The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BUNGE LTD | COM | G16962105 | 240 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
TEEKAY OFFSHORE PARTNERS LP | COM | Y8565J101 | 36 | 15,500 | SH | SOLE | 0 | 15,500 | 0 | ||
FRANKLIN NEW YORK TAX FREE | COM | 354130106 | 203 | 18,938 | SH | SOLE | 0 | 18,938 | 0 | ||
AERIE PHARMACEUTICALS COM | COM | 00771V108 | 2,062 | 33,500 | SH | SOLE | 0 | 33,500 | 0 | ||
ALIBABA GROUP HLDG LTD SPONSOR | COM | 01609w102 | 418 | 2,540 | SH | SOLE | 0 | 2,540 | 0 | ||
ALLY FINANCIAL INC | COM | 02005N100 | 278 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
ALPHABET INC CAP STK CL C | COM | 02079k107 | 1,695 | 1,420 | SH | SOLE | 500 | 920 | 0 | ||
ALTABA INC COM | COM | 021346101 | 204 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
AMAZON COM INC COM | COM | 023135106 | 385 | 192 | SH | SOLE | 0 | 192 | 0 | ||
AMERICAN INTERNATIONAL GROUP | COM | 026874784 | 266 | 5,000 | SH | SOLE | 4,000 | 1,000 | 0 | ||
AMERICAN TEL & TEL CO | COM | 00206R102 | 1,881 | 56,019 | SH | SOLE | 0 | 56,019 | 0 | ||
ANNALY MTG MGMT INC COM | COM | 035710409 | 286 | 28,000 | SH | SOLE | 0 | 28,000 | 0 | ||
APPLE COMPUTER INC W/RTS | COM | 037833100 | 9,076 | 40,206 | SH | SOLE | 750 | 39,356 | 100 | ||
APPLIED DNA SCIENCES I COM NEW | COM | 03815U201 | 74 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | ||
ARBOR RLTY TR INC COM | COM | 038923108 | 4,706 | 409,969 | SH | SOLE | 0 | 409,969 | 0 | ||
AVNET INC | COM | 053807103 | 1,030 | 23,000 | SH | SOLE | 2,500 | 19,900 | 600 | ||
BERKSHIRE HATHAWAY INC | COM | 084670108 | 3,520 | 11 | SH | SOLE | 0 | 11 | 0 | ||
BERKSHIRE HATHAWAY INC-DEL | COM | 084670702 | 492 | 2,300 | SH | SOLE | 0 | 2,300 | 0 | ||
BIOSIG TECH INC COM NEW | COM | 09073n201 | 89 | 16,000 | SH | SOLE | 0 | 16,000 | 0 | ||
BK TECHNOLOGIES INC COM | COM | 09180a100 | 6,001 | 1,481,748 | SH | SOLE | 0 | 1,481,748 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,418 | 38,950 | SH | SOLE | 3,500 | 34,650 | 800 | ||
CAPITAL PRODUCT PARTNE COM UNI | COM | Y11082107 | 120 | 43,280 | SH | SOLE | 0 | 43,280 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 274 | 1,800 | SH | SOLE | 0 | 1,800 | 0 | ||
CBS CORP NEW CL B | COM | 124857202 | 333 | 5,800 | SH | SOLE | 0 | 5,800 | 0 | ||
CELLDEX THERAPEUTICS I COM | COM | 15117b103 | 24 | 53,400 | SH | SOLE | 0 | 53,400 | 0 | ||
CHEMBIO DIAGNOSTICS IN COM NEW | COM | 163572209 | 1,056 | 100,535 | SH | SOLE | 41,000 | 56,035 | 3,500 | ||
CHIMERA INVT CORP COM NEW | COM | 16934q208 | 1,666 | 91,910 | SH | SOLE | 0 | 89,710 | 2,200 | ||
