0001104659-19-008413.txt : 20190214 0001104659-19-008413.hdr.sgml : 20190214 20190214090041 ACCESSION NUMBER: 0001104659-19-008413 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Magnetar Financial LLC CENTRAL INDEX KEY: 0001352851 IRS NUMBER: 043818748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11800 FILM NUMBER: 19601257 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847)905-4400 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001352851 XXXXXXXX 12-31-2018 12-31-2018 false Magnetar Financial LLC

1603 ORRINGTON AVE. 13TH FLOOR EVANSTON IL 60201

13F HOLDINGS REPORT 028-11800 N MICHAEL TURRO 847-905-4690 MICHAEL TURRO EVANSTON IL 02-14-2019 1 275 4075795 false 1 0001520339 028-14458 MTP Energy Management LLC INFORMATION TABLE 2 a19-4564_1informationtable.xml INFORMATION TABLE AARONS INC COM PAR $0.50 002535300 235 5584 SH SOLE 5584 0 0 ACCURAY INC COM 004397105 38 11163 SH SOLE 11163 0 0 ACUITY BRANDS INC COM 00508Y102 230 2000 SH SOLE 2000 0 0 AK STL HLDG CORP COM 001547108 79 35117 SH SOLE 35117 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 367 3773 SH SOLE 3773 0 0 ALIGN TECHNOLOGY INC COM 016255101 206 983 SH SOLE 983 0 0 ALLERGAN PLC SHS G0177J108 868 6496 SH SOLE 6496 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 244 25303 SH SOLE 25303 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 433 28505 SH SOLE 28505 0 0 AMDOCS LTD SHS G02602103 510 8708 SH SOLE 8708 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 140 12624 SH SOLE 12624 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 333 3673 SH SOLE 3673 0 0 AMERICAN RENAL ASSOCIATES HO COM 029227105 1901 165000 SH SOLE 165000 0 0 AMERISOURCEBERGEN CORP COM 03073E105 343 4606 SH SOLE 4606 0 0 AMKOR TECHNOLOGY INC COM 031652100 150 22821 SH SOLE 22821 0 0 ANTERO RES CORP COM 03674X106 224 23804 SH SOLE 23804 0 0 AON PLC SHS CL A G0408V102 848 5833 SH SOLE 5833 0 0 APTARGROUP INC COM 038336103 418 4447 SH SOLE 4447 0 0 ARCH COAL INC CL A 039380407 257 3098 SH SOLE 3098 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 664 16199 SH SOLE 16199 0 0 ARRIS INTL INC SHS G0551A103 231282 7565641 SH SOLE 7565641 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 7292 192000 SH SOLE 192000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 691 5268 SH SOLE 5268 0 0 AVISTA CORP COM 05379B107 129119 3039532 SH SOLE 3039532 0 0 AXALTA COATING SYS LTD COM G0750C108 212 9069 SH SOLE 9069 0 0 BANK MONTREAL QUE COM 063671101 300 4598 SH SOLE 4598 0 0 BAXTER INTL INC COM 071813109 9831 149366 SH SOLE 149366 0 0 BB&T CORP COM 054937107 484 11172 SH SOLE 11172 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 320 33780 SH SOLE 33780 0 0 BECTON DICKINSON & CO COM 075887109 15467 68643 SH SOLE 68643 0 0 BELMOND LTD CL A G1154H107 88913 3552239 SH SOLE 3552239 0 0 BEMIS INC COM 081437105 46633 1015959 SH SOLE 1015959 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 681 3335 SH SOLE 3335 0 0 BIO RAD LABS INC CL A 090572207 1036 4463 SH SOLE 4463 0 0 BIOSCRIP INC COM 09069N108 47 13180 