0001352526-21-000001.txt : 20210203
0001352526-21-000001.hdr.sgml : 20210203
20210203093605
ACCESSION NUMBER: 0001352526-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210203
DATE AS OF CHANGE: 20210203
EFFECTIVENESS DATE: 20210203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hartford Financial Management Inc.
CENTRAL INDEX KEY: 0001352526
IRS NUMBER: 222937447
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11822
FILM NUMBER: 21584635
BUSINESS ADDRESS:
STREET 1: 1 CONSTITUTION PLAZA FLOOR 9
CITY: HARTFORD
STATE: CT
ZIP: 06103-1816
BUSINESS PHONE: 860-241-0028
MAIL ADDRESS:
STREET 1: 1 CONSTITUTION PLAZA FLOOR 9
CITY: HARTFORD
STATE: CT
ZIP: 06103-1816
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001352526
XXXXXXXX
12-31-2020
12-31-2020
Hartford Financial Management Inc.
1 CONSTITUTION PLAZA FLOOR 9
HARTFORD
CT
06103-1816
13F HOLDINGS REPORT
028-11822
N
Ann E. Cohen
Treasurer
860-241-0028
Ann E. Cohen
Hartford
CT
02-03-2021
0
351
377406
false
INFORMATION TABLE
2
Report13F123120.xml
REPORT 13F-HR 123120
3M CO
COM
88579Y101
2209
12640
SH
SOLE
640
0
12000
9 METERS BIOPHARMA INC
COM
654405109
3
4000
SH
SOLE
4000
0
0
ABBOTT LABS
COM
002824100
5969
54512
SH
SOLE
34421
0
20091
ABBVIE INC
COM
00287Y109
2143
20000
SH
SOLE
0
0
20000
ABEONA THERAPEUTICS INC
COM
00289Y107
10
6355
SH
SOLE
6355
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
4192
16050
SH
SOLE
50
0
16000
ACTINIUM PHARMACEUTICALS INC
COM
00507W206
5
598
SH
SOLE
598
0
0
ADIENT PLC
ORD SHS
G0084W101
2
58
SH
SOLE
58
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
2242
4483
SH
SOLE
1133
0
3350
ADVANCED MICRO DEVICES INC
COM
007903107
9
100
SH
SOLE
100
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
12
100
SH
SOLE
100
0
0
AIR PRODS & CHEMS INC
COM
009158106
1366
5000
SH
SOLE
0
0
5000
AIRBNB INC
COM CL A
009066101
20
135
SH
SOLE
135
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
52
225
SH
SOLE
225
0
0
ALLSTATE CORP
COM
020002101
20
184
SH
SOLE
184
0
0
ALPHABET INC
CAP STK CL A
02079K305
568
324
SH
SOLE
324
0
0
ALPHABET INC
CAP STK CL C
02079K107
3125
1784
SH
SOLE
1775
0
9
ALPS ETF TR
SECTR DIV DOGS
00162Q858
61
1377
SH
SOLE
1377
0
0
ALTRIA GROUP INC
COM
02209S103
1923
46904
SH
SOLE
3904
0
43000
ALTUS MIDSTREAM CO
COM NEW CL A
02215L209
28
600
SH
SOLE
600
0
0
AMAZON COM INC
COM
023135106
3185
978
SH
SOLE
972
0
6
AMERICAN ELEC PWR CO INC
COM
025537101
291
3500
SH
SOLE
3500
0
0
AMERICAN EXPRESS CO
COM
025816109
417
3446
SH
SOLE
3379
0
67
AMERICAN TOWER CORP NEW
COM
03027X100
8
35
SH
SOLE
35
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
6139
40000
SH
SOLE
0
0
40000
ANTHEM INC
COM
036752103
26
80
SH
SOLE
80
0
0
APACHE CORP
COM
037411105
57
4007
