The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARCIMOTO INC | COM | 039587100 | 100 | 40 | SH | SOLE | 0 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209s103 | 940 | 13,158 | SH | SOLE | 13,158 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 270 | 231 | SH | SOLE | 231 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,288 | 7,612 | SH | SOLE | 7,612 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 229 | 7,774 | SH | SOLE | 7,774 | 0 | 0 | ||
BCE INC COM NPV ISIN#CA05534B7 | COM | 05534b760 | 350 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
BERKSHIRE HATHAWAY B NEW CLASS | COM | 084670207 | 5,588 | 28,190 | SH | SOLE | 28,190 | 0 | 0 | ||
BERKSHIRE HATHAWAY INCDEL CL A | COM | 084670108 | 2,381 | 8 | SH | SOLE | 8 | 0 | 0 | ||
BRIT AMER TOBACCO F SPONSORED | COM | 110448107 | 518 | 7,729 | SH | SOLE | 7,729 | 0 | 0 | ||
BlackRock Enhanced Equity Divi | COM | 09251A104 | 145 | 15,709 | SH | SOLE | 15,709 | 0 | 0 | ||
CHARLES SCHWAB US REIT ETF | COM | 808524847 | 4,896 | 117,635 | SH | SOLE | 117,635 | 0 | 0 | ||
CHEVRON CORPORATION | COM | 166764100 | 409 | 3,269 | SH | SOLE | 3,269 | 0 | 0 | ||
COHERENT INC | COM | 192479103 | 2,699 | 9,565 | SH | SOLE | 9,565 | 0 | 0 | ||
COMCAST CORPORATION CLASS A | COM | 20030n101 | 761 | 19,012 | SH | SOLE | 19,012 | 0 | 0 | ||
COMMERCIAL METALS CO | COM | 201723103 | 1,068 | 50,100 | SH | SOLE | 50,100 | 0 | 0 | ||
Calamos Global Dynamic Income | COM | 12811L107 | 124 | 13,710 | SH | SOLE | 13,710 | 0 | 0 | ||
Calamos Strategic Total Return | COM | 128125101 | 512 | 42,400 | SH | SOLE | 42,400 | 0 | 0 | ||
Cohen & Steers Infrastructure | COM | 19248A109 | 470 | 19,565 | SH | SOLE | 19,565 | 0 | 0 | ||
CommScope Holding Company, Inc | COM | 20337X109 | 363 | 9,594 | SH | SOLE | 9,594 | 0 | 0 | ||
Consumer Discret Sel Sect SPDR | COM | 81369y407 | 1,773 | 17,963 | SH | SOLE | 17,963 | 0 | 0 | ||
DURECT CORP COM | COM | 266605104 | 124 | 134,250 | SH | SOLE | 134,250 | 0 | 0 | ||
ENDURANCE INTL GROUP HLDGSINC | COM | 29272b105 | 1,092 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
ENERGY SELECT SECTOR SPDR FUND | COM | 81369Y506 | 40,912 | 566,176 | SH | SOLE | 566,176 | 0 | 0 | ||
ETSY INC | COM | 29786a106 | 358 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231g102 | 287 | 3,427 | SH | SOLE | 3,427 | 0 | 0 | ||
Eaton Vance Tax-Advantaged Div | COM | 27828G107 | 553 | 23,780 | SH | SOLE | 23,780 | 0 | 0 | ||
Eaton Vance Tax-Managed Divers | COM | 27828N102 | 152 | 12,509 | SH | SOLE | 12,509 | 0 | 0 | ||
FACEBOOK INC CLASS A | COM | 30303m102 | 928 | 5,261 | SH | SOLE | 5,261 | 0 | 0 | ||
First Trust Enhanced Equity In | COM | 337318109 | 300 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
GLAUKOS CORPORATION | COM | 377322102 | 258 | 10,064 | SH | SOLE | 10,064 | 0 | 0 | ||
GOGO INC COM | COM | 38046c109 | 169 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 5,178 | 69,732 | SH | SOLE | 69,732 | 0 | 0 | ||
