413 Call SPY OCT16 @ 214 COM 78462F903 5 11 SH Call SOLE 0 0 11 Call AIG NOV16 @ 52.50 COM 026874904 5 6 SH Call SOLE 0 0 6 Blackrock Global Energy COM 09250U101 5 300 SH SOLE 0 0 300 Foxby Corp COM 351645106 5 2400 SH SOLE 0 0 2400 VanEck Vectors Gold Miners ETF COM 57060U100 4 150 SH SOLE 0 0 150 Call IWM JAN17 @ 85 COM 464287905 4 1 SH Call SOLE 0 0 1 Call SPY JAN17 @ 199 COM 78462F903 4 2 SH Call SOLE 0 0 2 YieldShares High Income ETF COM 301505301 4 200 SH SOLE 0 0 200 Call IWM OCT16 @ 122 COM 464287905 4 12 SH Call SOLE 0 0 12 Exone Company COM 302104104 4 250 SH SOLE 0 0 250 Call SPY DEC16 @ 199 COM 78462F903 4 2 SH Call SOLE 0 0 2 VanEck Vectors Vietnam ETF COM 57060U761 4 250 SH SOLE 0 0 250 ETRACS 2x Closed-End Fund ETN COM 90270L842 4 200 SH SOLE 0 0 200 Call SPY DEC16 @ 214 COM 78462F903 4 5 SH Call SOLE 0 0 5 Guggenheim S&P 500 Equal Weigh COM 78355W866 4 55 SH SOLE 0 0 55 Bancroft Conv Fund Inc COM 59695106 4 156 SH SOLE 0 0 156 Guggenheim S&P500 Eq Weight Fi COM 78355W858 4 100 SH SOLE 0 0 100 PowerShares S&P Intl Dev Low V COM 73937B688 4 100 SH SOLE 0 0 100 Lazard World Div & Incm COM 521076109 4 300 SH SOLE 0 0 300 Singapore Fund Inc COM 82929L109 3 319 SH SOLE 0 0 319 Calamos Conv Opprtnty Fd COM 128117108 3 287 SH SOLE 0 0 287 iShares MSCI EAFE Index Fund COM 464287465 3 50 SH SOLE 0 0 50 Call QQQ OCT16 @ 105 COM 78462F903 3 2 SH Call SOLE 0 0 2 iShares S&P GSCI Commodity-Ind COM 46428R107 3 186 SH SOLE 0 0 186 Guggenheim China All-Cap ETF COM 18385P101 3 100 SH SOLE 0 0 100 3 D Systems Corp COM 88554D205 3 150 SH SOLE 0 0 150 Southern Copper Corp COM 843611104 3 101 SH SOLE 0 0 101 Call IWM OCT16 @ 118 COM 464287905 3 4 SH Call SOLE 0 0 4 Call SPY OCT16 @ 215 COM 78462F903 3 8 SH Call SOLE 0 0 8 Call DIA DEC16 @ 179 COM 78467X909 3 4 SH Call SOLE 0 0 4 Call IWM OCT16 @ 120 COM 464287905 3 5 SH Call SOLE 0 0 5 Spdr S&P Emerging Latin COM 78463X707 3 50 SH SOLE 0 0 50 iShares International Select D COM 464288448 3 75 SH SOLE 0 0 75 Nuveen Qual Pfd Inc Fd COM 67072C105 3 231 SH SOLE 0 0 231 Gabelli Equity TRUST Inc COM 362397101 2 339 SH SOLE 0 0 339 PowerShares FTSE RAFI US 1000 COM 73935X583 2 20 SH SOLE 0 0 20 Call SPY OCT16 @ 218 COM 78462F903 2 13 SH Call SOLE 0 0 13 Bellatrix Exploration COM 78314101 2 1800 SH SOLE 0 0 1800 North European Oil Royalty COM 659310106 2 200 SH SOLE 0 0 200 Call SPY NOV16 @ 215 COM 78462F903 2 3 SH Call SOLE 0 0 3 Nuveen Muni High Inc Opp COM 670682103 2 97 SH SOLE 0 0 97 Call SPY JAN17 @ 215 COM 78462F903 2 2 SH Call SOLE 0 0 2 Nuveen Core Equity Fund COM 67090X107 2 100 SH SOLE 0 0 100 Westn Asset Claymore TIPS Fd COM 95766Q106 2 115 SH SOLE 0 0 115 Guggenheim S&P500 Eq Weight Te COM 78355W817 2 12 SH SOLE 0 0 12 Mac/First Glb Infrastructure COM 55607W100 2 98 SH SOLE 0 0 98 Call GSK NOV16 @ 41 COM 37733W905 2 5 SH Call SOLE 0 0 5 Put SPY DEC16 @ 206 COM 78462F953 2 4 SH Put SOLE 0 0 4 PowerShares S&P 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