The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A T & T INC | COM | 00206r102 | 589 | 17,107 | SH | SOLE | 17,107 | 0 | 0 | ||
ABBVIE INC | COM | 00287y109 | 383 | 6,460 | SH | SOLE | 6,460 | 0 | 0 | ||
ACCRETIVE HEALTH INC COM | COM | 00438v103 | 401 | 125,338 | SH | SOLE | 125,338 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209s103 | 720 | 12,370 | SH | SOLE | 12,370 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 959 | 9,112 | SH | SOLE | 9,112 | 0 | 0 | ||
AllianzGI NFJ Dividend, Intere | COM | 01883A107 | 199 | 16,040 | SH | SOLE | 16,040 | 0 | 0 | ||
BCE INC COM NPV ISIN#CA05534B7 | COM | 05534b760 | 319 | 8,260 | SH | SOLE | 8,260 | 0 | 0 | ||
BERKSHIRE HATHAWAY B NEW CLASS | COM | 084670207 | 3,608 | 27,325 | SH | SOLE | 27,325 | 0 | 0 | ||
BERKSHIRE HATHAWAY INCDEL CL A | COM | 084670108 | 1,582 | 8 | SH | SOLE | 8 | 0 | 0 | ||
BlackRock Credit Allocation In | COM | 092508100 | 130 | 10,501 | SH | SOLE | 10,501 | 0 | 0 | ||
BlackRock Enhanced Equity Divi | COM | 09251A104 | 227 | 29,857 | SH | SOLE | 29,857 | 0 | 0 | ||
Brocade Communications Systems | COM | 111621306 | 920 | 100,230 | SH | SOLE | 100,230 | 0 | 0 | ||
CALIFORNIA RESOURCES CORP | COM | 13057Q107 | 42 | 17,946 | SH | SOLE | 17,946 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 204 | 8,110 | SH | SOLE | 8,110 | 0 | 0 | ||
CHARLES SCHWAB US REIT ETF | COM | 808524847 | 547 | 13,790 | SH | SOLE | 13,790 | 0 | 0 | ||
COMCAST CORPORATION CLASS A | COM | 20030n101 | 456 | 8,085 | SH | SOLE | 8,085 | 0 | 0 | ||
COMMERCIAL METALS CO | COM | 201723103 | 4,050 | 295,831 | SH | SOLE | 295,831 | 0 | 0 | ||
Calamos Global Dynamic Income | COM | 12811L107 | 233 | 32,570 | SH | SOLE | 32,570 | 0 | 0 | ||
Calamos Strategic Total Return | COM | 128125101 | 420 | 42,400 | SH | SOLE | 42,400 | 0 | 0 | ||
Cohen & Steers Infrastructure | COM | 19248A109 | 373 | 19,565 | SH | SOLE | 19,565 | 0 | 0 | ||
Coherent Inc. | COM | 192479103 | 1,172 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
Columbia Funds Trust XII - Lib | COM | 530158104 | 368 | 68,846 | SH | SOLE | 68,846 | 0 | 0 | ||
Core-Mark Holding Company, Inc | COM | 218681104 | 200 | 2,442 | SH | SOLE | 2,442 | 0 | 0 | ||
Costamare Inc. | COM | Y1771G102 | 252 | 24,170 | SH | SOLE | 24,170 | 0 | 0 | ||
DEUTSCH X TRKS MSCI EAFE HDG E | COM | 233051200 | 717 | 26,400 | SH | SOLE | 26,400 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 427 | 4,064 | SH | SOLE | 4,064 | 0 | 0 | ||
DUKE ENERGY CORP | COM | 26441C204 | 325 | 4,559 | SH | SOLE | 4,559 | 0 | 0 | ||
DURECT CORP COM | COM | 266605104 | 257 | 116,250 | SH | SOLE | 116,250 | 0 | 0 | ||
ENDURANCE INTERNATIONAL GROUP | COM | 29272B105 | 1,421 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
ENERGY SELECT SECTOR SPDR FUND | COM | 81369Y506 | 22,350 | 370,525 | SH | SOLE | 370,525 | 0 | 0 | ||
Eaton Vance Tax-Advantaged Div | COM | 27828G107 | 460 | 23,780 | SH | SOLE | 23,780 | 0 | 0 | ||