SH
SOLE
4007
0
0
APPLE INC
COM
037833100
9305
70124
SH
SOLE
69935
0
189
APPLIED MATLS INC
COM
038222105
4262
49390
SH
SOLE
49320
0
70
ARK ETF TR
NEXT GNRTN INTER
00214Q401
174
1188
SH
SOLE
1188
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
153
1230
SH
SOLE
575
0
655
ARK ETF TR
FINTECH INNOVA
00214Q708
79
1581
SH
SOLE
1581
0
0
ARK ETF TR
GENOMIC REV ETF
00214Q302
173
1854
SH
SOLE
1854
0
0
ARK ETF TR
AUTNMUS TECHNLGY
00214Q203
11156
146226
SH
SOLE
145426
0
800
AT&T INC
COM
00206R102
509
17691
SH
SOLE
17691
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
2340
13282
SH
SOLE
13282
0
0
AVANGRID INC
COM
05351W103
20
450
SH
SOLE
450
0
0
AZURRX BIOPHARMA INC
COM
05502L105
1
1000
SH
SOLE
1000
0
0
BARNES GROUP INC
COM
067806109
35
700
SH
SOLE
700
0
0
BAXTER INTL INC
COM
071813109
1179
14695
SH
SOLE
14674
0
21
BECTON DICKINSON & CO
COM
075887109
1794
7170
SH
SOLE
170
0
7000
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2518
10858
SH
SOLE
10843
0
15
BERKSHIRE HILLS BANCORP INC
COM
084680107
47
2743
SH
SOLE
2743
0
0
BEYOND MEAT INC
COM
08862E109
7
55
SH
SOLE
55
0
0
BIOGEN INC
COM
09062X103
28
115
SH
SOLE
115
0
0
BIOSIG TECHNOLOGIES INC
COM NEW
09073N201
24
6124
SH
SOLE
6124
0
0
BK OF AMERICA CORP
COM
060505104
1765
58229
SH
SOLE
58150
0
79
BLACKSTONE GROUP INC
COM CL A
09260D107
14
220
SH
SOLE
220
0
0
BOEING CO
COM
097023105
1829
8546
SH
SOLE
8540
0
6
BP PLC
SPONSORED ADR
055622104
99
4802
SH
SOLE
4802
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
3068
49456
SH
SOLE
49422
0
34
CABOT OIL & GAS CORP
COM
127097103
14
880
SH
SOLE
0
0
880
CAMPBELL SOUP CO
COM
134429109
5
111
SH
SOLE
111
0
0
CAPITAL ONE FINL CORP
COM
14040H105
297
3000
SH
SOLE
3000
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
5
240
SH
SOLE
240
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
993
26328
SH
SOLE
15228
0
11100
CATERPILLAR INC
COM
149123101
4666
25634
SH
SOLE
13623
0
12011
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
2
50
SH
SOLE
50
0
0
CENTERPOINT ENERGY INC
COM
15189T107
55
2520
SH
SOLE
2520
0
0
CHEMOURS CO
COM
163851108
63
2560
SH
SOLE
0
0
2560
CHEVRON CORP NEW
COM
166764100
2707
32051
SH
SOLE
20035
0
12016
CIGNA CORP NEW
COM
125523100
625
3000
SH
Put
SOLE
0
0
3000
CIGNA CORP NEW
COM
125523100
961
4618
SH
SOLE
4618
0
0
CISCO SYS INC
COM
17275R102
112
2500
SH
SOLE
2500
0
0
CITIGROUP INC
COM NEW
172967424
299
4844
SH
SOLE
4844
0
0
CLOROX CO DEL
COM
189054109
20
99
SH
SOLE
99
0
0
COCA COLA CO
COM
191216100
599
10920
SH
SOLE
10920
0
0
COHEN & STEERS REIT & PFD &I
COM
19247X100
18
800
SH
SOLE
800
0
0
COLGATE PALMOLIVE CO
COM
194162103
276
3228
SH
SOLE
3228
0
0
COMCAST CORP NEW
CL A
20030N101
2446
46673
SH
SOLE
46616
0
57
CONAGRA BRANDS INC