CITIGROUP INC | COM | 172967424 | 2,061 | 28,725 | SH | SOLE | 6,000 | 22,525 | 200 | ||
COGNIZANT TECH SOLUTNS CL A | COM | 192446102 | 405 | 5,250 | SH | SOLE | 0 | 5,250 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 201 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | ||
COLONY CAP INC NEW CL A COM | COM | 19626G108 | 996 | 163,614 | SH | SOLE | 0 | 160,329 | 3,285 | ||
COMCAST CORP NEW CL A | COM | 20030N101 | 806 | 22,775 | SH | SOLE | 0 | 22,775 | 0 | ||
CONOCO PHILLIPS | COM | 20825C104 | 747 | 9,650 | SH | SOLE | 0 | 9,650 | 0 | ||
CORENERGY INFRASTRUCTU COM NEW | COM | 21870u502 | 1,160 | 30,868 | SH | SOLE | 0 | 29,968 | 900 | ||
CPI AEROSTRUCTURES INC COM NEW | COM | 125919308 | 335 | 40,100 | SH | SOLE | 0 | 40,100 | 0 | ||
DELL TECHNOLOGIES INC COM CL V | COM | 24703l103 | 291 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
DELTA AIR LINES INC DE COM NEW | COM | 247361702 | 2,102 | 36,350 | SH | SOLE | 0 | 35,850 | 500 | ||
DEVON ENERGY CORP | COM | 25179M103 | 1,550 | 38,803 | SH | SOLE | 3,000 | 35,203 | 600 | ||
FACEBOOK INC CL A | COM | 30303M102 | 1,410 | 8,575 | SH | SOLE | 1,500 | 6,975 | 100 | ||
FALCON MINERALS CORP CL A COM | COM | 30607b109 | 1,122 | 102,000 | SH | SOLE | 0 | 102,000 | 0 | ||
FEDEX CORP | COM | 31428X106 | 277 | 1,150 | SH | SOLE | 0 | 1,150 | 0 | ||
GALECTIN THERAPEUTICS INC | COM | 363225202 | 1,338 | 222,700 | SH | SOLE | 0 | 222,700 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 891 | 78,925 | SH | SOLE | 0 | 78,925 | 0 | ||
GENERAL MOTORS CO | COM | 37045V100 | 3,454 | 102,593 | SH | SOLE | 9,000 | 92,293 | 1,300 | ||
GLOBAL SHIP LEASE INC SHS A | COM | y27183105 | 50 | 45,350 | SH | SOLE | 0 | 45,350 | 0 | ||
HC2 HLDGS INC COM | COM | 404139107 | 245 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
HCP INC COM | COM | 40414L109 | 445 | 16,900 | SH | SOLE | 0 | 16,900 | 0 | ||
HERCULES TECHNOLOGY GROWTH | COM | 427096508 | 3,145 | 239,017 | SH | SOLE | 25,000 | 212,128 | 1,889 | ||
HOUSTON AMERN ENERGY C COM | COM | 44183U100 | 343 | 1,558,959 | SH | SOLE | 0 | 1,558,959 | 0 | ||
INTEL CORP | COM | 458140100 | 828 | 17,500 | SH | SOLE | 0 | 17,500 | 0 | ||
INVESCO EXCHANGE TRADE AEROSPA | COM | 46137v100 | 283 | 4,600 | SH | SOLE | 0 | 4,600 | 0 | ||
INVESCO QQQ TR UNIT SER 1 | COM | 46090e103 | 389 | 2,095 | SH | SOLE | 0 | 2,095 | 0 | ||
ISHARES TR DJ US INDEX FD | COM | 464287846 | 210 | 1,440 | SH | SOLE | 0 | 1,440 | 0 | ||
ISHARES TR S&P 100 IDX FD | COM | 464287101 | 398 | 3,070 | SH | SOLE | 0 | 3,070 | 0 | ||