Guggenheim Enhanced Equity Inc | COM | 40167B100 | 135 | 15,180 | SH | SOLE | 15,180 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 204 | 4,424 | SH | SOLE | 4,424 | 0 | 0 | ||
ISHARES 20 PLS YEAR TREASURY B | COM | 464287432 | 21,020 | 165,691 | SH | SOLE | 165,691 | 0 | 0 | ||
ISHARES CALIFORNIA MUNI BOND E | COM | 464288356 | 1,929 | 32,604 | SH | SOLE | 32,604 | 0 | 0 | ||
ISHARES CORE MSCI EAFE ETF | COM | 46432f842 | 16,738 | 253,257 | SH | SOLE | 253,257 | 0 | 0 | ||
ISHARES CORE MSCI EMERGING ETF | COM | 46434g103 | 8,170 | 143,587 | SH | SOLE | 143,587 | 0 | 0 | ||
ISHARES CORE S&P MID-CAPETF | COM | 464287507 | 430 | 2,267 | SH | SOLE | 2,267 | 0 | 0 | ||
ISHARES CORE US AGGREGATE BOND | COM | 464287226 | 5,156 | 47,163 | SH | SOLE | 47,163 | 0 | 0 | ||
ISHARES IBOXX INVT GRADE BOND | COM | 464287242 | 4,960 | 40,805 | SH | SOLE | 40,805 | 0 | 0 | ||
ISHARES MSCI ACWI ETF | COM | 464288257 | 11,257 | 156,152 | SH | SOLE | 156,152 | 0 | 0 | ||
ISHARES MSCI EAFE ETF | COM | 464287465 | 39,528 | 562,193 | SH | SOLE | 562,193 | 0 | 0 | ||
ISHARES MSCI EMERGING MKTS ETF | COM | 464287234 | 1,203 | 25,541 | SH | SOLE | 25,541 | 0 | 0 | ||
ISHARES NATIONAL MUNI BOND ETF | COM | 464288414 | 14,246 | 128,644 | SH | SOLE | 128,644 | 0 | 0 | ||
ISHARES RUSSELL 3000ETF | COM | 464287689 | 5,660 | 35,786 | SH | SOLE | 35,786 | 0 | 0 | ||
ISHARES SELECT DIVIDEND ETF IV | COM | 464287168 | 344 | 3,492 | SH | SOLE | 3,492 | 0 | 0 | ||
ISHARES U.S. REAL ESTATE | COM | 464287739 | 18,247 | 225,249 | SH | SOLE | 225,249 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 449 | 3,213 | SH | SOLE | 3,213 | 0 | 0 | ||
KLA-TENCOR CORP | COM | 482480100 | 454 | 4,322 | SH | SOLE | 4,322 | 0 | 0 | ||
LOXO ONCOLOGY | COM | 548862101 | 291 | 3,457 | SH | SOLE | 3,457 | 0 | 0 | ||
MAGELLAN MIDSTREAM P LP | COM | 559080106 | 490 | 6,902 | SH | SOLE | 6,902 | 0 | 0 | ||
MERCK & CO INC | COM | 58933y105 | 1,707 | 30,332 | SH | SOLE | 30,332 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 508 | 5,940 | SH | SOLE | 5,940 | 0 | 0 | ||
MULESOFT INC CL A | COM | 625207105 | 578 | 24,856 | SH | SOLE | 24,856 | 0 | 0 | ||
Materials Select Sector SPDR E | COM | 81369y100 | 454 | 7,497 | SH | SOLE | 7,497 | 0 | 0 | ||
NETFLIX INC | COM | 64110l106 | 2,741 | 14,280 | SH | SOLE | 14,280 | 0 | 0 | ||
NEXT FIFTEEN COMMU ORDF | COM | g6500g109 | 428 | 73,314 | SH | SOLE | 73,314 | 0 | 0 | ||
OCCIDENTAL PETROL CO | COM | 674599105 | 3,350 | 45,482 | SH | SOLE | 45,482 | 0 | 0 | ||
PENUMBRA INC | COM | 70975l107 | 2,849 | 30,279 | SH | SOLE | 30,279 | 0 | 0 | ||
PIMCO ACTIVE BOND ETF | COM | 72201r775 | 35,585 | 335,704 | SH | SOLE | 335,704 | 0 | 0 | ||
POWERSHARES QQQ TR UNITSER 1 | COM | 73935a104 | 693 | 4,450 | SH | SOLE | 4,450 | 0 | 0 | ||
PROSHARES LARGE CAP CORE PLUS | COM | 74347r248 | 653 | 9,780 | SH | SOLE | 9,780 | 0 | 0 | ||