COM
205887102
51
1400
SH
SOLE
1400
0
0
CONOCOPHILLIPS
COM
20825C104
565
14119
SH
SOLE
119
0
14000
CONSOLIDATED EDISON INC
COM
209115104
15
207
SH
SOLE
207
0
0
CORNING INC
COM
219350105
1081
30028
SH
SOLE
29828
0
200
CORTEVA INC
COM
22052L104
502
12969
SH
SOLE
0
0
12969
COSTCO WHSL CORP NEW
COM
22160K105
5925
15724
SH
SOLE
9518
0
6206
COUPA SOFTWARE INC
COM
22266L106
14
40
SH
SOLE
40
0
0
CSX CORP
COM
126408103
8975
98896
SH
SOLE
58366
0
40530
CUMMINS INC
COM
231021106
1550
6823
SH
SOLE
23
0
6800
CVR PARTNERS LP
COM
126633205
10
644
SH
SOLE
644
0
0
CVS HEALTH CORP
COM
126650100
2480
36304
SH
SOLE
36272
0
32
DANAHER CORPORATION
COM
235851102
4096
18440
SH
SOLE
18389
0
51
DEERE & CO
COM
244199105
3280
12190
SH
SOLE
1190
0
11000
DELTA AIR LINES INC DEL
COM NEW
247361702
2
55
SH
SOLE
55
0
0
DIAGEO PLC
SPON ADR NEW
25243Q205
953
6000
SH
SOLE
0
0
6000
DIREXION SHS ETF TR
DLY SMCAP BULL3X
25459W847
27
400
SH
SOLE
0
0
400
DISNEY WALT CO
COM
254687106
8288
45744
SH
SOLE
45663
0
81
DOLLAR GEN CORP NEW
COM
256677105
42
200
SH
SOLE
200
0
0
DOMINION ENERGY INC
COM
25746U109
3218
42786
SH
SOLE
16763
0
26023
DOW INC
COM
260557103
984
17734
SH
SOLE
4637
0
13097
DUKE ENERGY CORP NEW
COM NEW
26441C204
1278
13954
SH
SOLE
1854
0
12100
DUPONT DE NEMOURS INC
COM
26614N102
2003
28174
SH
SOLE
15065
0
13109
EATON CORP PLC
SHS
G29183103
2403
20000
SH
SOLE
0
0
20000
EBAY INC.
COM
278642103
9
170
SH
SOLE
170
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
3
100
SH
SOLE
100
0
0
EMERSON ELEC CO
COM
291011104
1415
17600
SH
SOLE
0
0
17600
ENBRIDGE INC
COM
29250N105
1557
48664
SH
SOLE
48622
0
42
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
179
28946
SH
SOLE
28946
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
767
39158
SH
SOLE
39158
0
0
ENVESTNET INC
COM
29404K106
82
1000
SH
SOLE
1000
0
0
EQT CORP
COM
26884L109
5
370
SH
SOLE
370
0
0
EQUITRANS MIDSTREAM CORP
COM
294600101
4
456
SH
SOLE
456
0
0
EROS STX GLOBAL CORPORATION
SHS NEW
G3788M114
17
9500
SH
SOLE
9500
0
0
ETF SER SOLUTIONS
DEFIANCE NEXT
26922A289
20
601
SH
SOLE
601
0
0
EVERGY INC
COM
30034W106
2
44
SH
SOLE
44
0
0
EVERSOURCE ENERGY
COM
30040W108
34
388
SH
SOLE
388
0
0
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
45
740
SH
SOLE
740
0
0
EXELIXIS INC
COM
30161Q104
2
100
SH
SOLE
100
0
0
EXXON MOBIL CORP
COM
30231G102
2428
58897
SH
SOLE
42571
0
16326
FACEBOOK INC
CL A
30303M102
2664
9751
SH
SOLE
9682
0
69
FACTSET RESH SYS INC
COM
303075105
25
75
SH
SOLE
75
0
0
FEDEX CORP
COM
31428X106
519
2000
SH
SOLE
2000
0
0
FENNEC PHARMACEUTICALS INC
COM
31447P100
289
38848
SH
SOLE
36348
0
2500
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
6273
37339
SH
SOLE
37064
0
275
FIVERR INTL LTD
ORD SHS
