-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JQyWhJOOfO9v1vDZ420U+uJ0fpum/LGlIzI7jJkK4/qItssixjvLMbEaABUr5g/F c0oKQVH+43aKYKp51KReEQ== 0001085146-08-000629.txt : 20080509 0001085146-08-000629.hdr.sgml : 20080509 20080509081642 ACCESSION NUMBER: 0001085146-08-000629 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080509 DATE AS OF CHANGE: 20080509 EFFECTIVENESS DATE: 20080509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLAINFIELD ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001352352 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11712 FILM NUMBER: 08816067 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-302-1715 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: Plainfield Asset Management LLC DATE OF NAME CHANGE: 20060206 13F-HR 1 plam1q08.txt PLAINFIELD ASSET MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Plainfield Asset Management LLC Address: 55 Railroad Avenue Greenwich, CT 06830 13F File Number: 28-11712 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas Fritsch Title: General Counsel Phone: (203) 302-1715 Signature, Place, and Date of Signing: /s/ Thomas Fritsch Greenwich, CT May 08, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 55 Form13F Information Table Value Total: $192,551 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-11713 Plainfield Special Situations Master Fund Limited FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN EXPRESS CO COM 025816109 470 100000 SH PUT DEFINED 01 100000 0 0 BCE INC COM NEW 05534B760 132 32200 SH PUT DEFINED 01 32200 0 0 BEAR STEARNS COS INC COM 073902108 520 38200 SH PUT DEFINED 01 38200 0 0 CAPITALSOURCE INC DBCV 1.625% 3/1 14055XAF9 1653 2000000 PRN DEFINED 01 2000000 0 0 CIT GROUP INC COM 125581108 809 230800 SH PUT DEFINED 01 230800 0 0 CLEARWIRE CORP CL A 185385309 296 218800 SH PUT DEFINED 01 211800 0 0 D R HORTON INC COM 23331A109 346 75200 SH PUT DEFINED 01 75200 0 0 DEVON ENERGY CORP NEW COM 25179M103 2066 19800 SH DEFINED 01 19800 0 0 DUNE ENERGY INC COM NEW 265338202 1730 2163 SH DEFINED 01 2163 0 0 DYNEGY INC DEL CL A 26817G102 303 308700 SH CALL DEFINED 01 308700 0 0 ELECTRONICS FOR IMAGING INC DBCV 1.500% 6/0 286082AA0 7880 8000000 PRN DEFINED 01 8000000 0 0 EMPIRE RESORTS INC NOTE 8.000% 7/3 292052AB3 14494 22515000 PRN DEFINED 01 22515000 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 2594 200000 SH CALL DEFINED 01 200000 0 0 GENERAL MTRS CORP COM 370442105 1092 400000 SH PUT DEFINED 01 400000 0 0 GRACE W R & CO DEL NEW COM 38388F108 604 158300 SH PUT DEFINED 01 158300 0 0 HORSEHEAD HLDG CORP COM 440694305 4684 404500 SH SOLE 404500 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 400 160000 SH PUT DEFINED 01 160000 0 0 IMAX CORP COM 45245E109 697 100000 SH DEFINED 01 100000 0 0 IPCS INC COM NEW 44980Y305 3573 153000 SH DEFINED 01 153000 0 0 JARDEN CORP COM 471109108 179 12000 SH PUT DEFINED 01 10000 0 0 JP MORGAN CHASE & CO COM 46625H100 590 100000 SH CALL DEFINED 01 100000 0 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 6584 100000 SH DEFINED 01 100000 0 0 KB HOME COM 48666K109 661 58500 SH PUT DEFINED 01 58500 0 0 LENNAR CORP CL A 526057104 842 61900 SH PUT DEFINED 01 61900 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 6.000% 9/1 52729NAG5 18031 20146000 PRN DEFINED 01 20146000 0 0 M D C HLDGS INC COM 552676108 486 80300 SH PUT DEFINED 01 80300 0 0 MAGNA ENTMT CORP NOTE 8.550% 6/1 559211AD9 688 1000000 PRN DEFINED 01 1000000 0 0 MASTERCARD INC CL A 57636Q104 1180 200000 SH PUT DEFINED 01 200000 0 0 MIRANT CORP NEW COM 60467R100 121 55000 SH CALL DEFINED 01 55000 0 0 MTR GAMING GROUP INC COM 553769100 7000 1000000 SH DEFINED 01 1000000 0 0 NRG ENERGY INC COM NEW 629377508 311 112400 SH CALL DEFINED 01 112400 0 0 OCWEN FINL CORP NOTE 3.250% 8/0 675746AD3 2513 3000000 PRN DEFINED 01 3000000 0 0 ORION MARINE GROUP INC COM 68628V308 6666 557800 SH SOLE 557800 0 0 OWENS CORNING NEW COM 690742101 181 10000 SH DEFINED 01 10000 0 0 PACIFIC ETHANOL INC COM 69423U107 38 37000 SH PUT DEFINED 01 37000 0 0 PEABODY ENERGY CORP COM 704549104 3534 69300 SH DEFINED 01 69300 0 0 PIONEER NAT RES CO COM 723787107 1061 21600 SH DEFINED 01 21600 0 0 PLAYBOY ENTERPRISES INC CL A 728117201 7288 865000 SH DEFINED 01 865000 0 0 QWEST COMMUNICATIONS INTL IN COM 749121109 115 100000 SH PUT DEFINED 01 100000 0 0 REWARDS NETWORK INC SDCV 3.250%10/1 761557AA5 33178 36112000 PRN DEFINED 01 36112000 0 0 RIVIERA HLDGS CORP COM 769627100 23716 1150712 SH DEFINED 01 1150712 0 0 ROSETTA RESOURCES INC COM 777779307 1967 100000 SH DEFINED 01 100000 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 547 110000 SH PUT DEFINED 01 85000 0 0 RYLAND GROUP INC COM 783764103 513 58000 SH PUT DEFINED 01 58000 0 0 SLM CORP COM 78442P106 570 100000 SH PUT DEFINED 01 100000 0 0 SPACEHAB INC COM NEW 846243400 341 598557 SH SOLE 598557 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 137 114600 SH PUT DEFINED 01 114600 0 0 SUN-TIMES MEDIA GROUP INC COM 86688Q100 1890 2625000 SH DEFINED 01 2625000 0 0 SYMS CORP COM 871551107 2922 240700 SH DEFINED 01 240700 0 0 TIME WARNER CABLE INC CL A 88732J108 22802 914101 SH DEFINED 01 937774 0 0 TOLL BROTHERS INC COM 889478103 300 100000 SH PUT DEFINED 01 100000 0 0 VERASUN ENERGY CORP COM 92336G106 10 52000 SH PUT DEFINED 01 52000 0 0 WARWICK VALLEY TEL CO COM 936750108 597 50500 SH DEFINED 01 50500 0 0 WASHINGTON MUT INC COM 939322103 455 158500 SH PUT DEFINED 01 155200 0 0 WHIRLPOOL CORP COM 963320106 194 13600 SH PUT DEFINED 01 13600 0 0
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