SH SOLE 13180 0 0 BOOKING HLDGS INC COM 09857L108 916 532 SH SOLE 532 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 117 10762 SH SOLE 10762 0 0 BUNGE LIMITED COM G16962105 8274 154824 SH SOLE 154824 0 0 CABOT CORP COM 127055101 225 5249 SH SOLE 5249 0 0 CACI INTL INC CL A 127190304 453 3145 SH SOLE 3145 0 0 CAMBREX CORP COM 132011107 1366 36170 SH SOLE 36170 0 0 CANADIAN NATL RY CO COM 136375102 433 5836 SH SOLE 5836 0 0 CASEYS GEN STORES INC COM 147528103 289 2257 SH SOLE 2257 0 0 CATALENT INC COM 148806102 5241 168103 SH SOLE 168103 0 0 CATERPILLAR INC DEL COM 149123101 236 1855 SH SOLE 1855 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 459 6156 SH SOLE 6156 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 315 1107 SH SOLE 1107 0 0 CIGNA CORP NEW COM ADDED 125523100 13056 68744 SH SOLE 68744 0 0 CISCO SYS INC COM 17275R102 234 5399 SH SOLE 5399 0 0 CITIGROUP INC COM NEW 172967424 204 3926 SH SOLE 3926 0 0 CNX RESOURCES CORPORATION COM 12653C108 298 26131 SH SOLE 26131 0 0 CONAGRA BRANDS INC COM 205887102 5774 270335 SH SOLE 270335 0 0 CONDUENT INC COM 206787103 123 11566 SH SOLE 11566 0 0 CONOCOPHILLIPS COM 20825C104 333 5346 SH SOLE 5346 0 0 CONSTELLATION BRANDS INC CL A 21036P108 6505 40449 SH SOLE 40449 0 0 CORELOGIC INC COM 21871D103 218 6527 SH SOLE 6527 0 0 CVS HEALTH CORP COM 126650100 5612 85659 SH SOLE 85659 0 0 DAVITA INC COM 23918K108 15326 297815 SH SOLE 297815 0 0 DEVON ENERGY CORP NEW COM 25179M103 289 12843 SH SOLE 12843 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 333 36648 SH SOLE 36648 0 0 DONNELLEY R R & SONS CO COM 257867200 84 21103 SH SOLE 21103 0 0 DOUGLAS EMMETT INC COM 25960P109 530 15526 SH SOLE 15526 0 0 DOVER CORP COM 260003108 512 7222 SH SOLE 7222 0 0 DRIVE SHACK INC COM 262077100 44 11170 SH SOLE 11170 0 0 EASTMAN CHEM CO COM 277432100 238 3251 SH SOLE 3251 0 0 EATON VANCE CORP COM NON VTG 278265103 411 11673 SH SOLE 11673 0 0 ECOLAB INC COM 278865100 721 4894 SH SOLE 4894 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 7434 235770 SH SOLE 235770 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 66483 2219044 SH SOLE 2219044 0 0 ENBRIDGE INC COM 29250N105 15176 488277 SH DFND 1 488277 0 0 ENCANA CORP COM 292505104 11560 2000000 SH DFND 1 2000000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 64888 4912074 SH DFND 1 4912074 0 0 ENGILITY HLDGS INC NEW COM 29286C107 3426 120369 SH SOLE 120369 0 0 EQUINIX INC COM PAR $0.001 29444U700 1044 2962 SH SOLE 2962 0 0 ESSENDANT INC COM 296689102 170 13531 SH SOLE 13531 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 147147 1211582 SH SOLE 1211582 0 0 EXTERRAN CORP COM 30227H106 34985 1976557 SH DFND 1 1976557 0 0 EXTERRAN CORP COM 30227H106 2270 40 SH SOLE 2270 0 0 EXXON MOBIL CORP COM 30231G102 1023 14997 SH SOLE 14997 0 0 FCB FINL HLDGS INC CL A 30255G103 25635 763402 SH SOLE 763402 0 0 FINISAR CORP COM NEW 31787A507 125788 5823496 SH SOLE 5823496 0 0 FIRST DATA CORP NEW COM CL A 32008D106 3214 190055 SH SOLE 190055 0 0 FISERV INC COM 337738108 426 5801 SH