M4R82T106
14
70
SH
SOLE
70
0
0
FORTIVE CORP
COM
34959J108
999
14103
SH
SOLE
14055
0
48
FORTRESS BIOTECH INC
COM
34960Q109
6
2000
SH
SOLE
2000
0
0
FOX CORP
CL A COM
35137L105
1
28
SH
SOLE
28
0
0
FUNKO INC
COM CL A
361008105
1
127
SH
SOLE
127
0
0
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
4
175
SH
SOLE
175
0
0
GENERAL ELECTRIC CO
COM
369604103
185
17153
SH
SOLE
16503
0
650
GENERAL MLS INC
COM
370334104
235
4000
SH
SOLE
4000
0
0
GENUINE PARTS CO
COM
372460105
2205
21952
SH
SOLE
21922
0
30
GILEAD SCIENCES INC
COM
375558103
4
70
SH
SOLE
70
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
29
800
SH
SOLE
800
0
0
GLYCOMIMETICS INC
COM
38000Q102
13
3500
SH
SOLE
3500
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1134
4300
SH
SOLE
4300
0
0
GUESS INC
COM
401617105
2
100
SH
SOLE
100
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
45
704
SH
SOLE
0
0
704
HARTFORD FINL SVCS GROUP INC
COM
416515104
130
2653
SH
SOLE
2653
0
0
HASBRO INC
COM
418056107
12
124
SH
SOLE
124
0
0
HERSHEY CO
COM
427866108
253
1664
SH
SOLE
1664
0
0
HOME DEPOT INC
COM
437076102
6051
22780
SH
SOLE
16662
0
6118
HONEYWELL INTL INC
COM
438516106
6352
29866
SH
SOLE
16658
0
13208
HP INC
COM
40434L105
16
650
SH
SOLE
650
0
0
IAC INTERACTIVECORP NEW
COM
44891N109
8
40
SH
SOLE
40
0
0
ILLINOIS TOOL WKS INC
COM
452308109
4494
22040
SH
SOLE
40
0
22000
ILLUMINA INC
COM
452327109
102
275
SH
SOLE
275
0
0
IMV INC
COM
44974L103
140
45315
SH
SOLE
45315
0
0
ING GROEP N.V.
SPONSORED ADR
456837103
11
1124
SH
SOLE
1124
0
0
INGERSOLL RAND INC
COM
45687V106
67
1465
SH
SOLE
1465
0
0
INGEVITY CORP
COM
45688C107
73
963
SH
SOLE
963
0
0
INTEL CORP
COM
458140100
5616
112727
SH
SOLE
84662
0
28065
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
58
500
SH
SOLE
500
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1318
10469
SH
SOLE
6969
0
3500
INTERNATIONAL PAPER CO
COM
460146103
1332
26783
SH
SOLE
26752
0
31
INTUITIVE SURGICAL INC
COM NEW
46120E602
2
2
SH
SOLE
2
0
0
INVESCO EXCH TRADED FD TR II
VAR RATE PFD
46138G870
55
2135
SH
SOLE
2135
0
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
5443
356667
SH
SOLE
356483
0
184
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
83
1971
SH
SOLE
1971
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL MAT
46137V316
338
2422
SH
SOLE
2300
0
122
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1027
8053
SH
SOLE
8053
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
2223
8497
SH
SOLE
8497
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
2409
9501
SH
SOLE
9501
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
409
1305
SH
SOLE
853
0
452
INVESCO TR INVT GRADE MUNS
COM
46131M106
23
1755
SH
SOLE
1755
0
0
ISHARES INC
MSCI GERMANY ETF