ISTAR FINANCIAL INC | COM | 45031U101 | 436 | 39,050 | SH | SOLE | 0 | 38,550 | 500 | ||
JOHNSON & JOHNSON | COM | 478160104 | 988 | 7,148 | SH | SOLE | 0 | 7,148 | 0 | ||
KENNEDY - WILSON HOLDINGS INC. | COM | 489398107 | 731 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
KKR & CO INC CL A | COM | 48251w104 | 4,827 | 177,000 | SH | SOLE | 15,000 | 158,900 | 3,100 | ||
LIONS GATE ENTERTAINMENT CORP | COM | 535919500 | 291 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
MACYS INC COM | COM | 55616p104 | 1,907 | 54,900 | SH | SOLE | 5,500 | 48,900 | 500 | ||
MEDICAL PPTYS TR INC COM | COM | 58463J304 | 3,160 | 211,950 | SH | SOLE | 0 | 210,750 | 1,200 | ||
MEDTRONIC PLC SHS | COM | g5960l103 | 1,144 | 11,625 | SH | SOLE | 0 | 11,625 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 1,813 | 25,550 | SH | SOLE | 0 | 25,550 | 0 | ||
METRO GOLDWYN MAYER COM | COM | 552953101 | 279 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MFA FINANCIAL INC | COM | 55272X102 | 380 | 51,700 | SH | SOLE | 0 | 51,700 | 0 | ||
MFS CHARTER INCOME TRUST-SBI | COM | 552727109 | 250 | 32,250 | SH | SOLE | 0 | 31,750 | 500 | ||
MICROSOFT CORP | COM | 594918104 | 4,542 | 39,715 | SH | SOLE | 11,000 | 27,715 | 1,000 | ||
MONDELEZ INTL INC CL A | COM | 609207105 | 1,655 | 38,523 | SH | SOLE | 0 | 37,423 | 1,100 | ||
MONMOUTH REAL ESTATE INVT CORP | COM | 609720107 | 1,445 | 86,400 | SH | SOLE | 0 | 85,500 | 900 | ||
NETFLIX INC COM | COM | 64110l106 | 1,088 | 2,907 | SH | SOLE | 0 | 2,907 | 0 | ||
NEWELL CO | COM | 651229106 | 2,154 | 106,110 | SH | SOLE | 10,000 | 94,110 | 2,000 | ||
NUVERRA ENVIRONMENTAL SHS | COM | 67091k302 | 398 | 35,758 | SH | SOLE | 0 | 35,758 | 0 | ||
OMEGA HEALTHCARE INVS COM | COM | 681936100 | 581 | 17,725 | SH | SOLE | 0 | 17,725 | 0 | ||
PEPSICO INC. | COM | 713448108 | 246 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | ||
PFIZER INC. | COM | 717081103 | 3,928 | 89,125 | SH | SOLE | 7,500 | 79,325 | 2,300 | ||
PICO HOLDINGS INC | COM | 693366205 | 263 | 20,957 | SH | SOLE | 20,957 | 0 | 0 | ||
PLATFORM SPECIALTY PRO COM | COM | 72766q105 | 156 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
PPL CORP COM | COM | 69351T106 | 219 | 7,500 | SH | SOLE | 0 | 7,500 | 0 | ||
PRESIDENTIAL RLTY NEW CL B | COM | 741004204 | 1 | 74,000 | SH | SOLE | 0 | 74,000 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 832 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | ||
READING INTERNATINAL CL A | COM | 755408101 | 491 | 31,100 | SH | SOLE | 18,500 | 12,600 | 0 | ||