SOLE 5801 0 0 FORTIVE CORP COM 34959J108 897 13251 SH SOLE 13251 0 0 GARTNER INC COM 366651107 280 2192 SH SOLE 2192 0 0 GENERAL DYNAMICS CORP COM 369550108 1033 6568 SH SOLE 6568 0 0 GENTHERM INC COM 37253A103 227 5671 SH SOLE 5671 0 0 GILEAD SCIENCES INC COM 375558103 2736 43744 SH SOLE 43744 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 2654 386310 SH SOLE 386310 0 0 GREEN BANCORP INC COM 39260X100 1448 84473 SH SOLE 84473 0 0 GROUPON INC COM 399473107 262 81889 SH SOLE 81889 0 0 HCA HEALTHCARE INC COM 40412C101 341 2737 SH SOLE 2737 0 0 HENRY JACK & ASSOC INC COM 426281101 719 5684 SH SOLE 5684 0 0 HIGHWOODS PPTYS INC COM 431284108 882 22786 SH SOLE 22786 0 0 HONEYWELL INTL INC COM 438516106 537 4066 SH SOLE 4066 0 0 HP INC COM 40434L105 316 15428 SH SOLE 15428 0 0 HUNT J B TRANS SVCS INC COM 445658107 344 3693 SH SOLE 3693 0 0 IKANG HEALTHCARE GROUP INC SPONSORED ADR 45174L108 1833 89947 SH SOLE 89947 0 0 INFRAREIT INC COM 45685L100 43665 2077303 SH SOLE 2077303 0 0 INGERSOLL-RAND PLC SHS G47791101 489 5358 SH SOLE 5358 0 0 INGREDION INC COM 457187102 327 3576 SH SOLE 3576 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 205886 4251203 SH SOLE 4251203 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 240 1791 SH SOLE 1791 0 0 INTL PAPER CO COM 460146103 315 7810 SH SOLE 7810 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 3931 129996 SH SOLE 129996 0 0 INVITATION HOMES INC COM 46187W107 216 10759 SH SOLE 10759 0 0 JETBLUE AIRWAYS CORP COM 477143101 215 13398 SH SOLE 13398 0 0 KEYW HLDG CORP COM 493723100 75 11172 SH SOLE 11172 0 0 KILROY RLTY CORP COM 49427F108 233 3704 SH SOLE 3704 0 0 KLA-TENCOR CORP COM 482480100 233 2602 SH SOLE 2602 0 0 KORNIT DIGITAL LTD SHS M6372Q113 1876 100200 SH SOLE 100200 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2174 17207 SH SOLE 17207 0 0 LAREDO PETROLEUM INC COM 516806106 186 51297 SH SOLE 51297 0 0 LAUDER ESTEE COS INC CL A 518439104 524 4027 SH SOLE 4027 0 0 LEIDOS HLDGS INC COM 525327102 730 13839 SH SOLE 13839 0 0 LILLY ELI & CO COM 532457108 463 4000 SH SOLE 4000 0 0 LINCOLN ELEC HLDGS INC COM 533900106 236 2996 SH SOLE 2996 0 0 LINCOLN NATL CORP IND COM 534187109 433 8438 SH SOLE 8438 0 0 LSC COMMUNICATIONS INC COM 50218P107 10363 1480399 SH SOLE 1480399 0 0 M & T BK CORP COM 55261F104 501 3500 SH SOLE 3500 0 0 MARATHON PETE CORP COM 56585A102 49616 840800 SH DFND 1 840800 0 0 MARRIOTT INTL INC NEW CL A 571903202 349 3215 SH SOLE 3215 0 0 MARSH & MCLENNAN COS INC COM 571748102 256 3216 SH SOLE 3216 0 0 MB FINANCIAL INC NEW COM 55264U108 56877 1435188 SH SOLE 1435188 0 0 MCKESSON CORP COM 58155Q103 10252 92799 SH SOLE 92799 0 0 MEDTRONIC PLC SHS G5960L103 20738 227988 SH SOLE 227988 0 0 MERCK & CO INC COM 58933Y105 11844 155000 SH SOLE 155000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 231 9508 SH SOLE 9508 0 0 MICHAELS COS INC COM 59408Q106 177 13075 SH SOLE 13075 0 0 MID AMER APT CMNTYS INC COM 59522J103 543 5672 SH SOLE 5672 0 0 MILACRON HLDGS CORP COM 59870L106 211 17704 SH SOLE 17704 0 0 MODERNA