464286806
23
732
SH
SOLE
732
0
0
ISHARES INC
MSCI CDA ETF
464286509
23
744
SH
SOLE
744
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
2
25
SH
SOLE
25
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
5
30
SH
SOLE
30
0
0
ISHARES TR
US HLTHCARE ETF
464287762
13
51
SH
SOLE
51
0
0
ISHARES TR
CORE S&P500 ETF
464287200
40
107
SH
SOLE
107
0
0
ISHARES TR
SELECT DIVID ETF
464287168
11
110
SH
SOLE
110
0
0
ISHARES TR
US INDUSTRIALS
464287754
11
117
SH
SOLE
117
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
19
642
SH
SOLE
642
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
126
642
SH
SOLE
265
0
377
ISHARES TR
MSCI USA MMENTM
46432F396
116
718
SH
SOLE
718
0
0
ISHARES TR
EXPONENTIAL TECH
46434V381
67
1168
SH
SOLE
1168
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
406
1685
SH
SOLE
1685
0
0
ISHARES TR
CORE DIV GRWTH
46434V621
93
2078
SH
SOLE
2078
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
7857
67038
SH
SOLE
67038
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
741
14510
SH
SOLE
14510
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
4089
80514
SH
SOLE
80514
0
0
J P MORGAN EXCHANGE-TRADED F
DIVERSFD EQT ETF
46641Q845
6439
178763
SH
SOLE
178555
0
208
JOHNSON & JOHNSON
COM
478160104
5138
32644
SH
SOLE
16631
0
16013
JOHNSON CTLS INTL PLC
SHS
G51502105
917
19684
SH
SOLE
584
0
19100
JPMORGAN CHASE & CO
COM
46625H100
7968
62704
SH
SOLE
39007
0
23697
KEYCORP
COM
493267108
3694
225098
SH
SOLE
224868
0
230
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
7
50
SH
SOLE
50
0
0
KIMBERLY-CLARK CORP
COM
494368103
3679
27283
SH
SOLE
17272
0
10011
LAMB WESTON HLDGS INC
COM
513272104
37
466
SH
SOLE
466
0
0
LEGG MASON ETF INVT TR
L VOL H DIV ETF
52468L406
97
3000
SH
SOLE
3000
0
0
LILLY ELI & CO
COM
532457108
2516
14901
SH
SOLE
901
0
14000
LOCKHEED MARTIN CORP
COM
539830109
63
177
SH
SOLE
177
0
0
LOWES COS INC
COM
548661107
2316
14427
SH
SOLE
14401
0
26
LYFT INC
CL A COM
55087P104
12
240
SH
SOLE
240
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
550
6000
SH
SOLE
0
0
6000
MARATHON OIL CORP
COM
565849106
3
420
SH
SOLE
415
0
5
MARATHON PETE CORP
COM
56585A102
378
9146
SH
SOLE
8796
0
350
MASTERCARD INCORPORATED
CL A
57636Q104
414
1161
SH
SOLE
1161
0
0
MATCH GROUP INC NEW
COM
57667L107
13
86
SH
SOLE
86
0
0
MATINAS BIOPHARMA HLDGS INC
COM
576810105
3
2500
SH
SOLE
2500
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
2486
26000
SH
SOLE
0
0
26000
MCDONALDS CORP
COM
580135101
1020
4753
SH
SOLE
2353
0
2400
MEDTRONIC PLC
SHS
G5960L103
591
5041
SH
SOLE
741
0
4300
MERCK & CO. INC
COM
58933Y105
3426
41883
SH
SOLE
36251
0
5632
MICROSOFT CORP
COM
594918104
12177
54750
SH
SOLE
29423
0
25327
MONDELEZ INTL INC
CL A
609207105