RED LION HOTELS CORP | COM | 756764106 | 2,694 | 215,547 | SH | SOLE | 79,500 | 132,147 | 3,900 | ||
REDWOOD TR INC COM | COM | 758075402 | 568 | 34,966 | SH | SOLE | 0 | 33,966 | 1,000 | ||
RETAIL OPPORTUNITY INVESTMEN | COM | 76131N101 | 355 | 19,000 | SH | SOLE | 10,000 | 9,000 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 478 | 6,200 | SH | SOLE | 1,000 | 5,200 | 0 | ||
SANOFI SPONSORED ADR | COM | 80105n105 | 415 | 9,300 | SH | SOLE | 0 | 9,300 | 0 | ||
SAREPTA THERAPEUTICS I COM | COM | 803607100 | 646 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | ||
SECTOR SPDR TR SBI INT-ENERGY | COM | 81369Y506 | 403 | 5,318 | SH | SOLE | 0 | 5,318 | 0 | ||
SELECT SECTOR SPDR TR SBI HEAL | COM | 81369y209 | 249 | 2,620 | SH | SOLE | 0 | 2,620 | 0 | ||
SPDR GOLD TRUST GOLD SHS | COM | 78463v107 | 338 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
SPROTT PHYSICAL GOLD UNIT | COM | 85207H104 | 2,458 | 257,371 | SH | SOLE | 0 | 249,971 | 7,400 | ||
STONEMOR PARTNERS L P COM UNIT | COM | 86183Q100 | 218 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
TEEKAY SHIPPNG MARS IS COM | COM | Y8564W103 | 145 | 21,500 | SH | SOLE | 20,000 | 1,500 | 0 | ||
TRINITY BIOTECH PLC-SPON ADR | COM | 896438306 | 79 | 19,728 | SH | SOLE | 5,000 | 14,728 | 0 | ||
UNITED PARCEL SVC INC | COM | 911312106 | 210 | 1,800 | SH | SOLE | 0 | 1,800 | 0 | ||
VANGUARD INDEX FDS REIT ETF | COM | 922908553 | 330 | 4,095 | SH | SOLE | 0 | 4,095 | 0 | ||
VANGUARD INDEX FDS STK MRK ETF | COM | 922908769 | 405 | 2,705 | SH | SOLE | 0 | 2,705 | 0 | ||
VENTAS INC COM | COM | 92276F100 | 1,414 | 26,000 | SH | SOLE | 0 | 26,000 | 0 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 348 | 6,524 | SH | SOLE | 0 | 6,524 | 0 | ||
VERTEX ENERGY INC COM | COM | 92534K107 | 625 | 365,769 | SH | SOLE | 0 | 365,769 | 0 | ||
VOLT INFO SCIENCES INC | COM | 928703107 | 1,346 | 349,488 | SH | SOLE | 70,000 | 272,488 | 7,000 | ||
WAL-MART STORES INC. | COM | 931142103 | 979 | 10,425 | SH | SOLE | 0 | 10,125 | 300 | ||
WALGREENS BOOTS ALLIAN COM | COM | 931427108 | 2,059 | 28,250 | SH | SOLE | 5,000 | 22,750 | 500 | ||
WALT DISNEY CO W/RTS TO PUR | COM | 254687106 | 944 | 8,073 | SH | SOLE | 0 | 8,073 | 0 | ||
SEASPAN CORPORATION CUM RED | PRD | Y75638208 | 718 | 28,850 | SH | SOLE | 0 | 28,850 | 0 | ||
TSAKOS ENERGY NAVIGATION LT | PRD | G9108L124 | 255 | 10,100 | SH | SOLE | 0 | 10,100 | 0 | ||
B RILEY FINL INC SR NT 27 | PRD | 05580m306 | 305 | 11,947 | SH | SOLE | 0 | 9,947 | 2,000 | ||
B RILEY FINL INC SR NT 7.25 2 | PRD | 05580m405 | 921 | 36,600 | SH | SOLE | 0 | 35,100 | 1,500 | ||