INC COM ADDED 60770K107 764 50000 SH SOLE 50000 0 0 MOLINA HEALTHCARE INC COM 60855R100 732 6300 SH SOLE 6300 0 0 MRC GLOBAL INC COM 55345K103 154 12590 SH SOLE 12590 0 0 NAVIGANT CONSULTING INC COM 63935N107 241 10003 SH SOLE 10003 0 0 NEVSUN RES LTD COM 64156L101 59139 13467808 SH SOLE 13467808 0 0 NEWELL BRANDS INC COM 651229106 237 12722 SH SOLE 12722 0 0 NEWFIELD EXPL CO COM 651290108 138491 9446896 SH SOLE 9446896 0 0 NORDSTROM INC COM 655664100 240 5158 SH SOLE 5158 0 0 NOVO-NORDISK A S ADR 670100205 9139 198377 SH SOLE 198377 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 387 29260 SH SOLE 29260 0 0 NUTRI SYS INC NEW COM 67069D108 82224 1873846 SH SOLE 1873846 0 0 NXSTAGE MEDICAL INC COM 67072V103 84925 2967320 SH SOLE 2967320 0 0 OASIS PETE INC NEW COM 674215108 76 13721 SH SOLE 13721 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 349 5691 SH SOLE 5691 0 0 OFFICE DEPOT INC COM 676220106 181 69989 SH SOLE 69989 0 0 ON SEMICONDUCTOR CORP COM 682189105 228 13795 SH SOLE 13795 0 0 ONEOK INC NEW COM 682680103 374 6925 SH SOLE 6925 0 0 OWENS ILL INC COM NEW 690768403 187 10860 SH SOLE 10860 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 68692 9282677 SH SOLE 9282677 0 0 PANDORA MEDIA INC COM 698354107 2290 283064 SH SOLE 283064 0 0 PARSLEY ENERGY INC CL A 701877102 17264 1080344 SH DFND 1 1080344 0 0 PARSLEY ENERGY INC CL A 701877102 1553 25 SH SOLE 1553 0 0 PATTERSON COMPANIES INC COM 703395103 203 10348 SH SOLE 10348 0 0 PDL BIOPHARMA INC COM 69329Y104 292 100689 SH SOLE 100689 0 0 PENN VA CORP NEW COM 70788V102 2848 52688 SH SOLE 52688 0 0 PHILLIPS 66 COM 718546104 435 5055 SH SOLE 5055 0 0 PLAINS GP HLDGS L 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INVESTMENTS CO COM 784117103 640 13850 SH SOLE 13850 0 0 SENDGRID INC COM 816883102 87049 2016423 SH SOLE 2016423 0 0 SHIRE PLC SPONSORED ADR 82481R106 198856 1142590 SH SOLE 1142590 0 0 SIMON PPTY GROUP INC NEW COM 828806109 943 5615 SH SOLE 5615 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 271 4050 SH SOLE 4050 0 0 SL GREEN RLTY CORP COM 78440X101 759 9603 SH SOLE 9603 0 0 SOUTHWESTERN ENERGY CO COM 845467109 39 11362 SH SOLE 11362 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3000 12004 SH SOLE 12004 0 0 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 215 5081 SH SOLE 5081 0 0 SPRINT CORP COM SER 1 85207U105 153005 26289445 SH SOLE 26289445 0 0 SPROUTS FMRS MKT INC COM 85208M102 246 10476 SH SOLE 10476 0 0 STATE BK FINL CORP COM 856190103 5058 234274 SH SOLE 234274 0 0 STERIS PLC SHS USD G84720104 366 3428 SH SOLE 3428 0 0 STEWART INFORMATION SVCS COR COM 860372101 44898 1084494 SH SOLE 1084494 0 0 SUNCOKE ENERGY INC COM 86722A103 91 10624 SH SOLE 10624 0 0 SYNEOS HEALTH INC CL A 87166B102 6777 172211 SH SOLE 172211 0 0 SYSCO CORP COM 871829107 442 7055 SH SOLE 7055 0 0 TARGA RES CORP COM 87612G101 10806 300000 SH DFND 1 300000 0 0 TESARO INC COM 881569107 102450 1379798 SH SOLE 1379798 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 8867 575001 SH SOLE 575001 