0001140361-22-032215.txt : 20220902 0001140361-22-032215.hdr.sgml : 20220902 20220902161522 ACCESSION NUMBER: 0001140361-22-032215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220831 FILED AS OF DATE: 20220902 DATE AS OF CHANGE: 20220902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Magnetar Financial LLC CENTRAL INDEX KEY: 0001352851 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 221225298 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847)905-4400 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Magnetar Capital Partners LP CENTRAL INDEX KEY: 0001353085 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 221225297 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847)905-4400 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 FORMER NAME: FORMER CONFORMED NAME: Magnetar Capital Partners LLC DATE OF NAME CHANGE: 20060213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Supernova Management LLC CENTRAL INDEX KEY: 0001368026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 221225296 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVENUE, 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847) 905-4400 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVENUE, 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Litowitz Alec N CENTRAL INDEX KEY: 0001368027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 221225295 MAIL ADDRESS: STREET 1: C/O MAGNETAR FINANCIAL LLC STREET 2: 1603 ORRINGTON AVENUE, 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Ajax Corp. CENTRAL INDEX KEY: 0001614806 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465211780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13190 SW 68TH PARKWAY STREET 2: SUITE 110 CITY: TIGARD STATE: OR ZIP: 97223 BUSINESS PHONE: 503-505-5670 MAIL ADDRESS: STREET 1: 13190 SW 68TH PARKWAY STREET 2: SUITE 110 CITY: TIGARD STATE: OR ZIP: 97223 4 1 form4.xml FORM 4 X0306 4 2022-08-31 true 0001614806 Great Ajax Corp. AJX 0001352851 Magnetar Financial LLC 1603 ORRINGTON AVENUE, 13TH FLOOR EVANSTON IL 60201 true 0001353085 Magnetar Capital Partners LP 1603 ORRINGTON AVENUE, 13TH FLOOR EVANSTON IL 60201 true 0001368026 Supernova Management LLC 1603 ORRINGTON AVENUE, 13TH FLOOR EVANSTON IL 60201 true 0001368027 Litowitz Alec N 1603 ORRINGTON AVENUE, 13TH FLOOR EVANSTON IL 60201 true 7.25% Series A Fixed-to-Floating Rate Preferred Stock 2022-08-31 4 S 0 113483 24.57 D 0 I Magnetar Longhorn Fund LP 7.25% Series A Fixed-to-Floating Rate Preferred Stock 2022-08-31 4 S 0 245393 24.57 D 0 I Magnetar Structured Credit Fund, LP 7.25% Series A Fixed-to-Floating Rate Preferred Stock 2022-08-31 4 S 0 86601 24.57 D 0 I Purpose Alternative Credit Fund - F LLC 7.25% Series A Fixed-to-Floating Rate Preferred Stock 2022-08-31 4 S 0 43300 24.57 D 0 I Purpose Alternative Credit Fund - T LLC 7.25% Series A Fixed-to-Floating Rate Preferred Stock 2022-08-31 4 S 0 31990 24.57 D 124410 I Magnetar Constellation Fund V LLC 5.00% Series B Fixed-to-Floating Rate Preferred Stock 2022-08-31 4 S 0 147223 24.11 D 0 I Magnetar Constellation Master Fund, Ltd 5.00% Series B Fixed-to-Floating Rate Preferred Stock 2022-08-31 4 S 0 46555 24.11 D 181045 I Magnetar Constellation Fund V Ltd 5.00% Series B Fixed-to-Floating Rate Preferred Stock 2022-08-31 4 S 0 1040000 24.11 D 0 I Magnetar SC Fund Ltd 5.00% Series B Fixed-to-Floating Rate Preferred Stock 2022-08-31 4 S 0 245455 24.11 D 954545 I Magnetar Xing He Master Fund Ltd Series A Warrants (right to buy) 10 2022-08-31 4 S 0 76961 6.99 D 2020-08-05 2025-04-06 Common stock, par value $0.01 per share 76961 0 I Magnetar Longhorn Fund LP Series A Warrants (right to buy) 10 2022-08-31 4 S 0 167701 6.99 D 2020-08-05 2025-04-06 Common stock, par value $0.01 per share 167701 0 I Magnetar Structured Credit Fund, LP Series A Warrants (right to buy) 10 2022-08-31 4 S 0 108252 6.99 D 2020-08-05 2025-04-06 Common stock, par value $0.01 per share 108252 0 I Purpose Alternative Credit Fund - F LLC Series A Warrants (right to buy) 10 2022-08-31 4 S 0 54125 6.99 D 2020-08-05 2025-04-06 Common stock, par value $0.01 per share 54125 0 I Purpose Alternative Credit Fund - T LLC Series A Warrants (right to buy) 10 2022-08-31 4 S 0 39988 6.99 D 2020-08-05 2025-04-06 Common stock, par value $0.01 per share 39988 35012 I Magnetar Constellation Fund V LLC Series A Warrants (right to buy) 10 2022-08-31 4 S 0 64892 6.99 D 2020-08-05 2025-05-07 Common stock, par value $0.01 per share 64892 0 I Magnetar Longhorn Fund LP Series A Warrants (right to buy) 10 2022-08-31 4 S 0 139040 6.99 D 2020-08-05 2025-05-07 Common stock, par value $0.01 per share 139040 0 I Magnetar Structured Credit Fund, LP Series B Warrants (right to buy) 10 2022-08-31 4 S 0 184029 8.45 D 2020-08-05 2025-04-06 Common stock, par value $0.01 per share 184029 0 I Magnetar Constellation Master Fund, Ltd Series B Warrants (right to buy) 10 2022-08-31 4 S 0 58194 8.45 D 2020-08-05 2025-04-06 Common stock, par value $0.01 per share 58194 116806 I Magnetar Constellation Fund V Ltd Series B Warrants (right to buy) 10 2022-08-31 4 S 0 306819 8.45 D 2020-08-05 2025-04-06 Common stock, par value $0.01 per share 306819 1193181 I Magnetar Xing He Master Fund Ltd Series B Warrants (right to buy) 10 2022-08-31 4 S 0 1300000 8.45 D 2020-08-05 2025-04-06 Common stock, par value $0.01 per share 1300000 0 I Magnetar SC Fund Ltd Series A Warrants (right to buy) 10 2020-08-05 2025-05-07 Common stock, par value $0.01 per share 120500 120500 I Magnetar Constellation Fund V LLC Series B Warrants (right to buy) 10 2020-08-05 2025-05-07 Common stock, par value $0.01 per share 109500 109500 I Magnetar Constellation Fund V Ltd Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. /s/ Alec N. Litowitz, as Manager of Supernova Management LLC, which is the General Partner of Magnetar Capital Partners LP, which is in turn the Sole Member of Magnetar Financial LLC 2022-09-02 /s/ Alec N. Litowitz, as Manager of Supernova Management LLC, which is the General Partner of Magnetar Capital Partners LP 2022-09-02 /s/ Alec N. Litowitz, as Manager of Supernova Management LLC 2022-09-02 /s/ Alec N. Litowitz 2022-09-02