CHS INC 8 CUM REDEEMABLE PFD | PRD | 12542R209 | 1,058 | 35,707 | SH | SOLE | 0 | 33,107 | 2,600 | ||
GOLDMAN SACHS GROUP PFD A 1/10 | PRD | 38143Y665 | 984 | 43,369 | SH | SOLE | 0 | 38,369 | 5,000 | ||
METLIFE INC PFD A FLT RATE | PRD | 59156R504 | 534 | 21,200 | SH | SOLE | 0 | 20,400 | 800 | ||
MORGAN STANLEY DEP SHS REPSTG | PRD | 61747S504 | 537 | 23,705 | SH | SOLE | 0 | 20,505 | 3,200 | ||
ABERDEEN ASIA PAC INCM COM | COM | 003009107 | 107 | 25,800 | SH | SOLE | 0 | 25,800 | 0 | ||
ALLIANCEBERNSTEIN MUN N Y PTFL | COM | 018642207 | 287 | 29,597 | SH | SOLE | 0 | 29,597 | 0 | ||
BLACKROCK CORE BD TR SHS BEN I | COM | 09249E101 | 1,052 | 82,294 | SH | SOLE | 0 | 82,294 | 0 | ||
BLACKROCK MUNIHLDNGS C COM | COM | 09254L107 | 314 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | ||
BLACKSTONE GSO RTE FND COM | COM | 09256U105 | 1,217 | 67,628 | SH | SOLE | 0 | 67,628 | 0 | ||
BOULDER GROWTH & INCOM COM | COM | 101507101 | 1,563 | 139,400 | SH | SOLE | 0 | 134,900 | 4,500 | ||
EATON VANCE MUNS TR EV NY MUN | COM | 27826l322 | 139 | 14,147 | SH | SOLE | 0 | 14,147 | 0 | ||
FPA NEW INCOME INC COM | COM | 302544101 | 187 | 18,776 | SH | SOLE | 0 | 18,776 | 0 | ||
LEUTHOLD FDS INC GRIZZLY SHORT | COM | 527289797 | 929 | 52,650 | SH | SOLE | 0 | 51,275 | 1,375 | ||
LORD ABBETT INVT TR SH DURA IN | COM | 543916464 | 145 | 34,960 | SH | SOLE | 0 | 34,960 | 0 | ||
LORD ABBETT MUNI INCOM N Y SER | COM | 543902209 | 201 | 18,173 | SH | SOLE | 0 | 18,173 | 0 | ||
MFS INTER INCOME FD SH BEN INT | COM | 55273C107 | 227 | 60,300 | SH | SOLE | 0 | 60,300 | 0 | ||
NUVEEN DOW 30 DYNAMIC OVERWRIT | COM | 67075f105 | 736 | 37,206 | SH | SOLE | 0 | 37,206 | 0 | ||
NUVEEN PA INVT QUALITY COM | COM | 670972108 | 207 | 16,600 | SH | SOLE | 0 | 16,600 | 0 | ||
PIMCO CORPORATE OPP FD COM | COM | 72201B101 | 350 | 19,600 | SH | SOLE | 0 | 19,600 | 0 | ||
PIMCO DYNAMIC CR INCOM COM SHS | COM | 72202D106 | 371 | 15,400 | SH | SOLE | 0 | 15,400 | 0 | ||
RIVERPARK FDS TR STRAT INC RTA | COM | 76882k751 | 102 | 10,899 | SH | SOLE | 0 | 10,899 | 0 | ||
TEMPLETON INCOME TR GLO TOTRTN | COM | 880208855 | 710 | 61,219 | SH | SOLE | 0 | 61,219 | 0 | ||
BIOLINERX LTD SPONSORED ADR | ADR | 09071M106 | 153 | 143,000 | SH | SOLE | 0 | 143,000 | 0 | ||
ROYAL DUTCH SHELL PLC SPONS AD | ADR | 780259206 | 1,254 | 18,400 | SH | SOLE | 0 | 18,400 | 0 | ||
TEVA PHARMACEUTCL INDS ADR | ADR | 881624209 | 895 | 41,544 | SH | SOLE | 0 | 41,544 | 0 | ||
GM 10JUL19 18.33 C | Option | 37045V126 | 303 | 18,346 | SH | Call | SOLE | 11,445 | 6,901 | 0 |