3000
51313
SH
SOLE
50752
0
561
MOTUS GI HLDGS INC
COM
62014P108
1
1000
SH
SOLE
1000
0
0
NATIONAL ENERGY SERVICES REU
*W EXP 05/05/202
G6375R115
64
48010
SH
SOLE
48010
0
0
NATIONAL FUEL GAS CO N J
COM
636180101
1066
25919
SH
SOLE
25889
0
30
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
118
2000
SH
SOLE
2000
0
0
NETFLIX INC
COM
64110L106
360
666
SH
SOLE
666
0
0
NEW JERSEY RES CORP
COM
646025106
2720
76500
SH
SOLE
0
0
76500
NEXTERA ENERGY INC
COM
65339F101
3703
48000
SH
SOLE
0
0
48000
NIKE INC
CL B
654106103
343
2425
SH
SOLE
2425
0
0
NISOURCE INC
COM
65473P105
97
4225
SH
SOLE
4225
0
0
NORDSTROM INC
COM
655664100
2
50
SH
SOLE
50
0
0
NORFOLK SOUTHN CORP
COM
655844108
3944
16600
SH
SOLE
1600
0
15000
NORTHWEST NAT HLDG CO
COM
66765N105
21
450
SH
SOLE
450
0
0
NORTONLIFELOCK INC
COM
668771108
2
100
SH
SOLE
100
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
12
130
SH
SOLE
130
0
0
NOVO-NORDISK A S
ADR
670100205
10
150
SH
SOLE
150
0
0
NRG ENERGY INC
COM NEW
629377508
3
85
SH
SOLE
85
0
0
NUCOR CORP
COM
670346105
80
1500
SH
SOLE
1500
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
46
3046
SH
SOLE
3046
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
32
2075
SH
SOLE
2075
0
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
1
39
SH
SOLE
39
0
0
NVIDIA CORPORATION
COM
67066G104
652
1249
SH
SOLE
1249
0
0
OMNICOM GROUP INC
COM
681919106
37
600
SH
SOLE
600
0
0
ONEOK INC NEW
COM
682680103
34
894
SH
SOLE
894
0
0
ORACLE CORP
COM
68389X105
2495
38568
SH
SOLE
38509
0
59
OTIS WORLDWIDE CORP
COM
68902V107
1616
23916
SH
SOLE
18396
0
5520
PACCAR INC
COM
693718108
95
1101
SH
SOLE
1101
0
0
PALO ALTO NETWORKS INC
COM
697435105
20
56
SH
SOLE
56
0
0
PARKER-HANNIFIN CORP
COM
701094104
2730
10020
SH
SOLE
20
0
10000
PAYCHEX INC
COM
704326107
1257
13487
SH
SOLE
13487
0
0
PAYPAL HLDGS INC
COM
70450Y103
58
247
SH
SOLE
247
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
53
350
SH
SOLE
300
0
50
PEOPLES UNITED FINANCIAL INC
COM
712704105
138
10665
SH
SOLE
10665
0
0
PEPSICO INC
COM
713448108
4903
33058
SH
SOLE
16741
0
16317
PFIZER INC
COM
717081103
1884
51177
SH
SOLE
3000
0
48177
PGIM ETF TR
ULTRA SHORT
69344A107
5627
112893
SH
SOLE
112893
0
0
PHILIP MORRIS INTL INC
COM
718172109
1759
21241
SH
SOLE
3241
0
18000
PHILLIPS 66
COM
718546104
829
11858
SH
SOLE
4858
0
7000
PINTEREST INC
CL A
72352L106
14
220
SH
SOLE
220
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
289
35035
SH
SOLE
35035
0
0
PNC FINL SVCS GROUP INC
COM
693475105
30
200
SH
SOLE
200
0
0
POST HLDGS INC
COM
737446104
4
39
SH
SOLE
39
0
0
POTLATCHDELTIC CORPORATION
COM
737630103
1393
27850
SH
SOLE
27827
0
23
PROCTER AND GAMBLE CO
COM
742718109
4570
32844
SH
SOLE
11232
0
21612
PROLOGIS INC.