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 446 8980 SH SOLE 8980 0 0 TRANSCANADA CORP COM 89353D107 47092 1319103 SH DFND 1 1319103 0 0 TRIBUNE MEDIA CO CL A 896047503 217342 4789389 SH SOLE 4789389 0 0 TYSON FOODS INC CL A 902494103 323 6048 SH SOLE 6048 0 0 U S G CORP COM NEW 903293405 154722 3626874 SH SOLE 3626874 0 0 UNIFI INC COM NEW 904677200 218 9541 SH SOLE 9541 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1019 9573 SH SOLE 9573 0 0 UNITEDHEALTH GROUP INC COM 91324P102 278 1117 SH SOLE 1117 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 2797 24000 SH SOLE 24000 0 0 US BANCORP DEL COM NEW 902973304 1038 22704 SH SOLE 22704 0 0 US FOODS HLDG CORP COM 912008109 2929 92572 SH SOLE 92572 0 0 VECTREN CORP COM 92240G101 186773 2594786 SH SOLE 2594786 0 0 VERISK ANALYTICS INC COM 92345Y106 218 1998 SH SOLE 1998 0 0 VIACOM INC NEW CL B 92553P201 210 8181 SH SOLE 8181 0 0 VISTEON CORP COM NEW 92839U206 209 3473 SH SOLE 3473 0 0 W & T OFFSHORE INC COM 92922P106 45 10980 SH SOLE 10980 0 0 WABASH NATL CORP COM 929566107 216 16524 SH SOLE 16524 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 210 3071 SH SOLE 3071 0 0 WATERS CORP COM 941848103 246 1306 SH SOLE 1306 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 661 2800 SH SOLE 2800 0 0 WESCO INTL INC COM 95082P105 231 4803 SH SOLE 4803 0 0 WILDHORSE RESOURCE DEV CORP COM 96812T102 32248 2285436 SH SOLE 2285436 0 0 WILLIAMS COS INC DEL COM 969457100 51967 2356774 SH DFND 1 2356774 0 0 ZYMEWORKS INC COM 98985W102 220 15000 SH SOLE 15000 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 11180 4606000 PRN SOLE 0 0 0 ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 36 125800 SH SOLE 125800 0 0 ALLERGAN PLC CALL G0177J908 2 122600 SH Call SOLE 122600 0 0 ALTUS MIDSTREAM CO CL A ADDED 02215L100 7730 1000000 SH DFND 1 1000000 0 0 AMCI ACQUISITION CORP UNIT 01/07/2019 ADDED 00165R200 8955 900000 SH SOLE 900000 0 0 ARYA SCIENCES ACQUISITION CO UNIT 10/04/2023 ADDED G3165V117 1551 150000 SH SOLE 150000 0 0 ARYA SCIENCES ACQUISITION CO SHS CL A ADDED G3165V109 1470 150000 SH SOLE 150000 0 0 ARYA SCIENCES ACQUISITION CO *W EXP 10/10/202 ADDED G3165V125 41 75000 SH SOLE 75000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 1071 1125000 PRN SOLE 0 0 0 AXONICS MODULATION TECH INC COM ADDED 05465P101 3333 220552 SH SOLE 220552 0 0 BOXWOOD MERGER CORP UNIT 11/26/2025 ADDED 10319T200 5959 600100 SH SOLE 600100 0 0 BSB BANCORP INC MD COM 05573H108 3268 116458 SH SOLE 116458 0 0 CENTERPOINT ENERGY INC DEP RP PFD CV B ADDED 15189T503 2857 56750 SH SOLE 56750 0 0 CF FIN ACQUISITION CORP UNIT 04/30/2025 ADDED 12528N206 5000 500000 SH SOLE 500000 0 0 CHASERG TECHNLGY ACQUISITN C CLASS A ADDED 16166A103 10648 1100000 SH SOLE 1100000 0 0 CHASERG TECHNLGY ACQUISITN C *W EXP 04/10/202 ADDED 16166A111 374 550000 SH SOLE 550000 0 0 CHURCHILL CAP CORP COM CL A ADDED 17142R103 52525 5500000 SH SOLE 5500000 0 0 CHURCHILL CAP CORP *W EXP 09/11/202 ADDED 17142R111 2406 2749999 SH SOLE 2749999 0 0 COLLIER CREEK HOLDINGS UNIT 99/99/9999 