R1 RCM INC COM | COM | 749397105 | 511 | 115,787 | SH | SOLE | 115,787 | 0 | 0 | ||
SCHWAB US AGGREGATE BOND ETF | COM | 808524839 | 1,724 | 33,121 | SH | SOLE | 33,121 | 0 | 0 | ||
SCHWAB US BROAD MARKET ETF | COM | 808524102 | 7,523 | 116,599 | SH | SOLE | 116,599 | 0 | 0 | ||
SECTOR SPDR HEALTH FUND SHARES | COM | 81369Y209 | 2,062 | 24,945 | SH | SOLE | 24,945 | 0 | 0 | ||
SECTOR SPDR INDL SELECT SHARES | COM | 81369y704 | 1,554 | 20,542 | SH | SOLE | 20,542 | 0 | 0 | ||
SECTOR SPDR TECH SELECT SHARES | COM | 81369y803 | 3,695 | 57,772 | SH | SOLE | 57,772 | 0 | 0 | ||
SECTOR SPDR TR CON STPLS SHARE | COM | 81369y308 | 1,112 | 19,538 | SH | SOLE | 19,538 | 0 | 0 | ||
SELECT SECTOR UTI SELECT SPDR | COM | 81369y886 | 1,784 | 33,858 | SH | SOLE | 33,858 | 0 | 0 | ||
SELECT STR FINANCIAL SELECT SP | COM | 81369y605 | 2,126 | 76,177 | SH | SOLE | 76,177 | 0 | 0 | ||
SERVICESOURCE INTL INCCOM | COM | 81763u100 | 2,028 | 656,440 | SH | SOLE | 656,440 | 0 | 0 | ||
SPDR GOLD SHARES ETF | COM | 78463v107 | 247 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SPDR S&P 500 ETF | COM | 78462f103 | 3,943 | 14,776 | SH | SOLE | 14,776 | 0 | 0 | ||
STATE STREET CORP | COM | 857477103 | 283 | 2,900 | SH | SOLE | 2,900 | 0 | 0 | ||
TESLA MOTORS | COM | 88160R101 | 7,783 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TEXAS INSTRUMENTS | COM | 882508104 | 217 | 2,075 | SH | SOLE | 2,075 | 0 | 0 | ||
Tekla Healthcare Investors | COM | 87911J103 | 370 | 16,386 | SH | SOLE | 16,386 | 0 | 0 | ||
Tri Continental Corp | COM | 895436103 | 220 | 8,175 | SH | SOLE | 8,175 | 0 | 0 | ||
VANGUARD FTSE DEVELOPED MKTS | COM | 921943858 | 89,070 | 1,985,511 | SH | SOLE | 1,985,511 | 0 | 0 | ||
VANGUARD FTSE EMERGING MKTS ET | COM | 922042858 | 73,687 | 1,605,038 | SH | SOLE | 1,605,038 | 0 | 0 | ||
VANGUARD INDEX FUNDS VANGUARD | COM | 922908769 | 142,027 | 1,034,802 | SH | SOLE | 1,034,802 | 0 | 0 | ||
VANGUARD INTERMEDIATE TERM COR | COM | 92206c870 | 1,192 | 13,637 | SH | SOLE | 13,637 | 0 | 0 | ||
VANGUARD LONG TERM TREASURY ET | COM | 92206c847 | 6,462 | 82,850 | SH | SOLE | 82,850 | 0 | 0 | ||
VANGUARD LTD TERM TAX EXEMPT A | COM | 922907886 | 1,113 | 102,229 | SH | SOLE | 102,229 | 0 | 0 | ||
VANGUARD MUNI BND TAX EXEMPT E | COM | 922907746 | 5,187 | 100,376 | SH | SOLE | 100,376 | 0 | 0 | ||
VANGUARD REAL ESTATE ETF | COM | 922908553 | 33,031 | 398,064 | SH | SOLE | 398,064 | 0 | 0 | ||
VANGUARD TOTAL BOND MARKET ETF | COM | 921937835 | 6,675 | 81,837 | SH | SOLE | 81,837 | 0 | 0 | ||
VANGUARD WORLD FDS VANGUARD EN | COM | 92204A306 | 15,824 | 159,915 | SH | SOLE | 159,915 | 0 | 0 | ||
WALT DISNEY CO | COM | 254687106 | 464 | 4,313 | SH | SOLE | 4,313 | 0 | 0 | ||
XTRACKERS MSCI EAFE HDGD EQY E | COM | 233051200 | 1,528 | 48,080 | SH | SOLE | 48,080 | 0 | 0 | ||
IVANHOE MINES LTD COMCL A ISIN | ADR | 46579r104 | 368 | 108,834 | SH | SOLE | 108,834 | 0 | 0 |