Eaton Vance Tax-Managed Buy-Wr | COM | 27828Y108 | 170 | 11,125 | SH | SOLE | 11,125 | 0 | 0 | ||
Eaton Vance Tax-Managed Divers | COM | 27828N102 | 343 | 30,659 | SH | SOLE | 30,659 | 0 | 0 | ||
Eaton Vance Tax-Managed Global | COM | 27829C105 | 180 | 16,040 | SH | SOLE | 16,040 | 0 | 0 | ||
FACEBOOK INC CLASS A | COM | 30303m102 | 273 | 2,610 | SH | SOLE | 2,610 | 0 | 0 | ||
First Trust Enhanced Equity In | COM | 337318109 | 310 | 23,503 | SH | SOLE | 23,503 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 564 | 18,112 | SH | SOLE | 18,112 | 0 | 0 | ||
GOGO INC COM ISIN#US38046C1099 | COM | 38046c109 | 1,711 | 96,105 | SH | SOLE | 96,105 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 5,071 | 84,290 | SH | SOLE | 84,290 | 0 | 0 | ||
Guggenheim Enhanced Equity Inc | COM | 40167B100 | 117 | 15,180 | SH | SOLE | 15,180 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 503 | 14,615 | SH | SOLE | 14,615 | 0 | 0 | ||
ISHARES 20+ YEAR TREASURY BOND | COM | 464287432 | 14,805 | 122,779 | SH | SOLE | 122,779 | 0 | 0 | ||
ISHARES CORE MSCI EAFE ETF ETF | COM | 46432F842 | 9,663 | 177,688 | SH | SOLE | 177,688 | 0 | 0 | ||
ISHARES CORE MSCI EMERGING ETF | COM | 46434g103 | 7,228 | 183,491 | SH | SOLE | 183,491 | 0 | 0 | ||
ISHARES CORE S&P MID-CAPETF | COM | 464287507 | 308 | 2,214 | SH | SOLE | 2,214 | 0 | 0 | ||
ISHARES CORE US AGGRGT BOND ET | COM | 464287226 | 2,256 | 20,884 | SH | SOLE | 20,884 | 0 | 0 | ||
ISHARES IBOXX INVT GRADE BOND | COM | 464287242 | 2,686 | 23,555 | SH | SOLE | 23,555 | 0 | 0 | ||
ISHARES MSCI ACWI ETF DV | COM | 464288257 | 4,355 | 78,010 | SH | SOLE | 78,010 | 0 | 0 | ||
ISHARES MSCI EAFE ETF | COM | 464287465 | 53,086 | 904,051 | SH | SOLE | 904,051 | 0 | 0 | ||
ISHARES MSCI EMERGING MKTS ETF | COM | 464287234 | 1,817 | 56,452 | SH | SOLE | 56,452 | 0 | 0 | ||
ISHARES MSCI JAPAN INDEX FUND | COM | 464286848 | 209 | 17,240 | SH | SOLE | 17,240 | 0 | 0 | ||
ISHARES NATIONL AMT FREE MUNI | COM | 464288414 | 6,884 | 62,177 | SH | SOLE | 62,177 | 0 | 0 | ||
ISHARES RUSSELL 3000ETF | COM | 464287689 | 4,014 | 33,366 | SH | SOLE | 33,366 | 0 | 0 | ||
ISHARES SELECT DIVIDEND ETF | COM | 464287168 | 256 | 3,411 | SH | SOLE | 3,411 | 0 | 0 | ||
ISHARES U.S. REAL ESTATE | COM | 464287739 | 15,358 | 204,556 | SH | SOLE | 204,556 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 320 | 3,117 | SH | SOLE | 3,117 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 396 | 5,990 | SH | SOLE | 5,990 | 0 | 0 | ||
KLA-TENCOR CORP COM | COM | 482480100 | 599 | 8,644 | SH | SOLE | 8,644 | 0 | 0 | ||
Kimberly-Clark Corporation | COM | 494368103 | 292 | 2,295 | SH | SOLE | 2,295 | 0 | 0 | ||
LENDINGCLUB CORPORATION | COM | 52603A109 | 145 | 13,104 | SH | SOLE | 13,104 | 0 | 0 | ||
MAGELLAN MIDSTREAM PARTNERS LP | COM | 559080106 | 245 | 3,606 | SH | SOLE | 3,606 | 0 | 0 | ||
MCCLATCHY CO HLDG CLASS A | COM | 579489105 | 31 | 25,323 | SH | SOLE | 25,323 | 0 | 0 | ||
MERCK & CO., INC. | COM | 58933Y105 | 1,551 | 29,368 | SH | SOLE | 29,368 | 0 | 0 | ||