COM
74340W103
1727
17324
SH
SOLE
17314
0
10
PROSHARES TR
ULTRA FNCLS NEW
74347X633
18
420
SH
SOLE
420
0
0
PROSHARES TR
S&P MDCP 400 DIV
74347B680
252
4000
SH
SOLE
4000
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
136
8300
SH
SOLE
8300
0
0
PUBLIC STORAGE
COM
74460D109
95
412
SH
SOLE
412
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
146
2500
SH
SOLE
2500
0
0
QUALCOMM INC
COM
747525103
165
1081
SH
SOLE
1081
0
0
QUANTUMSCAPE CORP
COM CL A
74767V109
52
610
SH
SOLE
610
0
0
RACKSPACE TECHNOLOGY INC
COM
750102105
4
225
SH
SOLE
225
0
0
RAYONIER INC
COM
754907103
59
2005
SH
SOLE
2005
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
3148
44020
SH
SOLE
32880
0
11140
REALOGY HLDGS CORP
COM
75605Y106
3
200
SH
SOLE
200
0
0
REALTY INCOME CORP
COM
756109104
42
672
SH
SOLE
672
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
5
10
SH
SOLE
10
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
81
5000
SH
SOLE
5000
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
7
100
SH
SOLE
100
0
0
ROKU INC
COM CL A
77543R102
78
236
SH
SOLE
236
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
54
725
SH
SOLE
525
0
200
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
7
202
SH
SOLE
202
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
9
250
SH
SOLE
0
0
250
SALESFORCE COM INC
COM
79466L302
57
255
SH
SOLE
255
0
0
SCHLUMBERGER LTD
COM
806857108
63
2866
SH
SOLE
2866
0
0
SCHWAB CHARLES CORP
COM
808513105
95
1800
SH
SOLE
1800
0
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
9
133
SH
SOLE
133
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
26
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
109
960
SH
SOLE
960
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
77
2600
SH
SOLE
2600
0
0
SERVICENOW INC
COM
81762P102
22
40
SH
SOLE
40
0
0
SHOPIFY INC
CL A
82509L107
11
10
SH
SOLE
10
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
3
60
SH
SOLE
60
0
0
SNAP INC
CL A
83304A106
5
100
SH
SOLE
100
0
0
SOLIGENIX INC
COM
834223307
1
1000
SH
SOLE
1000
0
0
SOUTHERN CO
COM
842587107
1547
25183
SH
SOLE
6583
0
18600
SPDR GOLD TR
GOLD SHS
78463V107
463
2597
SH
SOLE
2547
0
50
SPDR S&P 500 ETF TR
TR UNIT
78462F103
98
262
SH
SOLE
262
0
0
SPDR SER TR
S&P BIOTECH
78464A870
6
40
SH
SOLE
40
0
0
SPDR SER TR
S&P SEMICNDCTR
78464A862
36
210
SH
SOLE
210
0
0
SPDR SER TR
PORTFOLIO LN TSR
78464A664
24
525
SH
SOLE
525
0
0
SPDR SER TR
BLOMBERG BRC INV
78468R200
401
13099
SH
SOLE
9609
0
3490
SPLUNK INC
COM
848637104
14
80
SH
SOLE
80
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
14525
294753
SH
SOLE
294753
0
0
STANLEY BLACK & DECKER INC
COM
854502101
426
2383
SH
SOLE
2263
0
120
STARBUCKS CORP
COM
855244109
13
122
SH
SOLE
122
0
0
STURM RUGER & CO INC
COM
864159108
4
65
SH
SOLE
65
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
7
500
SH
SOLE
500
0
0
SYSCO CORP
COM
871829107
1337
18000
SH
SOLE
0
0
18000
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
8
40
SH
SOLE
40
0
0
TARGET CORP
COM
87612E106
3175
17987
SH
SOLE
17929
0
58
TC PIPELINES LP
UT COM LTD PRT
87233Q108
53
1801
SH
SOLE
1801
0
0
TESLA INC
COM
88160R101
102
145
SH
SOLE
145
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
1
100
SH
SOLE
100
0
0
TEXAS INSTRS INC
COM
882508104
2970
18096
SH
SOLE
8096
0
10000
TEXTRON INC
COM
883203101
19
400
SH
SOLE
400
0
0
TG THERAPEUTICS INC
COM
88322Q108
10
195
SH
SOLE
195
0
0
THE REALREAL INC
COM
88339P101
2
100
SH
SOLE
100
0
0
TIFFANY & CO NEW