ADDED G22707122 5020 500000 SH SOLE 500000 0 0 COLLIER CREEK HOLDINGS *W EXP 99/99/999 ADDED G22707114 601 500700 SH SOLE 500700 0 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 13296 12625 SH SOLE 12625 0 0 CSW INDUSTRIALS INC COM 126402106 233 4826 SH SOLE 4826 0 0 DISH NETWORK CORP NOTE 3.375% 8/1 25470MAB5 916 1136000 PRN SOLE 0 0 0 ENSCO JERSEY FIN LTD NOTE 3.000% 1/3 29359WAB1 3374 5000000 PRN SOLE 0 0 0 ESTABLISHMENT LABS HLDGS INC COM G31249108 3440 125458 SH SOLE 125458 0 0 FINTECH ACQUISITION CORP III UNIT 12/01/2023 ADDED 31811A309 27081 2700000 SH SOLE 2700000 0 0 FORTIVE CORP 5% PFD CNV SER A 34959J207 3561 3915 SH SOLE 3915 0 0 GORES HOLDINGS III INC CLASS A ADDED 38286G109 14543 1500000 SH SOLE 1500000 0 0 GORES HOLDINGS III INC *W EXP 09/11/202 ADDED 38286G117 575 499998 SH SOLE 499998 0 0 GRAF INDL CORP COM ADDED 384278107 24240 2525000 SH SOLE 2525000 0 0 GRAF INDL CORP *W EXP 12/31/202 ADDED 384278115 1010 2525000 SH SOLE 2525000 0 0 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 1096 1125000 PRN SOLE 0 0 0 GUARANTY BANCORP DEL COM NEW 40075T607 7198 346912 SH SOLE 346912 0 0 GUARDANT HEALTH INC COM ADDED 40131M109 774 20600 SH SOLE 20600 0 0 ISTAR INC NOTE 3.125% 9/1 45031UCB5 7385 8125000 PRN SOLE 0 0 0 LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 6356 5125000 PRN SOLE 0 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 3549 4125000 PRN SOLE 0 0 0 MEGALITH FINL ACQUISITION CO CL A COM 58518F109 4855 500000 SH SOLE 500000 0 0 MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 229 500000 SH SOLE 500000 0 0 MERITOR INC NOTE 3.250%10/1 59001KAF7 10518 11900000 PRN SOLE 0 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 3905 3965000 PRN SOLE 0 0 0 MOTUS GI HLDGS INC COM 62014P108 1244 400000 SH SOLE 400000 0 0 NEOVASC INC COM NEW 64065J205 614 1018344 SH SOLE 1018344 0 0 NEXEO SOLUTIONS INC COM SHS 65342H102 17363 2021295 SH SOLE 2021295 0 0 NXP SEMICONDUCTORS N V CALL N6596X909 6 575900 SH Call SOLE 575900 0 0 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 962 1125000 PRN SOLE 0 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 1513 1125000 PRN SOLE 0 0 0 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 3330 3625000 PRN SOLE 0 0 0 RESTORATION HARDWARE HLDGS I NOTE 6/1 761283AD2 4067 3625000 PRN SOLE 0 0 0 SCHULTZE SPL PURP ACQUISITIO UNIT 12/31/2023 ADDED 80821R208 4539 455000 SH SOLE 455000 0 0 SEMPRA ENERGY 6% PFD CONV A 816851406 4673 48500 SH SOLE 48500 0 0 SHIP FINANCE INTERNATIONAL L NOTE 5.750%10/1 G81075AF3 1054 1125000 PRN SOLE 0 0 0 SOLARWINDS CORP COM ADDED 83417Q105 2351 170000 SH SOLE 170000 0 0 SPARTAN ENERGY ACQUISITON CO CL A COM STK ADDED 846784106 9630 1000000 SH SOLE 1000000 0 0 SPARTAN ENERGY ACQUISITON CO *W EXP 08/27/202 ADDED 846784122 323 333331 SH SOLE 333331 0 0 SPDR S&P 500 ETF TR PUT 78462F953 542 80000 SH Put SOLE 80000 0 0 THUNDER BRIDGE ACQUISITION L *W EXP 01/01/202 G8857R126 61 170100 SH SOLE 170100 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 4970 3625000 PRN SOLE 0 0 0