METLIFE INC | COM | 59156r108 | 304 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 663 | 11,956 | SH | SOLE | 11,956 | 0 | 0 | ||
NETFLIX INC | COM | 64110l106 | 319 | 2,785 | SH | SOLE | 2,785 | 0 | 0 | ||
Neuberger Berman Real Estate S | COM | 64190A103 | 50 | 10,002 | SH | SOLE | 10,002 | 0 | 0 | ||
OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 3,086 | 45,639 | SH | SOLE | 45,639 | 0 | 0 | ||
PIMCO TOTAL RETURN ACTIVE EXCH | COM | 72201R775 | 32,349 | 310,394 | SH | SOLE | 310,394 | 0 | 0 | ||
POWERSHARES DB COMMODITYINDEX | COM | 73935s105 | 351 | 26,297 | SH | SOLE | 26,297 | 0 | 0 | ||
POWERSHARES EXCHANGE TRADEDFD | COM | 73936q769 | 208 | 9,290 | SH | SOLE | 9,290 | 0 | 0 | ||
POWERSHARES QQQ TRUST SRS 1 ET | COM | 73935a104 | 1,220 | 10,907 | SH | SOLE | 10,907 | 0 | 0 | ||
PRUDENTIAL FINANCIAL | COM | 744320102 | 239 | 2,940 | SH | SOLE | 2,940 | 0 | 0 | ||
REYNOLDS AMERICAN | COM | 761713106 | 657 | 14,228 | SH | SOLE | 14,228 | 0 | 0 | ||
SCHWAB US BROAD MARKET ETF | COM | 808524102 | 2,230 | 45,470 | SH | SOLE | 45,470 | 0 | 0 | ||
SELECT SECTOR UTI SELECT SPDR | COM | 81369y886 | 1,298 | 29,990 | SH | SOLE | 29,990 | 0 | 0 | ||
SPDR GOLD SHARES ETF | COM | 78463v107 | 203 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SPDR S&P 500 ETF IV | COM | 78462f103 | 3,408 | 16,717 | SH | SOLE | 16,717 | 0 | 0 | ||
Tekla Healthcare Investors | COM | 87911J103 | 486 | 16,386 | SH | SOLE | 16,386 | 0 | 0 | ||
VANGUARD FTSE DEVELOPED MARKET | COM | 921943858 | 23,442 | 638,394 | SH | SOLE | 638,394 | 0 | 0 | ||
VANGUARD FTSE EMERGING MKTS ET | COM | 922042858 | 58,704 | 1,794,686 | SH | SOLE | 1,794,686 | 0 | 0 | ||
VANGUARD INDEX FUNDS VANGUARD | COM | 922908769 | 86,740 | 831,636 | SH | SOLE | 831,636 | 0 | 0 | ||
VANGUARD REIT ETF IV | COM | 922908553 | 14,322 | 179,630 | SH | SOLE | 179,630 | 0 | 0 | ||
VANGUARD TOTAL BOND MARKET ETF | COM | 921937835 | 3,053 | 37,803 | SH | SOLE | 37,803 | 0 | 0 | ||
VANGUARD WORLD FDS VANGUARD EN | COM | 92204A306 | 24,041 | 289,228 | SH | SOLE | 289,228 | 0 | 0 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 583 | 12,604 | SH | SOLE | 12,604 | 0 | 0 | ||
Vanguard 500 ETF | COM | 922908363 | 365 | 1,950 | SH | SOLE | 1,950 | 0 | 0 | ||
Vanguard FTSE All-World ex-US | COM | 922042775 | 201 | 4,632 | SH | SOLE | 4,632 | 0 | 0 | ||
Vanguard FTSE Europe ETF | COM | 922042874 | 349 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Vanguard Growth ETF | COM | 922908736 | 411 | 3,860 | SH | SOLE | 3,860 | 0 | 0 | ||
Vanguard Mid-Cap Growth ETF | COM | 922908538 | 599 | 6,005 | SH | SOLE | 6,005 | 0 | 0 | ||
Vanguard Small-Cap Growth ETF | COM | 922908595 | 386 | 3,180 | SH | SOLE | 3,180 | 0 | 0 | ||
Virtus Total Return Fund | COM | 92829A103 | 42 | 10,950 | SH | SOLE | 10,950 | 0 | 0 | ||
WELLS FARGO & CO | COM | 949746101 | 408 | 7,505 | SH | SOLE | 7,505 | 0 | 0 | ||
IVANHOE MINES LTD COMCL A ISIN | ADR | 46579r104 | 96 | 217,634 | SH | SOLE | 217,634 | 0 | 0 |