COM
886547108
39
300
SH
SOLE
300
0
0
TJX COS INC NEW
COM
872540109
132
1940
SH
SOLE
1940
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
575
10198
SH
SOLE
198
0
10000
TORTOISE ENERGY INFRA CORP
COM
89147L886
2
75
SH
SOLE
75
0
0
TOTAL SE
SPONSORED ADS
89151E109
524
12500
SH
SOLE
0
0
12500
TRACTOR SUPPLY CO
COM
892356106
8
60
SH
SOLE
60
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
241
1662
SH
SOLE
1662
0
0
TRAVELERS COMPANIES INC
COM
89417E109
39
278
SH
SOLE
278
0
0
TRIMBLE INC
COM
896239100
12
175
SH
SOLE
175
0
0
TRUIST FINL CORP
COM
89832Q109
266
5549
SH
SOLE
5549
0
0
TWILIO INC
CL A
90138F102
20
60
SH
SOLE
60
0
0
TWITTER INC
COM
90184L102
8
150
SH
SOLE
150
0
0
UBER TECHNOLOGIES INC
COM
90353T100
14
270
SH
SOLE
270
0
0
UGI CORP NEW
COM
902681105
131
3755
SH
SOLE
3755
0
0
UNILEVER PLC
SPON ADR NEW
904767704
156
2584
SH
SOLE
2584
0
0
UNION PAC CORP
COM
907818108
3244
15581
SH
SOLE
15535
0
46
UNITED AIRLS HLDGS INC
COM
910047109
9
200
SH
SOLE
200
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1182
7016
SH
SOLE
16
0
7000
UNITEDHEALTH GROUP INC
COM
91324P102
1978
5641
SH
SOLE
5633
0
8
URANIUM ENERGY CORP
COM
916896103
9
5000
SH
SOLE
5000
0
0
US BANCORP DEL
COM NEW
902973304
1622
34823
SH
SOLE
3823
0
31000
V F CORP
COM
918204108
9
106
SH
SOLE
106
0
0
VAIL RESORTS INC
COM
91879Q109
7
25
SH
SOLE
0
0
25
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
12
53
SH
SOLE
53
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
31
160
SH
SOLE
160
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
344
1000
SH
SOLE
1000
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
26
445
SH
SOLE
445
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
15
325
SH
SOLE
325
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
48
520
SH
SOLE
520
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
67
300
SH
SOLE
300
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
4342
12273
SH
SOLE
12273
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2380
40509
SH
SOLE
10509
0
30000
VIACOMCBS INC
CL B
92556H206
13
350
SH
SOLE
350
0
0
VIATRIS INC
COM
92556V106
119
6348
SH
SOLE
371
0
5977
VIRTUS INVT PARTNERS INC
COM
92828Q109
3
14
SH
SOLE
14
0
0
VISA INC
COM CL A
92826C839
4056
18543
SH
SOLE
15718
0
2825
VISTAGEN THERAPEUTICS INC
COM NEW
92840H202
31
16000
SH
SOLE
16000
0
0
VMWARE INC
CL A COM
928563402
14
100
SH
SOLE
100
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
20
1192
SH
SOLE
1192
0
0
VOLITIONRX LTD
COM
928661107
19
5000
SH
SOLE
5000
0
0
WALMART INC
COM
931142103
1869
12966
SH
SOLE
12951
0
15
WASTE MGMT INC DEL
COM
94106L109
4300
36465
SH
SOLE
6465
0
30000
WEBSTER FINL CORP CONN
COM
947890109
1858
44080
SH
SOLE
44006
0
74
WELLS FARGO CO NEW
COM
949746101
291
9645
SH
SOLE
9645
0
0
WESTROCK CO
COM
96145D105
2521
57915
SH
SOLE
57855
0
60
WEYERHAEUSER CO MTN BE
COM NEW
962166104
2033
60625
SH
SOLE
60556
0
69
WHIRLPOOL CORP
COM
963320106
10
58
SH
SOLE
58
0
0
WILLIAMS COS INC
COM
969457100
1001
49933
SH
SOLE
49864
0
69
WPX ENERGY INC
COM
98212B103
39
4800
SH
SOLE
4800
0
0
YUM BRANDS INC
COM
988498101
200
1840
SH
SOLE
1840
0
0
YUM CHINA HLDGS INC
COM
98850P109
111
1940
SH
SOLE
1940
0
0
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
61
160
SH
SOLE
160
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
3
10
SH
SOLE
10
0
0
ZOSANO PHARMA CORP
COM NEW
98979H202
2
3000
SH
SOLE
3000
0
0
ZSCALER INC
COM
98980G102
8
40
SH
SOLE
40
0
0